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Sec Compliance Jobs (NOW HIRING)

Clark Davis Associates

Senior SEC Analyst

Newark, NJ · On-site

$89K - $111K/yr

Research and interpret accounting and financial disclosure regulations to determine appropriate financial disclosure to ensure SEC compliance. * Prepare and review financial statements, notes to ...

CONNECTION

Sr SEC Reporting Accountant

Merrimack, NH

$75K - $95K/yr

The Sr Analyst is also responsible for the maintenance of the XBRL reporting for SEC compliance. Financial reporting, such as the statement of cash flow and tables included in the Company's earnings ...

CONNECTION

Sr SEC Reporting Accountant

Merrimack, NH

$75K - $95K/yr

The Sr Analyst is also responsible for the maintenance of the XBRL reporting for SEC compliance. Financial reporting, such as the statement of cash flow and tables included in the Company's earnings ...

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Sec Compliance information

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$31.5K

$98.9K

$207.5K

How much do sec compliance jobs pay per year?

As of Jul 3, 2026, the average yearly pay for sec compliance in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What are the typical challenges faced by Sec Compliance professionals on a daily basis?

Sec Compliance professionals often navigate the constantly changing landscape of regulatory requirements and must stay up to date on new and emerging security threats. Balancing the enforcement of strict compliance standards with the need for operational flexibility can be challenging, especially in large organizations. They regularly coordinate with various departments to ensure consistent policy implementation and remediation of non-compliance issues. Successfully meeting these challenges requires adaptability, continuous learning, and strong collaboration skills to ensure organizational resilience and regulatory adherence.

What degree do you need to work for the SEC?

To work in SEC compliance roles, a bachelor's degree in fields such as finance, accounting, economics, or law is typically required. Advanced positions may prefer or require a master's degree or professional certifications like the CPA or CFA. Strong knowledge of securities laws and regulatory frameworks is also essential.

Will compliance be replaced by AI?

In compliance roles, AI tools are increasingly used to automate routine tasks such as monitoring, data analysis, and reporting. However, human oversight remains essential for interpreting complex regulations, making judgment calls, and ensuring ethical standards are maintained. AI complements compliance work but is unlikely to fully replace professionals in this field.

What is the highest paying job in compliance?

The highest paying roles in compliance are often senior positions such as Chief Compliance Officer (CCO) or Director of Compliance, which can earn six-figure salaries or higher. These roles typically require extensive experience, leadership skills, and certifications like Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM).

What does a SEC Compliance job entail?

A SEC Compliance job involves ensuring that a company adheres to regulations set by the U.S. Securities and Exchange Commission (SEC). This includes monitoring financial reporting, disclosures, and corporate governance to prevent violations and maintain transparency. Professionals in this role interpret SEC rules, conduct audits, and implement policies to ensure compliance. They often work closely with legal and finance teams to mitigate risks and maintain regulatory standards.

What are the key skills and qualifications needed to thrive in the Sec Compliance position, and why are they important?

To thrive as a Sec Compliance professional, you need a solid understanding of security regulations, risk management, and compliance frameworks, often supported by a degree in information security, legal studies, or a related field. Familiarity with tools such as GRC (governance, risk, and compliance) platforms, and certifications like CISSP or CISA, is highly valuable. Excellent attention to detail, strong analytical thinking, and effective communication skills help professionals excel in this role. These qualifications are essential to ensure organizations meet regulatory standards and effectively manage security risks.

What is a compliance officer in the SEC?

A compliance officer in the SEC is responsible for ensuring that financial firms and professionals adhere to federal securities laws and regulations. They develop policies, monitor activities, and conduct audits to prevent violations, often requiring knowledge of SEC rules and relevant certifications such as the Series 7 or Series 24. The role involves staying current with regulatory changes and maintaining detailed records of compliance efforts.
More about Sec Compliance jobs
What cities are hiring for Sec Compliance jobs? Cities with the most Sec Compliance job openings:
What are the most commonly searched types of Sec Compliance jobs? The most popular types of Sec Compliance jobs are:
What states have the most Sec Compliance jobs? States with the most job openings for Sec Compliance jobs include:
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Sec Compliance jobs near you
Infographic showing various Sec Compliance job openings in the United States as of June 2026, with employment types broken down into 100% Full Time. Highlights an 91% In-person, and 9% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Senior Manager, External Financial Reporting & SEC Compliance

Innovation Consulting

Houston, TX

$160K - $222K/yr

Full-time

Posted 11 days ago

Job description

Senior Manager, External Financial Reporting & SEC Compliance


Location: Las Vegas, NV (Onsite – Relocation Required)



Compensation: $160,000 – $222,000 base salary

Employment Type: Full-Time


About the Opportunity

Innovation Consulting is partnering with a large, publicly traded, regulated infrastructure organization to identify a Senior Manager, External Financial Reporting & SEC Compliance.

This is a highly visible leadership role within the Corporate Controller’s organization, overseeing External Financial Reporting (including SEC reporting and SOX compliance) and Internal Financial Reporting for complex, regulated operations.

The position offers direct interaction with senior leadership, executive stakeholders, and external auditors. The selected candidate will play a critical role in ensuring financial transparency, regulatory confidence, and reporting integrity.

This is a 100% onsite role based in Las Vegas, NV. Candidates open to relocation are encouraged to apply. The organization has a demonstrated history of relocating senior finance and accounting leadership for the right hire.


Required Qualifications

  • Bachelor’s degree in Accounting
  • Active CPA license (required)
  • 8+ years of progressive accounting experience in a public company and/or public accounting environment
  • Direct ownership of SEC reporting (10-K, 10-Q, 8-K) — required, not advisory
  • Strong knowledge of U.S. GAAP and SEC reporting requirements
  • Experience leading or overseeing SOX Section 404 compliance, including ICFR evaluation and deficiency assessment
  • Experience managing and developing accounting professionals
  • Proficiency with Workiva/Wdesk for SEC filing preparation (required)
  • Advanced Microsoft Excel proficiency


Preferred Qualifications

  • Master’s degree in Accounting or related field
  • Experience in a regulated industry (natural gas, electric, water utility, or similar infrastructure)
  • Experience with FERC reporting and/or state regulatory commission filings (PUCN, ACC, CPUC)
  • Experience supporting debt or equity issuances, including prospectus preparation and SEC filings
  • Experience responding to SEC comment letters
  • Experience preparing or supporting Audit Committee materials and presentations
  • Experience overseeing accounting for complex areas: derivatives, pension and OPEB, stock compensation, lease accounting, and regulatory accounting mechanisms


Key Responsibilities

External Financial Reporting

  • Lead preparation and timely filing of Forms 10-K, 10-Q, and 8-K
  • Oversee preparation of annual financial statements and related disclosures
  • Research and implement new GAAP and SEC guidance
  • Draft and review technical accounting memoranda
  • Coordinate with external auditors and SEC counsel
  • Review and finalize responses to SEC comment letters
  • Support capital markets transactions, including securities issuances and related documentation
  • Oversee required filings with federal and state regulatory bodies (FERC, PUCN, ACC, CPUC)

SOX & Internal Controls

  • Oversee Section 404 SOX compliance and internal control over financial reporting (ICFR)
  • Lead annual risk assessments and evaluate control effectiveness
  • Assess the impact of significant transactions, system changes, and organizational changes on controls
  • Oversee quarterly sub-certification processes supporting CEO and CFO certifications

Internal Financial Reporting

  • Oversee monthly and quarterly internal financial reporting packages for executive leadership and Board-level stakeholders
  • Review and approve accounting for complex areas including derivatives, pension and OPEB, stock compensation, lease accounting, and regulatory accounting mechanisms
  • Ensure subsidiary accounting compliance with applicable regulatory standards
  • Oversee FERC Form filings and related regulatory reporting

Leadership

  • Lead and develop experienced managers and accounting professionals
  • Coordinate audit activities and timelines with internal and external auditors
  • Prepare and support Audit Committee agenda items and presentations
  • Represent Accounting on cross-functional initiatives and corporate projects
  • Provide accounting expertise for regulatory proceedings and strategic initiatives


Compensation

Base salary range: $160,000 – $222,000.

Final compensation will be based on experience, industry expertise, and demonstrated leadership capability.


About Innovation Consulting

Innovation Consulting LLC is a boutique staffing and consulting firm specializing in regulated gas utility and energy infrastructure. We place experienced finance, operations, and technical professionals with regulated organizations across the Western United States.