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Sec Compliance Jobs (NOW HIRING)

Robert Half

SEC Compliance Manager/Director

Louisville, KY · On-site

$175K - $215K/yr

We are looking for an experienced SEC Compliance Manager/Director to lead technical accounting and external reporting activities for our public-company environment in Louisville, KY. This position ...

Clark Davis Associates

Senior SEC Analyst

Newark, NJ

$89K - $111K/yr

Research and interpret accounting and financial disclosure regulations to determine appropriate financial disclosure to ensure SEC compliance. * Prepare and review financial statements, notes to ...

Lennar

SEC Reporting Supervisor

Miami, FL · On-site

About the Role As an SEC Reporting Supervisor, you will support Lennar's external reporting and SEC compliance function, with responsibility for preparing, analyzing, and reviewing key financial ...

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Sec Compliance information

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$31.5K

$98.9K

$207.5K

How much do sec compliance jobs pay per year?

As of Jul 24, 2026, the average yearly pay for sec compliance in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What are the typical challenges faced by Sec Compliance professionals on a daily basis?

Sec Compliance professionals often navigate the constantly changing landscape of regulatory requirements and must stay up to date on new and emerging security threats. Balancing the enforcement of strict compliance standards with the need for operational flexibility can be challenging, especially in large organizations. They regularly coordinate with various departments to ensure consistent policy implementation and remediation of non-compliance issues. Successfully meeting these challenges requires adaptability, continuous learning, and strong collaboration skills to ensure organizational resilience and regulatory adherence.

What degree do you need to work for the SEC?

To work in SEC compliance roles, a bachelor's degree in fields such as finance, accounting, economics, or law is typically required. Advanced positions may prefer or require a master's degree or professional certifications like the CPA or CFA. Strong knowledge of securities laws and regulatory frameworks is also essential.

Will compliance be replaced by AI?

In compliance roles, AI tools are increasingly used to automate routine tasks such as monitoring, data analysis, and reporting. However, human oversight remains essential for interpreting complex regulations, making judgment calls, and ensuring ethical standards are maintained. AI complements compliance work but is unlikely to fully replace professionals in this field.

What is the highest paying job in compliance?

The highest paying roles in compliance are often senior positions such as Chief Compliance Officer (CCO) or Director of Compliance, which can earn six-figure salaries or higher. These roles typically require extensive experience, leadership skills, and certifications like Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM).

What does a SEC Compliance job entail?

A SEC Compliance job involves ensuring that a company adheres to regulations set by the U.S. Securities and Exchange Commission (SEC). This includes monitoring financial reporting, disclosures, and corporate governance to prevent violations and maintain transparency. Professionals in this role interpret SEC rules, conduct audits, and implement policies to ensure compliance. They often work closely with legal and finance teams to mitigate risks and maintain regulatory standards.

What are the key skills and qualifications needed to thrive in the Sec Compliance position, and why are they important?

To thrive as a Sec Compliance professional, you need a solid understanding of security regulations, risk management, and compliance frameworks, often supported by a degree in information security, legal studies, or a related field. Familiarity with tools such as GRC (governance, risk, and compliance) platforms, and certifications like CISSP or CISA, is highly valuable. Excellent attention to detail, strong analytical thinking, and effective communication skills help professionals excel in this role. These qualifications are essential to ensure organizations meet regulatory standards and effectively manage security risks.

What is a compliance officer in the SEC?

A compliance officer in the SEC is responsible for ensuring that financial firms and professionals adhere to federal securities laws and regulations. They develop policies, monitor activities, and conduct audits to prevent violations, often requiring knowledge of SEC rules and relevant certifications such as the Series 7 or Series 24. The role involves staying current with regulatory changes and maintaining detailed records of compliance efforts.
More about Sec Compliance jobs
What cities are hiring for Sec Compliance jobs? Cities with the most Sec Compliance job openings:
What are the most commonly searched types of Sec Compliance jobs? The most popular types of Sec Compliance jobs are:
What states have the most Sec Compliance jobs? States with the most job openings for Sec Compliance jobs include:
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Sec Compliance jobs near you
Infographic showing various Sec Compliance job openings in the United States as of July 2026, with employment types broken down into 1% As Needed, 82% Full Time, 12% Part Time, and 5% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.
SEC Compliance Manager/Director

SEC Compliance Manager/Director

Robert Half

Louisville, KY • On-site

$175K - $215K/yr

Full-time

This job post has expired today. Applications are no longer accepted.

Job description

We are looking for an experienced SEC Compliance Manager/Director to lead technical accounting and external reporting activities for our public-company environment in Louisville, KY. This position serves as a key advisor on complex accounting matters, oversees the preparation of required SEC filings, and works closely with finance and business leaders to support accurate, timely, and compliant reporting. The role also helps guide accounting policy decisions, strengthens reporting controls, and supports the organization through significant transactions and audit activities.
Responsibilities:
• Direct the preparation and review of periodic and event-driven SEC filings, including quarterly, annual, current, and other required submissions.
• Evaluate complex, unusual, and high-impact transactions and develop well-supported accounting positions in line with U.S. GAAP and SEC requirements.
• Draft clear technical accounting documentation and position papers to support management conclusions and external audit review.
• Track emerging accounting and reporting guidance, assess business impact, and lead the adoption of new standards across the organization.
• Maintain and enhance accounting policies, disclosure support, and reporting documentation to promote consistency and compliance.
• Advise on accounting treatment for strategic activities such as acquisitions, divestitures, financing arrangements, equity-related matters, leases, derivatives, and stock-based compensation.
• Partner with Legal, Treasury, Tax, Investor Relations, FP& A, and accounting leadership to coordinate disclosures and align external reporting obligations.
• Act as the primary contact for external auditors on technical accounting matters, quarterly review support, annual audit requests, and reporting-related inquiries.
• Strengthen internal control and SOX compliance efforts related to financial reporting, disclosure processes, and technical accounting governance.
• Provide leadership, coaching, and development support to team members involved in technical accounting and SEC reporting responsibilities.• Active CPA designation is required.
• Bachelor’s degree in Accounting is required; an advanced degree is preferred.
• 10+ years of progressive accounting experience, including substantial exposure to technical accounting and external reporting.
• At least 5 years of experience in SEC reporting within a public company environment.
• Strong working knowledge of U.S. GAAP, SEC regulations, Regulation S-X, Regulation S-K, and public company disclosure standards.
• Demonstrated experience preparing and reviewing Forms 10-Q, 10-K, and other SEC filings.
• Background in technical accounting research, memorandum preparation, and analysis of complex accounting issues.
• Excellent communication and technical writing skills, with the ability to present accounting conclusions clearly to executives and auditors.
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About Robert Half

Sourced by ZipRecruiter

Founded in 1948, Robert Half pioneered the idea of professional talent solutions to connect opportunities at great companies with highly skilled job seekers. As business needs changed, we evolved to offer specialized talent solutions for finance and accounting, technology, administrative and customer support, creative and marketing, and legal fields. In 2002, we introduced our subsidiary, Protiviti, a global independent risk consulting and internal audit service, to support companies as they faced more strategic business challenges.

Industry

Recruiting and staffing services

Company size

10,000+ Employees

Headquarters location

San Ramon, CA, US

Year founded

1948

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