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Sec Compliance Jobs (NOW HIRING)

Aionios LLC

Capital Markets Associate

Washington, DC

$200K - $260K/yr

This is an outstanding opportunity to work on sophisticated securities offerings, SEC compliance, and corporate governance matters for public companies, financial institutions, and emerging growth ...

5 Legal

Corporate & Securities Associate

Seattle, WA

... SEC compliance, and corporate governance experience. The role focuses on capital markets transactions, corporate governance and compliance, mergers and acquisitions and general corporate counseling ...

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Sec Compliance information

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$31.5K

$98.9K

$207.5K

How much do sec compliance jobs pay per year?

As of Sep 3, 2026, the average yearly pay for sec compliance in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What does a Sec Compliance professional do?

A SEC Compliance job involves ensuring that a company adheres to regulations set by the U.S. Securities and Exchange Commission (SEC). This includes monitoring financial reporting, disclosures, and corporate governance to prevent violations and maintain transparency. Professionals in this role interpret SEC rules, conduct audits, and implement policies to ensure compliance. They often work closely with legal and finance teams to mitigate risks and maintain regulatory standards.

What are the key skills and qualifications needed to thrive in Sec Compliance?

To thrive as a Sec Compliance professional, you need a solid understanding of security regulations, risk management, and compliance frameworks, often supported by a degree in information security, legal studies, or a related field. Familiarity with tools such as GRC (governance, risk, and compliance) platforms, and certifications like CISSP or CISA, is highly valuable. Excellent attention to detail, strong analytical thinking, and effective communication skills help professionals excel in this role. These qualifications are essential to ensure organizations meet regulatory standards and effectively manage security risks.

What are the typical challenges faced by Sec Compliance professionals on a daily basis?

Sec Compliance professionals often navigate the constantly changing landscape of regulatory requirements and must stay up to date on new and emerging security threats. Balancing the enforcement of strict compliance standards with the need for operational flexibility can be challenging, especially in large organizations. They regularly coordinate with various departments to ensure consistent policy implementation and remediation of non-compliance issues. Successfully meeting these challenges requires adaptability, continuous learning, and strong collaboration skills to ensure organizational resilience and regulatory adherence.

Are security compliance jobs in high demand?

Security compliance jobs are in high demand due to increasing cybersecurity threats and regulatory requirements. Roles often require knowledge of standards like ISO 27001 or NIST, and certifications such as CISSP or CISA can enhance job prospects. The field offers opportunities across various industries, including finance, healthcare, and government sectors.

What is SEC compliance?

SEC compliance refers to adhering to the regulations and reporting requirements set by the U.S. Securities and Exchange Commission. For professionals in securities or financial services, it involves ensuring that company practices, disclosures, and transactions meet SEC standards, often requiring knowledge of relevant laws, regulations, and compliance tools. Maintaining SEC compliance is essential for legal operation and investor trust.

What is a SEC compliance officer?

A SEC compliance officer is responsible for ensuring that a financial firm adheres to the regulations set by the Securities and Exchange Commission (SEC). They develop and implement compliance programs, monitor trading activities, and stay updated on regulatory changes to prevent violations and protect the firm from legal risks.
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Sec Compliance jobs near you
Infographic showing various Sec Compliance job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 12% Part Time, and 4% Contract. Highlights an 93% Physical, 2% Hybrid, and 5% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Corporate Associate Attorney Securities/Capital Markets

Direct Counsel

San Francisco, CA • On-site

$170K - $300K/yr

Full-time

Medical, Retirement

Re-posted 24 days ago

Job description

Corporate Associate Attorney – Securities/Capital Markets

Direct Counsel is seeking a Corporate Associate Attorney to join a top-ranked law firm’s Corporate Practice Group in any U.S. office. This is a fantastic opportunity to work on high-profile securities and capital markets transactions with a nationally recognized team.

Key Responsibilities:
  • Advise public companies on SEC compliance, corporate governance, and public reporting obligations.
  • Handle capital markets transactions, including public securities offerings and debt/equity market deals.
  • Lead due diligence teams, manage specialists, and draft key transaction documents.
  • Provide strategic guidance on securities regulations and compliance matters.
Qualifications:
  • Experience: 2 to 5 years in corporate law, with a focus on securities and capital markets.
  • Expertise: Public company reporting, securities offerings, SEC compliance, and corporate governance.
  • Skills: Strong drafting, analytical, and communication abilities.
  • Education: Outstanding academic credentials from an accredited law school.
  • Bar Admission: Must be licensed to practice law.
Compensation & Benefits:
  • Salary range: $170,000 – $300,000.
  • Comprehensive benefits package, including productivity and discretionary bonuses, health and disability insurance, and a 401(k) plan.

If you’re looking to advance your career in a highly collaborative and sophisticated securities practice, apply today!