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Sec Compliance Jobs (NOW HIRING)

Lennar Homes

Sr SEC Reporting Analyst

Miami, FL · On-site

About the Role As a Senior SEC Reporting Analyst, you will support Lennar's external reporting and SEC compliance function, with responsibility for preparing, analyzing, and reviewing key financial ...

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$31.5K

$98.9K

$207.5K

How much do sec compliance jobs pay per year?

As of Jul 3, 2026, the average yearly pay for sec compliance in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What are the typical challenges faced by Sec Compliance professionals on a daily basis?

Sec Compliance professionals often navigate the constantly changing landscape of regulatory requirements and must stay up to date on new and emerging security threats. Balancing the enforcement of strict compliance standards with the need for operational flexibility can be challenging, especially in large organizations. They regularly coordinate with various departments to ensure consistent policy implementation and remediation of non-compliance issues. Successfully meeting these challenges requires adaptability, continuous learning, and strong collaboration skills to ensure organizational resilience and regulatory adherence.

What degree do you need to work for the SEC?

To work in SEC compliance roles, a bachelor's degree in fields such as finance, accounting, economics, or law is typically required. Advanced positions may prefer or require a master's degree or professional certifications like the CPA or CFA. Strong knowledge of securities laws and regulatory frameworks is also essential.

Will compliance be replaced by AI?

In compliance roles, AI tools are increasingly used to automate routine tasks such as monitoring, data analysis, and reporting. However, human oversight remains essential for interpreting complex regulations, making judgment calls, and ensuring ethical standards are maintained. AI complements compliance work but is unlikely to fully replace professionals in this field.

What is the highest paying job in compliance?

The highest paying roles in compliance are often senior positions such as Chief Compliance Officer (CCO) or Director of Compliance, which can earn six-figure salaries or higher. These roles typically require extensive experience, leadership skills, and certifications like Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM).

What does a SEC Compliance job entail?

A SEC Compliance job involves ensuring that a company adheres to regulations set by the U.S. Securities and Exchange Commission (SEC). This includes monitoring financial reporting, disclosures, and corporate governance to prevent violations and maintain transparency. Professionals in this role interpret SEC rules, conduct audits, and implement policies to ensure compliance. They often work closely with legal and finance teams to mitigate risks and maintain regulatory standards.

What are the key skills and qualifications needed to thrive in the Sec Compliance position, and why are they important?

To thrive as a Sec Compliance professional, you need a solid understanding of security regulations, risk management, and compliance frameworks, often supported by a degree in information security, legal studies, or a related field. Familiarity with tools such as GRC (governance, risk, and compliance) platforms, and certifications like CISSP or CISA, is highly valuable. Excellent attention to detail, strong analytical thinking, and effective communication skills help professionals excel in this role. These qualifications are essential to ensure organizations meet regulatory standards and effectively manage security risks.

What is a compliance officer in the SEC?

A compliance officer in the SEC is responsible for ensuring that financial firms and professionals adhere to federal securities laws and regulations. They develop policies, monitor activities, and conduct audits to prevent violations, often requiring knowledge of SEC rules and relevant certifications such as the Series 7 or Series 24. The role involves staying current with regulatory changes and maintaining detailed records of compliance efforts.
More about Sec Compliance jobs
What cities are hiring for Sec Compliance jobs? Cities with the most Sec Compliance job openings:
What are the most commonly searched types of Sec Compliance jobs? The most popular types of Sec Compliance jobs are:
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Sec Compliance jobs near you
Infographic showing various Sec Compliance job openings in the United States as of June 2026, with employment types broken down into 100% Full Time. Highlights an 91% In-person, and 9% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Securities/Capital Markets Attorney

Direct Counsel

Aurora, CO • On-site

$170K - $300K/yr

Full-time

Medical, Retirement

Posted 23 days ago

Be an early applicant

Job description

Corporate Associate Attorney – Securities/Capital Markets

Direct Counsel is seeking a Corporate Associate Attorney to join a top-ranked law firm’s Corporate Practice Group in any U.S. office. This is a fantastic opportunity to work on high-profile securities and capital markets transactions with a nationally recognized team.

Key Responsibilities:
  • Advise public companies on SEC compliance, corporate governance, and public reporting obligations.
  • Handle capital markets transactions, including public securities offerings and debt/equity market deals.
  • Lead due diligence teams, manage specialists, and draft key transaction documents.
  • Provide strategic guidance on securities regulations and compliance matters.
Qualifications:
  • Experience: 2 to 5 years in corporate law, with a focus on securities and capital markets.
  • Expertise: Public company reporting, securities offerings, SEC compliance, and corporate governance.
  • Skills: Strong drafting, analytical, and communication abilities.
  • Education: Outstanding academic credentials from an accredited law school.
  • Bar Admission: Must be licensed to practice law.
Compensation & Benefits:
  • Salary range: $170,000 – $300,000.
  • Comprehensive benefits package, including productivity and discretionary bonuses, health and disability insurance, and a 401(k) plan.

If you’re looking to advance your career in a highly collaborative and sophisticated securities practice, apply today!