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Senior Compliance Director Jobs (NOW HIRING)

M1 Finance

Compliance Director

Chicago, IL · On-site +1

Company Description This is a rare opportunity to serve as the senior compliance voice embedded within B2 Bank during a period of deliberate, well-governed growth. This role The Compliance Director ...

M1 Finance + b2 Bank

Compliance Director

Chicago, IL

Company Description This is a rare opportunity to serve as the senior compliance voice embedded within B2 Bank during a period of deliberate, well-governed growth. This role The Compliance Director ...

M1 Finance

Compliance Director

Chicago, IL

Company Description This is a rare opportunity to serve as the senior compliance voice embedded within B2 Bank during a period of deliberate, well-governed growth. This role The Compliance Director ...

Imea

Compliance Director, Digital Assets

Manhattan, NY · On-site

$250 - $300/hr

  • Medical

  • Retirement

Minimum of 5+ years of experience in a senior compliance, legal, risk, or regulatory role within financial services * Direct experience with digital assets, tokenization, blockchain technology ...

Blue Castle Agency

Compliance Director

Boston, MA

$130K - $180K/yr

COMPLIANCE DIRECTOR Our client is currently seeking a Compliance Director who will lead the ... The VP will work closely with senior management and various departments to proactively address ...

Mesh

Compliance Director

New York, NY

Serve as a senior advisor to Product and Engineering on the compliance implications of new features ... Direct experience obtaining and maintaining Money Transmitter License (MTL) approvals across U.S ...

Doist

Compliance Director

Manhattan, NY · On-site

$293 - $358/hr

  • Medical

  • PTO

Serve as a senior advisor to Product and Engineering on the compliance implications of new features ... Direct experience obtaining and maintaining Money Transmitter License (MTL) approvals across U.S ...

Posted today

HawaiiUSA Federal Credit Union

Compliance Director

Honolulu, HI · On-site

$124K - $151K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Direct the Compliance and Bank Secrecy Act teams' functions. Develop, establish, and maintain the ... Board and senior management. Advise and consult with all levels of management and the Board ...

Plume

Compliance Director

  • Medical

  • Retirement

We encourage applications from senior- and mid-level professionals with strong foundational ... Serve as KDAB's AML/Compliance Director, owning its DABA-mandated AML/ATF program, including the ...

Doist

Compliance Director

San Francisco, CA · On-site

$293 - $358/hr

  • Medical

  • PTO

Serve as a senior advisor to Product and Engineering on the compliance implications of new features ... Direct experience obtaining and maintaining Money Transmitter License (MTL) approvals across U.S ...

Posted today

The Rockridge Group

Compliance Director

San Jose, CA · On-site

Director of Grants and Contracts Compliance (DGCC) DEPARTMENT: Administration LOCATION: San Jose ... Partner with Finance and Senior Leadership Team in budgeting, analysis, and strategic planning for ...

CAPTRUST

Senior Compliance Manager

Charlotte, NC · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Coordination with Compliance Directors to review and assist in improving Compliance processes ... senior This position will remain open until filled.

CAPTRUST

Senior Compliance Manager

Charlotte, NC · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Coordination with Compliance Directors to review and assist in improving Compliance processes ... senior This position will remain open until filled.

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Senior Compliance Director information

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$42.5K

$128.3K

$199.5K

How much do senior compliance director jobs pay per year?

As of Aug 17, 2026, the average yearly pay for senior compliance director in the United States is $128,297.00, according to ZipRecruiter salary data. Most workers in this role earn between $100,000.00 and $145,000.00 per year, depending on experience, location, and employer.

What does a senior compliance director do?

A Senior Compliance Director oversees an organization's compliance with regulatory requirements and internal policies. They develop and implement compliance programs, conduct risk assessments, and ensure employees are trained on relevant laws and regulations. This role often involves working closely with executive leadership, auditors, and regulatory bodies to minimize legal risks and promote ethical conduct across the company. Senior Compliance Directors also investigate potential breaches and update policies to reflect changes in the legal environment.

What are the key skills and qualifications needed to thrive as a senior compliance director?

To thrive as a Senior Compliance Director, you need deep expertise in compliance regulations, risk management, and a relevant degree—often complemented by certifications such as CRCM or CCEP. Familiarity with compliance management systems, audit software, and regulatory research tools is typically required. Strong leadership, analytical thinking, and excellent communication skills set exceptional candidates apart in this role. These skills and qualities are crucial for ensuring organizational adherence to laws, mitigating risk, and fostering a culture of ethical conduct.

What are some common challenges faced by a senior compliance director when implementing new regulatory requirements across multiple departments?

A Senior Compliance Director often encounters challenges such as ensuring consistent interpretation and application of complex regulations across various business units. Coordinating communication and training among diverse teams, each with unique workflows, can be demanding. Additionally, balancing strict adherence to regulations while supporting business objectives requires strong negotiation and problem-solving skills. Overcoming resistance to change and fostering a culture of compliance are also common hurdles in this role.

What is the difference between Senior Compliance Director vs Compliance Manager?

AspectSenior Compliance DirectorCompliance Manager
CredentialsOften requires advanced certifications like CCEP, CRCM, or CPATypically requires certifications such as CCEP or compliance-specific training
Work EnvironmentStrategic leadership, policy development, and high-level oversightOperational tasks, team supervision, and day-to-day compliance activities
Employer & Industry UsageUsed in large corporations, financial institutions, healthcare, and regulated industriesCommon in organizations of all sizes across similar industries

The Senior Compliance Director focuses on strategic compliance initiatives and policy oversight, often at a corporate level, while the Compliance Manager handles daily compliance operations and team management. Both roles require relevant certifications and are vital in regulated industries, but they differ mainly in scope and seniority.

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Cities with the most Senior Compliance Director job openings:

What are the most commonly searched types of Senior Compliance jobs?

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What states have the most Senior Compliance Director jobs?

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Senior Compliance Director jobs near you
Infographic showing various Senior Compliance Director job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 93% Physical, 3% Hybrid, and 4% Remote job distribution, with an average salary of $128,297 per year, or $61.7 per hour.

Compliance Director

M1 Finance

Chicago, IL • On-site, Remote

Full-time

Re-posted 6 days ago

Job description

Company Description
This is a rare opportunity to serve as the senior compliance voice embedded within B2 Bank during a period of deliberate, well-governed growth. This role The Compliance Director will own the Bank's compliance program execution, OCC exam management, policy infrastructure, regulatory implementation, daily compliance requests and business support. This individual will be responsible for providing the bank with structured compliance guidance, well-documented decisions, and demonstrate strong comprehension in banking regulation (with Fintech cross-over as a plus). The Compliance Director will be comfortable operating in a fluid BHC/FHC structured entity, providing support and sound decision-making on products that leverage the unique banking-broker dealer relationship. While not necessary, experience with a bank merger is an added bonus.
Job Description
The Compliance Director is responsible for building and managing the Bank's compliance management system, owning OCC examination preparation and execution, and ensuring the Bank's products, operations, and growth activities remain within regulatory requirements. This individual must be equally comfortable in digital banking and traditional branch environments, capable of navigating regulatory ambiguity without the luxury of large compliance teams, and skilled at leveraging technology, including AI tools, to operate with the efficiency a dynamic, growth-stage institution demands.
This is a senior individual contributor role. The successful candidate brings deep compliance expertise, strong independent judgment, and the ability to drive outcomes without organizational infrastructure around them.
Responsibilities
  • Manage examination timelines, information requests, and response quality across all examination types
  • Maintain and mature the Bank's compliance management system within the three-lines-of-defense framework
  • Own the Bank's compliance risk assessment, policy library, and annual compliance testing calendar
  • Ensure compliance program coverage across all BHC products, including digital and traditional banking, commercial lending, third-party partner services, bank-servicing, and branch operations
  • Coordinate with the designated BSA Officer on BSA/AML program alignment, maintaining clear lanes of ownership between compliance and AML functions
  • Lead the Bank's fair lending program, including HMDA, ECOA, and fair lending risk assessment
  • Own CRA program administration, including CRA plan, data integrity, and examination readiness
  • Manage deposit operations compliance across digital and branch channels, including Regulation E, Regulation DD, bank-servicing, and applicable consumer protection requirements
  • Support planned product expansions (collateralized consumer lending, IRA trustee services) with regulatory analysis and compliance build-out
  • Provide compliance oversight for C&I and CRE lending activities, including adherence to applicable lending laws and OCC guidance
  • Partner with credit and operations teams on compliance requirements for commercial loan origination through servicing
  • Maintain compliance metrics, issue tracking, and management reporting in a form appropriate for OCC and Board review
  • Navigate regulatory ambiguity with a constructive, solutions-oriented approach - charting a defensible path forward rather than defaulting to prohibition

Salary range 160,000 - 195,000 USD
Qualifications
Required
  • 5-7 years of bank compliance experience, with meaningful exposure to OCC-supervised institutions
  • Demonstrated expertise in consumer compliance: fair lending, CRA, Regulation E, Regulation DD, and related consumer protection requirements
  • Direct experience with OCC examinations, including document production, examiner communication, and finding remediation
  • Working knowledge of operations compliance in both digital and traditional branch environments
  • Strong written communication skills - capable of producing examination responses, Board materials, and regulatory correspondence independently
  • Comfortable operating as an individual contributor in a fast-paced, resource-constrained environment
  • Demonstrated ability to navigate regulatory ambiguity and develop practical, defensible compliance positions

Strongly Preferred
  • Demonstrated fluency with AI tools in a compliance context - regulatory research, policy drafting, exam preparation, monitoring, or documentation
  • Experience with digital banking products and platforms, including high-yield savings, consumer lending, mortgages, lending ratios, or payments
  • Familiarity with commercial lending compliance (C&I and/or CRE)
  • Experience in a fintech, holding company, or multi-entity regulated structure
  • BSA/AML familiarity sufficient to coordinate effectively with a designated BSA Officer
  • Experience with IRA trustee services compliance or collateralized consumer lending a plus

Education
  • Bachelor's degree required
  • CRCM, CERP, or comparable compliance certification required

Additional Information
The right candidate is someone who has spent years inside regulated banking institutions, understands what OCC examiners look for, and knows how to build compliance infrastructure that holds up under scrutiny. They are equally capable in a branch environment and a digital one, not because they've done both simultaneously, but because they understand the distinct compliance demands of each and can bridge them.
Critically, this person is not a process-follower waiting for a rulebook. Regulatory ambiguity is a daily reality here. We need someone who can reason through an unsettled question, document their analysis, and move the institution forward with a defensible position.
Finally, this role rewards efficiency. The candidate who thrives here is one who embraces modern tools, including AI, as force multipliers, not as threats to the craft. The ability to produce high-quality compliance work with lean resources is both a requirement and a differentiator.
M1 is an equal opportunity employer and values diversity across the company. M1 does not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

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