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Senior Compliance Associate Jobs (NOW HIRING)

Group One Trading

Compliance Associate

Chicago, IL · On-site

$75K - $90K/yr

Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to ... Perform preliminary research and basic fact-finding for compliance inquiries under senior staff ...

Humana, Inc.

Senior Compliance Professional

The Senior Compliance Professional work assignments involve moderately complex to complex issues ... You will report to an Associate Director of Compliance. This role does not have any travel. Travel:

Group One Trading

Compliance Associate

Chicago, IL · On-site

$75K - $90K/yr

Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to ... Perform preliminary research and basic fact-finding for compliance inquiries under senior staff ...

Group One Trading

Compliance Associate

Chicago, IL · On-site

$75K - $90K/yr

Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to ... Perform preliminary research and basic fact-finding for compliance inquiries under senior staff ...

GCM Grosvenor

Compliance Associate

Chicago, IL · Hybrid

Assisting the Firm and Senior Compliance Officers during audits, regulatory, or mock exams * Drafting policies and procedures. * Developing and conducting employee trainings. * Analyzing new and ...

GCM Grosvenor

Compliance Associate

Chicago, IL · On-site

$80K - $115K/yr

Assisting the Firm and Senior Compliance Officers during audits, regulatory, or mock exams * Drafting policies and procedures. * Developing and conducting employee trainings. * Analyzing new and ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

The Role Farther is looking for a sharp, detail-oriented compliance professional to join our growing team as a Senior Regional Compliance Associate. In this role, you'll be embedded in one of our ...

Geode Capital Management

Compliance Associate

Boston, MA · Hybrid

$70K - $85K/yr

Reporting to the Director, Investment Compliance, the Compliance Associate is responsible for ... senior members of the firm and external clients. * Ability to handle high volumes of work under ...

Berkley

Senior Compliance Coordinator

Scottsdale, AZ · On-site

Responsibilities The Senior Compliance Coordinator facilitates delivery of core services provided ... Associates degree or some college preferred. Qualifications: * Minimum two-three years of ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

The Role Farther is looking for a sharp, detail-oriented compliance professional to join our growing team as a Senior Regional Compliance Associate. In this role, you'll be embedded in one of our ...

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Senior Compliance Associate information

See salary details

$43K

$106.7K

$159.5K

How much do senior compliance associate jobs pay per year?

As of Jun 9, 2026, the average yearly pay for senior compliance associate in the United States is $106,734.00, according to ZipRecruiter salary data. Most workers in this role earn between $88,000.00 and $124,000.00 per year, depending on experience, location, and employer.

What are the typical challenges faced by a Senior Compliance Associate when balancing regulatory requirements with business objectives?

A Senior Compliance Associate often encounters the challenge of ensuring that all business activities align with complex and evolving regulations without hindering organizational goals. This requires strong communication skills to interpret regulations, advise business units, and negotiate practical solutions that protect the company while enabling growth. Collaborating closely with legal teams, operations, and senior leadership is essential to foster a culture of compliance and proactively address potential issues before they escalate. Staying updated on regulatory changes and adapting internal policies accordingly is also a key part of the role.

What is the difference between Senior Compliance Associate vs Compliance Analyst?

AspectSenior Compliance AssociateCompliance Analyst
Required CredentialsBachelor's degree, compliance certifications (e.g., CAMS, CRCM)Bachelor's degree, often entry-level certifications
Work EnvironmentFinancial institutions, healthcare, regulated industriesFinancial services, corporate compliance teams
Employer & Industry UsageUsed in banking, finance, healthcare sectorsCommon in finance, insurance, corporate compliance
Search & Comparison IntentUnderstanding senior roles, responsibilities, career pathEntry to mid-level compliance roles, responsibilities

The Senior Compliance Associate typically holds more experience, advanced certifications, and handles complex compliance issues within regulated industries. Compliance Analysts are often entry-level or mid-level roles focused on monitoring and supporting compliance programs. The senior role involves leadership and strategic oversight, while the analyst role emphasizes data analysis and reporting.

What are Senior Compliance Associates?

Senior Compliance Associates are professionals responsible for ensuring that an organization adheres to relevant laws, regulations, and internal policies. They typically oversee compliance programs, conduct audits, and provide guidance to other staff on compliance matters. Their role often involves identifying potential risks, investigating compliance issues, and implementing corrective actions. Senior Compliance Associates also stay updated on regulatory changes to ensure the organization remains compliant. They may work in various industries, including finance, healthcare, and manufacturing.

What are the key skills and qualifications needed to thrive as a Senior Compliance Associate, and why are they important?

A Senior Compliance Associate typically needs a strong understanding of regulatory frameworks, risk assessment, and compliance monitoring, often supported by a degree in law, finance, or a related field. Familiarity with compliance management systems, reporting tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) are highly valued. Attention to detail, integrity, and excellent communication skills help navigate complex regulations and foster a culture of compliance. These skills are crucial to ensure organizational adherence to laws, mitigate risks, and maintain a trustworthy business environment.
More about Senior Compliance Associate jobs
What cities are hiring for Senior Compliance Associate jobs? Cities with the most Senior Compliance Associate job openings:
What are the most commonly searched types of Senior Compliance jobs? The most popular types of Senior Compliance jobs are:
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Senior Compliance Associate jobs near you
Infographic showing various Senior Compliance Associate job openings in the United States as of June 2026, with employment types broken down into 2% As Needed, 59% Full Time, 37% Part Time, and 2% Contract. Highlights an 87% Physical, 5% Hybrid, and 8% Remote job distribution, with an average salary of $106,734 per year, or $51.3 per hour.

Compliance Associate

Group One Trading

Chicago, IL • On-site

$75K - $90K/yr

Full-time

Medical, Dental, Vision, Retirement, PTO

Posted 16 days ago

Job description

Location: Chicago, IL
Salary Range: $75,000 - $90,000
Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance, investigation support, and administrative functions. You'll work closely with the entire Compliance staff to help maintain a robust compliance framework. The ideal candidate is detail-oriented, organized, and eager to build a career in financial services compliance.
WHO WE ARE
We are committed to creating a diverse environment and are proud to be an equal opportunity employer. At Group One, we value transparency and collaboration coming from unique perspectives and backgrounds. We hire bright, analytical, and competitive people and train them to be the best in the industry. We strive to create a workplace in which all employees have an opportunity to participate and contribute to the success of the business. A healthy work-life balance is essential to sustaining our work culture and our overall success. We rely on our employees to spur creativity, enhance problem-solving, and help us thrive in the high-pressure trading industry.
WHAT WE DO
Group One Trading was founded in San Francisco in 1989, and we've become one of the largest privately held options trading firms in the United States, with brilliant people on our team in New York and Chicago. We continue to expand our presence on exchanges as the options trading space evolves and grows. Armed with expertise developed through a rigorous training program, our traders provide competitive liquidity across a broad range of securities. We manage portfolios of thousands of securities and electronically stream two-sided quotes across multiple exchanges. Group One is wholly owned by its founders and employees, and all our trading is proprietary, placing both the rewards for our success and managerial oversight directly in our team's hands.
RESPONSIBILITIES
  • Monitor trading activity using the firm's surveillance systems, review alerts against established criteria, and escalate potential violations
  • Clear false positive alerts and maintain comprehensive alert disposition logs with documented rationale
  • Monitor real-time alerts during market hours for time-sensitive compliance issues
  • Assist with investigations by gathering data, documents, and relevant trade information
  • Create timelines, transaction summaries, and factual compilations for investigation files
  • Perform preliminary research and basic fact-finding for compliance inquiries under senior staff supervision
  • Maintain compliance records, filing systems, and documentation repositories
  • Support routine regulatory reporting and data submissions
  • Assist with training logistics, materials preparation, and attendance tracking
  • Update and maintain the compliance procedure library
  • Follow established compliance policies and procedures consistently, and identify practical issues encountered during daily execution

SKILLS AND REQUIREMENTS
  • Bachelor's degree in related field
  • Strong attention to detail and ability to follow complex procedures accurately
  • Excellent organizational skills and ability to manage multiple tasks simultaneously
  • Strong written and verbal communication skills
  • Basic proficiency in Excel (sorting, filtering, formulas) and ability to navigate compliance systems
  • Ability to work independently while knowing when to escalate questions or concerns
  • High degree of integrity and professional accountability
  • Prior internship or experience in compliance, trading operations, or financial services preferred
  • Familiarity with trading concepts, market structure, or securities regulations preferred
  • FINRA SIE and Series 57 licenses required within six months of employment. Series 7, Series 24, or other relevant securities licenses are pluses (or willingness to obtain)
  • This is a role that requires a significant in-office presence

THE BENEFITS
Our Compliance Associate earns a competitive salary, commensurate with experience. We provide fantastic benefits, including 401(k) and Roth 401(k) retirement plans with employer matching, medical, dental, vision, generous vacation time, paid holidays, parental leave, and flexible spending accounts (FSA) for health care, dependent daycare, and parking or mass transit expenses.

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