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Temporary Chief Compliance Officer Jobs (NOW HIRING)

Storm2

Chief Compliance Officer

Dallas, TX · On-site

⚡ Chief Compliance Officer 💼 Institutional Broker Dealer & Clearing 💲 $250,000 to $350,000 + Bonus + Equity 🌎 Dallas, Texas A regulated financial services firm operating across ...

EagleBank

Chief Compliance Officer

Bethesda, MD · On-site

$176K - $303K/yr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

EagleBank

Chief Compliance Officer

Bethesda, MD · Hybrid

$176K - $303K/yr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

Eagle Bancorp, Inc.

Chief Compliance Officer

Bethesda, MD · On-site

$176.97 - $303.37/hr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

Banking

Deputy Chief Compliance Officer

New York, NY

Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance ...

Lennar

Chief Compliance Officer

Tallahassee, FL · On-site +1

Chief Compliance Officer We are Lennar Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating an extraordinary experience for their Homeowners, Communities ...

Lennar

Chief Compliance Officer

Tallahassee, FL

Chief Compliance Officer We are Lennar Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating an extraordinary experience for their Homeowners, Communities ...

Lennar USA

Chief Compliance Officer

Tallahassee, FL · On-site

$200 - $260/hr

Chief Compliance Officer We are Lennar Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating an extraordinary experience for their Homeowners, Communities ...

Moffitt

CHIEF COMPLIANCE OFFICER

Chicago, IL · On-site

Summary The Chief Compliance Officer ("CCO") of H. Lee Moffitt Cancer Center and Research Institute, Inc. ("Center") provides business leadership and vision for the strategic planning and management ...

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Temporary Chief Compliance Officer information

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$31.5K

$98.9K

$207.5K

How much do temporary chief compliance officer jobs pay per year?

As of Aug 29, 2026, the average yearly pay for temporary chief compliance officer in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is a temporary chief compliance officer?

Temporary Chief Compliance Officers (CCOs) are experienced compliance professionals hired on a short-term or interim basis to oversee and manage an organization's compliance program. Their main responsibilities include ensuring the company adheres to all regulatory requirements, implementing compliance policies, and addressing any immediate compliance issues. Organizations often engage temporary CCOs during periods of transition, such as executive turnover, regulatory investigations, or while searching for a permanent CCO. This role is crucial for maintaining regulatory integrity and minimizing legal risks during critical periods. Temporary CCOs typically bring extensive experience and can quickly adapt to new environments to provide stability and guidance.

What are some typical challenges a temporary chief compliance officer might face in a short-term assignment?

A Temporary Chief Compliance Officer (CCO) often faces the challenge of quickly understanding the organization's existing compliance framework, policies, and culture. Since assignments are short-term, building trust with team members and stakeholders while assessing and addressing any compliance risks efficiently is essential. Temporary CCOs must also adapt to varied regulatory environments and ensure a smooth transition for the permanent compliance leader. Effective communication and swift prioritization of critical issues are key to success in this role.

What are the key skills and qualifications needed to thrive as a temporary chief compliance officer, and why are they important?

To thrive as a Temporary Chief Compliance Officer, you need deep knowledge of industry regulations, risk management, and compliance frameworks, usually supported by a law degree or relevant certifications such as CCEP or CRCM. Familiarity with compliance management systems, audit software, and regulatory reporting tools is essential. Excellent leadership, problem-solving, and communication skills help in quickly building trust and guiding teams through change. These skills are crucial to ensure organizations maintain regulatory compliance and minimize legal or ethical risks during transitional periods.

What does a Temporary Chief Compliance Officer make?

A Temporary Chief Compliance Officer typically earns between $80,000 and $200,000 annually, depending on the industry, company size, and location. Compensation may include additional benefits and bonuses, and the role often requires expertise in regulatory standards and compliance management tools.

What cities are hiring for Temporary Chief Compliance Officer jobs?

Cities with the most Temporary Chief Compliance Officer job openings:

What are the most commonly searched types of Chief Compliance Officer jobs?

The most popular types of Chief Compliance Officer jobs are:

What states have the most Temporary Chief Compliance Officer jobs?

States with the most job openings for Temporary Chief Compliance Officer jobs include:

Temporary Chief Compliance Officer jobs near you

Chief Compliance Officer

Dallas, TX • On-site

Storm2
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This job post has expired today. Applications are no longer accepted.

Job description

⚡ Chief Compliance Officer

💼 Institutional Broker Dealer & Clearing

💲 $250,000 to $350,000 + Bonus + Equity

🌎 Dallas, Texas


A regulated financial services firm operating across institutional brokerage, clearing, electronic trading and digital assets is seeking a Chief Compliance Officer to lead its compliance programme. The business requires a hands on executive who can support growth while maintaining a strong supervisory framework and high standards of regulatory integrity.


About the role:

As Chief Compliance Officer, you will lead and oversee the compliance programme for the firm’s broker dealer and affiliated regulated entities. You will act as the primary adviser to senior management on regulatory, compliance and conduct risk, while serving as the principal liaison with FINRA, the SEC, state regulators, exchanges and other regulatory authorities.


This is a hands on leadership role requiring both strategic direction and operational execution. You will oversee General Compliance, AML and Trade Surveillance, while ensuring the firm’s compliance programme scales across institutional brokerage, self clearing, securities lending, electronic trading, futures and digital asset related activities.


The Perfect Candidate

  • Broker Dealer Compliance Leader with experience as a Chief Compliance Officer, Deputy Chief Compliance Officer or Head of Compliance
  • Strong exposure to institutional brokerage, self clearing, prime brokerage, ATS or electronic trading
  • Leadership responsibility across General Compliance, AML and Trade Surveillance


What You’ll Do

  • Regulatory Oversight: Act as the primary contact for FINRA, the SEC, state regulators and exchanges, leading regulatory examinations, investigations, inquiries and remediation programmes.
  • Programme Leadership: Design, implement and continuously enhance the firm’s compliance programme, Written Supervisory Procedures, risk assessments, testing, monitoring and licensing frameworks.
  • Trading Compliance: Oversee compliance across institutional brokerage, self clearing, market access, trade surveillance, communications surveillance, securities lending and futures activities.
  • Risk & Governance: Establish compliance risk indicators, executive reporting and governance processes while escalating and remediating regulatory or conduct risks.
  • Strategic Partnering: Work closely with Legal, Risk, Operations, Finance, Technology and business leadership to support new products, acquisitions, market entry and continued growth.


Qualifications

  • 10+ years of broker dealer compliance experience within a regulated financial services environment.
  • Deep knowledge of FINRA rules, SEC regulations, supervisory frameworks, AML, sanctions and trade surveillance.
  • Experience supporting institutional brokerage, self clearing, prime brokerage, ATS, electronic trading or related market activity.
  • Demonstrated experience managing regulatory examinations, investigations, enforcement matters and enterprise remediation.
  • Proven leadership across General Compliance, AML and Trade Surveillance, directly or through senior compliance leaders.
  • FINRA Series 7 and Series 24 are required. Series 3 is required or expected to be obtained shortly after joining.


Why Join

  • $250,000 to $350,000 Base + Targeted Discretionary Bonus + Equity Opportunity
  • Executive ownership of a multi disciplinary compliance organisation.
  • Direct interaction with senior leadership, governance committees and regulatory authorities.
  • Opportunity to transform and scale an enterprise compliance programme.
  • Exposure to institutional brokerage, clearing, electronic trading, futures and digital asset related activities.
  • Influence over new products, strategic initiatives and future business expansion.

Apply