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Associate Compliance Analyst Jobs (NOW HIRING)

Rialto Capital

Sr Associate - Compliance

Miami, FL

... compliance matters, and assist maintaining broader L&C policies and procedures. * Develop ... Assisting in management of all aspects of trade restrictions including analyzing potential MNPI ...

Rialto Capital

Sr Associate - Compliance

Miami, FL · On-site

... compliance matters, and assist maintaining broader L&C policies and procedures. * Develop ... Assisting in management of all aspects of trade restrictions including analyzing potential MNPI ...

Assurant, Inc.

Product Compliance Analyst

Manhattan, NY · On-site +1

$56K - $94K/yr

Associates degree * 2 years' experience in the Property and Casualty insurance industry What other ... Product Compliance Analyst Job Grade 09 Pay Range: $56,200.00 - $94,100.00 Any posted pay range ...

Advyzon

Associate Compliance Specialist

Lisle, IL · On-site

We are seeking a highly motivated and detail-oriented Associate Compliance Specialist to support ... analytical and problem-solving skills, with a process-oriented mindset. * Ability to work ...

ultimus

Senior Compliance Analyst

Hauppauge, NY · On-site

Cross-trains compliance testing initiatives to fellow associates. * Assists Chief Compliance ... Multitasking, analytical, and organizational skills. * Initiative-taking, strategic, and meticulous ...

Yamaha

Trade Compliance Analyst

Newnan, GA

The Compliance Analyst supports the Trade Compliance Manager by providing analytical and ... Bachelor's degree OR * 5 years' experience with an Associate degree Other Required Skills: * Valid ...

Apollo

Marketing Compliance Analyst/Associate

New York, NY · On-site

$100K - $120K/yr

Apollo is seeking an Analyst or Associate to join the Compliance team within Legal, Regulatory, Tax & Compliance. This role will support the firm's global marketing compliance program by reviewing ...

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Associate Compliance Analyst information

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$15

$35

$56

How much do associate compliance analyst jobs pay per hour?

As of Jul 23, 2026, the average hourly pay for associate compliance analyst in the United States is $35.03, according to ZipRecruiter salary data. Most workers in this role earn between $27.64 and $39.42 per hour, depending on experience, location, and employer.

What are some common challenges faced by Associate Compliance Analysts in their daily work?

Associate Compliance Analysts often encounter challenges such as staying up-to-date with rapidly changing regulations, managing large volumes of documentation, and ensuring accuracy in compliance reporting. They may also need to balance competing deadlines while coordinating with different departments to gather necessary information. Developing strong organizational skills and attention to detail can help overcome these challenges and contribute to effective compliance management.

What are the key skills and qualifications needed to thrive as an Associate Compliance Analyst, and why are they important?

To thrive as an Associate Compliance Analyst, you need a solid understanding of regulatory requirements, attention to detail, and a bachelor's degree in fields like finance, business, or law. Familiarity with compliance management systems, data analysis tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) are often expected. Strong analytical thinking, integrity, and effective communication skills help you identify risks and clearly report findings. These competencies are vital to ensure organizations adhere to regulations, mitigate risks, and maintain a strong ethical standing.

What does an Associate Compliance Analyst do?

An Associate Compliance Analyst is responsible for ensuring that an organization adheres to relevant laws, regulations, and internal policies. They typically review and monitor business processes, assist in conducting audits, and report on compliance issues to management. This role often involves researching industry regulations, supporting training initiatives, and helping to implement corrective actions when compliance gaps are identified. The position is key in minimizing legal risks and maintaining ethical standards within a company.

What is the difference between Associate Compliance Analyst vs Compliance Analyst?

AspectAssociate Compliance AnalystCompliance Analyst
Required CredentialsBachelor's degree, certifications like CCEP or CAMS often preferredBachelor's degree, similar certifications, sometimes more experience required
Work EnvironmentEntry-level, supporting compliance programs, often in financial or healthcare sectorsMid-level, responsible for monitoring, reporting, and implementing compliance policies
Employer & Industry UsageFinancial services, healthcare, corporate compliance teamsFinancial institutions, healthcare organizations, regulatory agencies

The main difference is that an Associate Compliance Analyst is typically an entry-level role supporting compliance functions, while a Compliance Analyst has more experience and responsibility in monitoring and enforcing compliance policies. Both roles require similar credentials and are used across similar industries, but the Compliance Analyst usually handles more complex tasks.

More about Associate Compliance Analyst jobs
What cities are hiring for Associate Compliance Analyst jobs? Cities with the most Associate Compliance Analyst job openings:
What are the most commonly searched types of Compliance Analyst jobs? The most popular types of Compliance Analyst jobs are:
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What job categories do people searching Associate Compliance Analyst jobs look for? The top searched job categories for Associate Compliance Analyst jobs are:
Associate Compliance Analyst jobs near you
Infographic showing various Associate Compliance Analyst job openings in the United States as of July 2026, with employment types broken down into 1% Locum Tenens, 88% Full Time, 6% Part Time, 1% Temporary, and 4% Contract. Highlights an 83% Physical, 7% Hybrid, and 10% Remote job distribution, with an average salary of $72,853 per year, or $35 per hour.
Sr Associate - Compliance

Sr Associate - Compliance

Rialto Capital

Miami, FL

Full-time

Posted 5 days ago

Job description

KEY RESPONSIBILITIES

  • Develop internal policies and procedures and current regulatory guidance with respect to marketing and other related compliance matters, and assist maintaining broader L&C policies and procedures.
  • Develop educational materials and trainings for business professionals.
  • Assess current and prospective regulatory risk through industry interaction and research.
  • Review marketing materials, due diligence responses, investor communications, and other fundraising and reporting-related materials (e.g. quarterly letters, recordings, memoranda, etc.) across various investment strategies from a legal, regulatory, and compliance perspective;
  • Supervising a variety of regulatory filings with the SEC, CFTC / NFA, and other international regulatory bodies, in collaboration with Rialto's operations and finance teams.
  • Assisting in management of all aspects of trade restrictions including analyzing potential MNPI, clearing trades, and maintaining the restricted list on an ongoing basis.
  • Work with team in responding to requests from regulators, preparing for regulatory examinations, and conducting mock examinations in conjunction with external consultants and counsel.
  • Supporting the implementation and maintenance of the firms' compliance programs.
  • Engaging in meaningful interactions with Rialto's investment and operational professionals on a wide range of business matters.

SPECIFICATIONS

  • 8+ experience in a compliance role within a hedge fund, private equity fund, compliance consultancy, financial services firm, or as a practicing funds lawyer, with in-depth knowledge of the Investment Advisers Act of 1940.
  • Bachelor's degree from an accredited institution is required.
  • Demonstrated experience with the development, implementation, and oversight of compliance policies and procedures.
  • Strong attention to detail and analytical skills.
  • Strong analytical skills with the ability to interpret complex regulatory requirements and provide practical, business-oriented advice.
  • Strong project management and organizational skills with ability to manage multiple and sometimes conflicting demands.
  • Highly effective oral and written communication skills and ability to communicate confidently and effectively.
  • Ability to work independently while remaining a strong team player who works collaboratively and builds strong working relationships.
  • Proactive management skills and the ability to manage projects independently and to conclusion; and
  • Substantial initiative, creativity and drive and the ability to implement a measured approach under competing demands and with confidence.

While performing the duties of this job, the Associate is occasionally required to stand; walk; sit; use hands to finger, handle, or feel objects, tools or controls; reach with hands and arms; climb stairs; balance; stoop. The Associate must occasionally lift and/or move up to 25 pounds. Evening or weekend work may be necessary to meet deadlines.

This description outlines the basic tasks and requirements for the position noted. It is not a comprehensive listing of all job duties.

Rialto Capital is committed to the principles of Equal Employment Opportunity. Our policy is to provide equal employment opportunity to all applicants and Associates without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity or expression, national origin, age (40+), disability, veteran status, genetic information (including family medical history), or any other legally protected status.

Our company uses E-Verify to confirm the employment eligibility of all newly hired employees.

To learn more about E-Verify, including your rights and responsibilities please visit: e-verify.gov.

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