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Associate Compliance Analyst Jobs (NOW HIRING)

Apollo

Marketing Compliance Analyst/Associate

New York, NY · On-site

$100K - $120K/yr

Apollo is seeking an Analyst or Associate to join the Compliance team within Legal, Regulatory, Tax & Compliance. This role will support the firm's global marketing compliance program by reviewing ...

Crane Company

Import Compliance Analyst

Lynnwood, WA · On-site

$83K/yr

TheImport Compliance Analyst (ICA)supportsthe site'simportcompliance program, with direction from ... Associate's Degreeor equivalent experience Preferred Qualifications: * Bachelor's degree

ultimus

Senior Compliance Analyst

Hauppauge, NY · On-site

SUMMARY The Senior Compliance Analyst is responsible for assisting the Chief Compliance Officer and ... Mentors associates through instruction, coaching, providing real-time on-the-job experiences ...

SummitHR

Labor Compliance Analyst

Los Angeles, CA · On-site

Under supervision of appropriate employee staff, the Labor Compliance Analyst monitors, audits, and ... Associates degree from a recognized college or Additional qualifying experience maybe substituted ...

DR Horton

Corporate Compliance Analyst

Arlington, TX · On-site

Horton, Inc. is currently looking for a Corporate Compliance Analyst . The right candidate will ... Associate's or Bachelor's degree is preferred * Familiarity with federal and state privacy ...

SummitHR

Labor Compliance Analyst

Los Angeles, CA · On-site

$45 - $55/hr

Under supervision of appropriate employee staff, the Labor Compliance Analyst monitors, audits, and ... Associates degree from a recognized college or Additional qualifying experience maybe substituted ...

UMB Financial

Compliance Analyst-Fiduciary

Kansas City, MO · On-site

$67K - $99K/yr

As a Fiduciary Compliance Analyst, you will assist with the ongoing administration and execution of ... UMB offers competitive and varied benefits to eligible associates, such as Paid Time Off; a 401(k) ...

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How much do associate compliance analyst jobs pay per hour?

As of Aug 13, 2026, the average hourly pay for associate compliance analyst in the United States is $35.03, according to ZipRecruiter salary data. Most workers in this role earn between $27.64 and $39.42 per hour, depending on experience, location, and employer.

Are compliance analysts in demand?

Compliance analysts are in high demand across various industries such as finance, healthcare, and technology due to increasing regulatory requirements. Employers seek professionals with knowledge of regulations, risk management skills, and certifications like CCEP or CRCM to ensure organizational compliance and avoid penalties.

What are some common challenges faced by associate compliance analysts in their daily work?

Associate Compliance Analysts often encounter challenges such as staying up-to-date with rapidly changing regulations, managing large volumes of documentation, and ensuring accuracy in compliance reporting. They may also need to balance competing deadlines while coordinating with different departments to gather necessary information. Developing strong organizational skills and attention to detail can help overcome these challenges and contribute to effective compliance management.

What are the key skills and qualifications needed to thrive as an associate compliance analyst?

To thrive as an Associate Compliance Analyst, you need a solid understanding of regulatory requirements, attention to detail, and a bachelor's degree in fields like finance, business, or law. Familiarity with compliance management systems, data analysis tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) are often expected. Strong analytical thinking, integrity, and effective communication skills help you identify risks and clearly report findings. These competencies are vital to ensure organizations adhere to regulations, mitigate risks, and maintain a strong ethical standing.

What does an associate compliance analyst do?

An Associate Compliance Analyst is responsible for ensuring that an organization adheres to relevant laws, regulations, and internal policies. They typically review and monitor business processes, assist in conducting audits, and report on compliance issues to management. This role often involves researching industry regulations, supporting training initiatives, and helping to implement corrective actions when compliance gaps are identified. The position is key in minimizing legal risks and maintaining ethical standards within a company.

What is the difference between Associate Compliance Analyst vs Compliance Analyst?

AspectAssociate Compliance AnalystCompliance Analyst
Required CredentialsBachelor's degree, certifications like CCEP or CAMS often preferredBachelor's degree, similar certifications, sometimes more experience required
Work EnvironmentEntry-level, supporting compliance programs, often in financial or healthcare sectorsMid-level, responsible for monitoring, reporting, and implementing compliance policies
Employer & Industry UsageFinancial services, healthcare, corporate compliance teamsFinancial institutions, healthcare organizations, regulatory agencies

The main difference is that an Associate Compliance Analyst is typically an entry-level role supporting compliance functions, while a Compliance Analyst has more experience and responsibility in monitoring and enforcing compliance policies. Both roles require similar credentials and are used across similar industries, but the Compliance Analyst usually handles more complex tasks.

What qualifications do I need to be an associate compliance analyst?

To become an associate compliance analyst, candidates typically need a bachelor's degree in finance, accounting, law, or a related field. Relevant skills include knowledge of regulatory requirements, attention to detail, and proficiency with compliance software or tools. Certifications such as Certified Regulatory Compliance Manager (CRCM) or similar can enhance job prospects.

Is an associate compliance analyst a stressful job?

An associate compliance analyst role can be stressful due to the need to ensure strict adherence to regulations, manage tight deadlines, and handle complex documentation. The job often requires attention to detail, analytical skills, and the ability to work under pressure, especially during audits or regulatory changes.
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Associate Compliance Analyst jobs near you
Infographic showing various Associate Compliance Analyst job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 93% Physical, 3% Hybrid, and 4% Remote job distribution, with an average salary of $72,853 per year, or $35 per hour.

Marketing Compliance Analyst/Associate

Apollo

New York, NY • On-site

$100K - $120K/yr

Full-time

Re-posted 13 days ago

Apollo Retail Specialists rating

4.7

Company rating: 4.7 out of 10

Based on 7 frontline employees who took The Breakroom Quiz

466th of 491 rated business services

Job description

Position Overview
Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade credit to private equity. For more than three decades, our investing expertise across our fully integrated platform has served the financial return needs of our clients and provided businesses with innovative capital solutions for growth. Through Athene, our retirement services business, we specialize in helping clients achieve financial security by providing a suite of retirement savings products and acting as a solutions provider to institutions. Our patient, creative, and knowledgeable approach to investing aligns our clients, businesses we invest in, our employees, and the communities we impact, to expand opportunity and achieve positive outcomes. As of December 31, 2025, Apollo had approximately $938 billion of assets under management.
Apollo is seeking an Analyst or Associate to join the Compliance team within Legal, Regulatory, Tax & Compliance. This role will support the firm's global marketing compliance program by reviewing external communications and partnering with business stakeholders to ensure materials meet regulatory requirements and Apollo's internal standards.
The position offers broad exposure to Apollo's investment strategies and distribution channels and plays a critical role in safeguarding the firm's reputation by ensuring communications are accurate, transparent, and aligned with applicable regulations.
Primary Responsibilities
  • Review and approve marketing materials, investor communications, websites, social media content, thought leadership, quarterly letters, webcasts, and other external communications to ensure compliance with applicable regulatory requirements and firm policies
  • Apply a working knowledge of the U.S. Securities and Exchange Commission (SEC) Marketing Rule, Financial Industry Regulatory Authority (FINRA) Rule 2210, and other relevant regulations in the review process
  • Serve as a day-to-day compliance contact for designated products, strategies, or business lines with respect to marketing and external communications
  • Partner with Product, Legal, Finance, and Marketing teams to provide clear, practical guidance on regulatory standards and disclosure requirements
  • Identify potential compliance risks or trends in marketing practices and escalate or recommend mitigation steps, as appropriate
  • Support the maintenance of marketing metrics, reporting, and compliance testing processes
  • Assist in the development, enhancement, and documentation of marketing-related compliance policies and procedures
  • Monitor and assess regulatory developments and guidance impacting marketing, advertising, and distribution activities
  • Contribute to broader compliance initiatives and special projects, as needed

Qualifications & Experience
  • Bachelor's degree or equivalent practical experience
  • 2-6 years of relevant experience in a compliance, legal, or regulatory role within an investment adviser, broker-dealer, asset manager, or comparable financial institution
  • Working knowledge of U.S. securities laws and regulations applicable to marketing and advertising, including the Investment Advisers Act of 1940, the SEC Marketing Rule, and FINRA advertising rules
  • Strong analytical skills and attention to detail, with the ability to assess complex materials for regulatory and disclosure considerations
  • Clear and confident written and verbal communication skills
  • Ability to manage multiple priorities and deliver high-quality work in a deadline-driven environment

Preferred
  • Experience reviewing marketing materials for private equity, private credit, real assets, insurance, or registered investment products
  • Familiarity with global marketing considerations and non-U.S. regulatory frameworks
  • Experience with marketing review or workflow systems (e.g., Red Oak or similar platforms)
  • FINRA Series 7 and/or Series 24 licenses, or willingness to obtain
  • Demonstrated ability to translate regulatory requirements into practical, business-oriented guidance

Pay Range
$100,000 - $120,000
Apollo Global Management, Inc. (together with its subsidiaries and affiliates) is committed to championing opportunity.
The firm and its affiliates comply with applicable discrimination and equal opportunities legislation in all of its jurisdictions and do not discriminate in employment or recruitment based on race, color, religion, gender, national origin, veteran status, disability, age, citizenship, marital or domestic/civil partnership status, sexual orientation, gender identity or expression or any other protected characteristic under applicable law.
The contents of the qualifications and experience section of this job description are a guideline only. If an applicant can otherwise demonstrate their suitability for the role they will be considered.
The base salary range for this position is listed above. This position is also eligible for a discretionary annual bonus based on personal, team, and Firm performance. Compensation ranges are based on several factors including job function, level, and geographic location. Final offer amounts are determined by multiple factors including candidate experience and expertise, and may vary from the amounts listed here.

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About Apollo Retail

Sourced by ZipRecruiter

Apollo Retail is a dynamic, growth-oriented retail services provider situated in Tampa, Florida, United States. Operating across the retail industry, the company specializes in providing merchandising services, assisted sales and training, e-commerce solutions, and store rollouts. Apollo Retail’s longstanding history dates back to its inception in the early 1990s. The company’s enduring presence in the industry can be attributed to its unwavering commitment to reliability, teamwork, on-time delivery and customer satisfaction, leading to fruitful relationships with its clients.

Industry

Specialized design services

Company size

1,001 - 5,000 Employees

Headquarters location

Tampa, FL, US

Year founded

1992

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