Financial Advisor

Albank Investments serves the financial needs of private clients, including high net worth individuals, business
owners, and institutions. Since our founding in 2001, we have been helping clients meet their increasingly
complex financial goals with the highest standards of service and integrity. The Albank Investments Financial
Advisor is located at Albank’s headquarters in Chicago and works through our correspondent bank partnership on
the Wintrust Investments platform. We offer comprehensive wealth management solutions including investment,
trust, and asset management services. The FA reports to Albank’s Senior Vice President and works closely with
the Wintrust Investments Chief Operations Officer. The role is responsible for managing and growing a client
portfolio of assets under management.

RESPONSIBILITIES
• The ideal candidate for this position will be able to manage time efficiently, build rapport and professional
relationships with clients, prospects, and colleagues, and will be able to display flexibility with the
organization of various projects. They should also have a commitment to client retention, client recruiting,
and superior customer service.
• The primary duties include but are not limited to: gathering assets for fee-based and traditional brokerage
accounts; and going on calls with clients and potential clients.
• Maintain a high level of compliance with FINRA and Form U4, SEC, and firm rules and regulations.
• Administer presentations for new prospects and referrals.
• Work collaboratively with other team members.
• Identify and deepen relationships with clients and potential clients.
• Possess knowledge on a wide array of financial products and services
• Other duties, as they arise.

QUALIFICATIONS
• Series 7 and Series 66 registered
• Strong technology skills including Microsoft Office, Adobe Acrobat, and Internet; Knowledge of First
Clearing / Wells Fargo Advisors system and Morningstar (preferred)
• Bachelor's degree in Finance, Economics, or related field (preferred)
• 5+ years of professional Financial Services or related career experience
• Maintains judgment, discretion, and confidentiality appropriate to the financial services industry
• Current driver’s license and vehicle
Albank is an Equal Opportunity Employer (EOE). Albank provides a competitive total compensation package
including: Bonus, profit sharing, 401(k), health (medical, dental, and vision) insurance, flexible spending account
(FSA), life insurance, 529 college savings plan, paid time off, employee assistance, and discounted financial
services.