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Brokerage Operations Manager Jobs (NOW HIRING)

Monitor and manage mandatory and/or voluntary corporate action events including dividends and ... brokerage operations/trading experience * Knowledge of Equities trading, clearance, ACATS, and ...

Monitor and manage mandatory and/or voluntary corporate action events including dividends and ... brokerage operations/trading experience * Knowledge of Equities trading, clearance, ACATS, and ...

Monitor and manage mandatory and/or voluntary corporate action events including dividends and ... brokerage operations/trading experience * Knowledge of Equities trading, clearance, ACATS, and ...

Monitor and manage mandatory and/or voluntary corporate action events including dividends and ... brokerage operations/trading experience * Knowledge of Equities trading, clearance, ACATS, and ...

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CRE Client Services & Brokerage Operations Lead Full-Time | Onsite in Boca Raton A leading boutique ... Manage CRM data, client records, prospect lists, follow-up tracking, and broker activity * Assist ...

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Brokerage Operations Manager information

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$31K

$63.5K

$118.5K

How much do brokerage operations manager jobs pay per year?

As of Jun 21, 2026, the average yearly pay for brokerage operations manager in the United States is $63,456.00, according to ZipRecruiter salary data. Most workers in this role earn between $41,000.00 and $77,500.00 per year, depending on experience, location, and employer.

What is the role of the operations manager?

A Brokerage Operations Manager oversees the daily functions of brokerage firms, including transaction processing, compliance, and client account management. They ensure operational efficiency, implement policies, and coordinate between departments to meet regulatory standards and business goals.

What is the highest paid type of broker?

In brokerage operations, the highest paid brokers are typically investment or securities brokers who handle high-net-worth clients or institutional accounts, often earning substantial commissions and bonuses. These roles usually require advanced licenses, strong sales skills, and experience in financial markets, with compensation varying based on performance and firm size.

What do brokerage operations do?

Brokerage operations involve managing the administrative and logistical functions that support brokerage firms, including processing transactions, ensuring compliance with regulations, maintaining client accounts, and coordinating between brokers, clients, and regulatory bodies. These roles require attention to detail, knowledge of financial regulations, and proficiency with industry software. They are essential for smooth and efficient brokerage services.

What are Brokerage Operations Managers?

Brokerage Operations Managers are professionals responsible for overseeing the daily operations of a brokerage firm, ensuring that all transactions and processes run smoothly and comply with industry regulations. Their duties typically include supervising staff, managing trade settlements, monitoring compliance, and implementing operational procedures to increase efficiency. They play a crucial role in risk management, customer service, and maintaining strong relationships with clients, regulators, and other financial institutions.

What are the key skills and qualifications needed to thrive as a Brokerage Operations Manager, and why are they important?

To thrive as a Brokerage Operations Manager, you need strong knowledge of financial markets, operations management, and regulatory compliance, often supported by a degree in finance, business, or a related field. Familiarity with trading platforms, clearing and settlement systems, and certifications such as FINRA Series 7 or 99 are typically required. Outstanding leadership, problem-solving, and communication skills enable effective team management and cross-departmental coordination. These competencies ensure smooth trade execution, regulatory adherence, and efficient workflow within the brokerage environment.

What are some typical challenges a Brokerage Operations Manager faces in ensuring smooth transaction processing?

A Brokerage Operations Manager often encounters challenges related to managing high transaction volumes, ensuring regulatory compliance, and maintaining data accuracy. Coordinating among different departments—such as compliance, trading, and client services—requires strong communication skills and the ability to resolve issues promptly. Additionally, adapting to rapidly changing financial regulations and implementing new technologies to streamline operations are key aspects of the role. Successfully navigating these challenges helps maintain client trust and operational efficiency.

What is the difference between Brokerage Operations Manager vs Brokerage Associate?

AspectBrokerage Operations ManagerBrokerage Associate
CredentialsRelevant licenses (e.g., Series 7, 63), industry certificationsLikewise, licenses such as Series 7, 63, but typically less managerial experience
Work EnvironmentOversees operational processes, manages teams, ensures complianceSupports client transactions, processes trades, assists senior staff
Employer & Industry UsageUsed in brokerage firms, financial institutions, investment firmsCommonly employed in brokerage firms, financial services

The Brokerage Operations Manager focuses on overseeing daily operations, compliance, and team management within brokerage firms. In contrast, the Brokerage Associate primarily supports transaction processing and client service. Both roles require relevant licenses, but the manager role involves more leadership and oversight responsibilities.

Is operations a high paying job?

The salary for a Brokerage Operations Manager is generally above average for administrative roles, often ranging from $60,000 to $120,000 annually depending on experience, location, and company size. The role typically requires strong organizational skills, knowledge of financial regulations, and proficiency with trading platforms and compliance tools. Compensation can increase with certifications and leadership responsibilities.
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What cities are hiring for Brokerage Operations Manager jobs? Cities with the most Brokerage Operations Manager job openings:
What are the most commonly searched types of Brokerage Operations jobs? The most popular types of Brokerage Operations jobs are:
What states have the most Brokerage Operations Manager jobs? States with the most job openings for Brokerage Operations Manager jobs include:
What job categories do people searching Brokerage Operations Manager jobs look for? The top searched job categories for Brokerage Operations Manager jobs are:
Infographic showing various Brokerage Operations Manager job openings in the United States as of June 2026, with employment types broken down into 13% Full Time, 81% Part Time, and 6% Contract. Highlights an 92% Physical, 2% Hybrid, and 6% Remote job distribution, with an average salary of $63,456 per year, or $30.5 per hour.
Brokerage Operations Coordinator

Brokerage Operations Coordinator

Ryan Specialty

Springfield, MO • On-site

$23 - $28.85/hr

Full-time

PTO

Posted 8 days ago


Job description

Position Summary

The Brokerage Operations Coordinator is responsible for providing operational support to the brokerage team by efficiently handling day-to-day operational tasks. The role contributes to the seamless functioning of daily operations, ensures compliance with regulations, and facilitates effective communication within the brokerage team. They work closely with brokers to ensure timely transaction completion through paperwork processing and coordinating with other departments in the firm.

What will your job entail?

Job Responsibilities:
Assists in executing and coordinating day-to-day brokerage operations and supports the implementation and improvement of operational procedures.
Coordinates with the broker to prepare documents, cover letters etc. to market renewal business and provides necessary administrative support in filing, printing, and archiving documents.
Administers and updates new and current client information in all required systems accurately.
Maintains accurate and organized records of client accounts, transactions, and other relevant documentation and ensures compliance with record-keeping regulations.
Performs customer service functions by answering broker requests and questions by telephone, email, chat, or in person.
Contributes to the preparation of compliance reports related to brokerage operations and collaborates across broker and finance teams on business requirements.
Adheres to regulatory requirements and internal policies and assists in the preparation of compliance reports.
Assists in identifying and mitigating operational risks and collaborates with risk management teams to implement controls.
Supports the Brokerage team with any ad hoc tasks and requests.
Work Experience:
Less than 1 year of experience in the Insurance industry or Underwriting.
Education:
Bachelor's degree required; Business Administration, Sales, and Risk Management preferred. Any other related discipline or commensurate work experience considered.
Licenses and Certifications:
Prescribed: Minimum requirements for state P&C and/or surplus line licenses
Preferred: Not Applicable

Ryan Specialty is an Equal Opportunity Employer. We are committed to building and sustaining a diverse workforce throughout the organization.Our vision is an inclusive and equitable workplace where all employees are valued for and evaluated on their performance and contributions. Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression,sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners,and communities.This policy extends to all aspects of our employment practices, including but not limited to, recruiting, hiring, discipline, firing, promoting, transferring, compensation, benefits, training, leaves of absence, and other terms, conditions, and benefits of employment.

How We Support Our Teammates

Ryan Specialty seeks to offer our employees a comprehensive and best-in-class benefits package that helps them - and their family members - achieve their physical, financial, and emotional well-being goals. In addition to paid time off for company holidays, vacation, sick and personal days, Ryan offers paid parental leave, mental health services and more.

The target hourly rate range for this position is $23.00 - $28.85 per hour.

The wage range for this role considers many factors, such as training, transferable skills, work experience, licensure and certification, business needs, and market demands. The pay range is subject to change and may be modified in the future. Full-time roles are eligible for bonuses and benefits. For additional information on Ryan Specialty Total Rewards, visit our website https://benefits.ryansg.com/.

We provide individuals with disabilities reasonable accommodations to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment in accordance with applicable law. Please contact us to request an accommodation at HR@Ryansg.com

The above is intended to describe this job's general requirements. It is not to be construed as an exhaustive statement of duties, responsibilities, or physical requirements. Nothing in this job description restricts management's right to assign or reassign duties and responsibilities to this job at any time. Reasonable accommodations may be made to enable individuals with disabilities to perform essential functions.