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Brokerage Operations Analyst Jobs (NOW HIRING)

Lenmar Consulting Inc

Operations Analyst

Baltimore, MD · On-site

Bachelor's degree preferred, but not required Title: Entry Level Brokerage Operations Analyst ... Duration - 12 months + (Possibility of Further Extension or conversion) Location - Baltimore MD Pay ...

Gusto

Brokerage Operations Leader

Manhattan, NY · On-site

$150 - $200/hr

As the Founding Operations Leader at Gusto's broker-dealer entity, you will be the primary ... High degree of comfort working with analytical tools, banking technology systems, clearing ...

Raymondjames

Regulatory Operations Analyst

Memphis, TN · On-site

Partner with Brokerage Operations, Trading, Compliance, Technology, and Legal teams to address ... Conduct root-cause analysis and lead remediation efforts for identified reporting issues. * Support ...

Gusto

Brokerage Operations Leader

Denver, CO · On-site

$150 - $200/hr

As the Founding Operations Leader at Gusto's broker-dealer entity, you will be the primary ... High degree of comfort working with analytical tools, banking technology systems, clearing ...

Monograph

Brokerage Operations Leader

Manhattan, NY · On-site

$150 - $200/hr

As the Founding Operations Leader at Gusto's broker-dealer entity, you will be the primary ... High degree of comfort working with analytical tools, banking technology systems, clearing ...

Gusto, Inc.

Head of Brokerage Operations

Denver, CO · On-site +1

As the Founding Operations Leader at Gusto's broker-dealer entity, you will be the primary ... High degree of comfort working with analytical tools, banking technology systems, clearing ...

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Brokerage Operations Analyst information

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How much do brokerage operations analyst jobs pay per hour?

As of Sep 8, 2026, the average hourly pay for brokerage operations analyst in the United States is $33.75, according to ZipRecruiter salary data. Most workers in this role earn between $24.04 and $40.38 per hour, depending on experience, location, and employer.

What is a brokerage operations analyst?

Brokerage Operations Analysts are finance professionals who ensure the smooth processing of transactions, settlements, and record-keeping within a brokerage firm. They work behind the scenes to reconcile trades, resolve discrepancies, and maintain compliance with industry regulations. Their role is crucial for ensuring accuracy and efficiency in the movement of securities and funds, supporting both clients and traders. They often collaborate with other teams to implement process improvements and manage risk.

What are the key skills and qualifications needed to thrive as a brokerage operations analyst?

To thrive as a Brokerage Operations Analyst, you need a solid understanding of financial markets, trade settlement processes, and strong analytical abilities, often backed by a degree in finance, business, or a related field. Familiarity with financial software such as Bloomberg Terminal, trade reconciliation tools, and knowledge of regulatory systems like DTCC are typically required. Attention to detail, problem-solving, and effective communication are vital soft skills for managing complex transactions and collaborating with internal and external stakeholders. These skills ensure accurate trade processing, regulatory compliance, and efficient resolution of operational issues in a fast-paced financial environment.

How does a brokerage operations analyst typically interact with other departments within a financial institution?

As a Brokerage Operations Analyst, you will regularly collaborate with teams such as trading, compliance, risk management, and client services. Your role often involves ensuring that trade settlements are processed accurately and promptly, resolving discrepancies, and coordinating with IT for system enhancements. This cross-functional interaction is essential for maintaining efficient workflow and meeting regulatory requirements. Building strong communication skills will help you effectively bridge gaps between departments and contribute to the overall success of the operations team.

What is the difference between Brokerage Operations Analyst vs Brokerage Associate?

AspectBrokerage Operations AnalystBrokerage Associate
CredentialsTypically requires a bachelor's degree in finance, business, or related field; certifications like FINRA Series 7 or 63 are commonOften requires a bachelor's degree; some roles may prefer or require FINRA licenses
Work EnvironmentFocuses on back-office operations, compliance, and process improvement within brokerage firmsCustomer-facing roles, assisting clients with transactions and account management
Employer & Industry UsageUsed in brokerage firms, financial institutions, and investment companiesCommon in retail brokerage firms, banks, and financial advisory firms

The Brokerage Operations Analyst primarily handles back-office functions, ensuring smooth transaction processing and compliance, while the Brokerage Associate often interacts directly with clients, assisting with account activities. Both roles require similar credentials but differ in daily responsibilities and work environment.

Is a brokerage operations analyst entry-level?

A brokerage operations analyst position is often considered entry-level, especially for candidates with a basic understanding of financial markets, data analysis, and relevant software tools. However, some roles may require prior experience or specific certifications, such as FINRA licenses, depending on the company's requirements.
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Brokerage Operations Analyst jobs near you
Infographic showing various Brokerage Operations Analyst job openings in the United States as of August 2026, with employment types broken down into 84% Full Time, 13% Part Time, 1% Temporary, 1% Contract, and 1% Nights. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $70,210 per year, or $33.8 per hour.

Junior Brokerage Operations Analyst

Lenmar Consulting Inc

South Jordan, UT • On-site

Other

Posted 18 days ago

Job description

Junior Brokerage Operations Analyst

South Jordan, UT

Hybrid 3 days office

Contract

**Top Skills Manager is Looking

For: Attention to detail, dependable, self-starter who can work in a fast paced environment

Interview: 1 rounds of interviews on Zoom


The successful candidate will have 1-2 years experience in the financial services or document processing. Prefer a 4 year college degree and an interest in career development.


Duties may include:

Processing incoming and outgoing paperwork including mail and facsimiles; support client service associates and operational personnel; checking inbound client documents for accuracy, notating all activities on the account, and submitting accurate forms for final processing to service center; make outbound contact both in writing and verbally with clients concerning paperwork. Requires ability to define and prioritize project activities and follow-up on project progress; strong written and verbal communication skills, strong working knowledge and proficiency in the appropriate computer programs such as MS Word and database input is essential, knowledge of financial services field. Must be able to learn quickly and to engage in a number of detailed tasks at once. Must have strong flexibility in regard to the duties assigned and problem solving skills, be able to work independently.

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