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Brokerage Operations Analyst Jobs (NOW HIRING)

Tradeify Holdings Corp

Brokerage Support Analyst

$70K - $75K/yr

We are seeking a Brokerage Support Analyst to serve as a key member of our growing brokerage team ... Coordinate with clearing firms, FCM partners, and internal stakeholders on operational matters ...

Howden Group Holdings

Operations Analyst

New York, NY · On-site

Operations Analyst - Operations (Private Capital) Location: New York, NY Business: Howden Private ... Provide support to brokers, operations, finance, legal, and compliance teams throughout policy ...

moomoo

Director of Brokerage Operations

Jersey City, NJ

$100K - $145K/yr

Analyze existing workflows, recommend enhancements, and implement automation initiatives to boost ... Requirements * 10+ years of experience in Operations Control within a Broker-Dealer environment.

moomoo

Director of Brokerage Operations

Jersey City, NJ · On-site

$100K - $145K/yr

Analyze existing workflows, recommend enhancements, and implement automation initiatives to boost ... Requirements * 10+ years of experience in Operations Control within a Broker-Dealer environment.

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How much do brokerage operations analyst jobs pay per hour?

As of Jul 5, 2026, the average hourly pay for brokerage operations analyst in the United States is $33.75, according to ZipRecruiter salary data. Most workers in this role earn between $24.04 and $40.38 per hour, depending on experience, location, and employer.

How does a Brokerage Operations Analyst typically interact with other departments within a financial institution?

As a Brokerage Operations Analyst, you will regularly collaborate with teams such as trading, compliance, risk management, and client services. Your role often involves ensuring that trade settlements are processed accurately and promptly, resolving discrepancies, and coordinating with IT for system enhancements. This cross-functional interaction is essential for maintaining efficient workflow and meeting regulatory requirements. Building strong communication skills will help you effectively bridge gaps between departments and contribute to the overall success of the operations team.

What is the difference between Brokerage Operations Analyst vs Brokerage Associate?

AspectBrokerage Operations AnalystBrokerage Associate
CredentialsTypically requires a bachelor's degree in finance, business, or related field; certifications like FINRA Series 7 or 63 are commonOften requires a bachelor's degree; some roles may prefer or require FINRA licenses
Work EnvironmentFocuses on back-office operations, compliance, and process improvement within brokerage firmsCustomer-facing roles, assisting clients with transactions and account management
Employer & Industry UsageUsed in brokerage firms, financial institutions, and investment companiesCommon in retail brokerage firms, banks, and financial advisory firms

The Brokerage Operations Analyst primarily handles back-office functions, ensuring smooth transaction processing and compliance, while the Brokerage Associate often interacts directly with clients, assisting with account activities. Both roles require similar credentials but differ in daily responsibilities and work environment.

What are Brokerage Operations Analysts?

Brokerage Operations Analysts are finance professionals who ensure the smooth processing of transactions, settlements, and record-keeping within a brokerage firm. They work behind the scenes to reconcile trades, resolve discrepancies, and maintain compliance with industry regulations. Their role is crucial for ensuring accuracy and efficiency in the movement of securities and funds, supporting both clients and traders. They often collaborate with other teams to implement process improvements and manage risk.

What are the key skills and qualifications needed to thrive as a Brokerage Operations Analyst, and why are they important?

To thrive as a Brokerage Operations Analyst, you need a solid understanding of financial markets, trade settlement processes, and strong analytical abilities, often backed by a degree in finance, business, or a related field. Familiarity with financial software such as Bloomberg Terminal, trade reconciliation tools, and knowledge of regulatory systems like DTCC are typically required. Attention to detail, problem-solving, and effective communication are vital soft skills for managing complex transactions and collaborating with internal and external stakeholders. These skills ensure accurate trade processing, regulatory compliance, and efficient resolution of operational issues in a fast-paced financial environment.
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Brokerage Operations Analyst jobs near you
Infographic showing various Brokerage Operations Analyst job openings in the United States as of June 2026, with employment types broken down into 91% Full Time, and 9% Contract. Highlights an 91% In-person, and 9% Hybrid job distribution, with an average salary of $70,210 per year, or $33.8 per hour.

Entry-Level Brokerage Operations Analyst

Kellton

Manhattan, NY • On-site

Other

Posted 6 days ago

Job description

Title: Entry-Level Brokerage Operations Analyst
Duration 12 months + (Possibility of Further Extension or conversion)
Location New York NY
Pay Rate - $ 21.00/ Hr W2 (No Benefits)

Support of return mail process including:
Coordination of storage of all undeliverable mail
Documentation of process and procedures for return mail process
Respond to requests from Call Center related to Stock Plan Participant s Statements and Tax Slips
Review, print and mail physical documents (statements, tax forms, etc.) for Stock Plan participants who are unable to access the websiteAssume all operational processes associated with assigned plans, as applicable.
Participate in daily team huddles and provide updates.Learn, Understand & Support UDL lookup and account updates
Participate in Quarterly Statement ReviewAssist with large volume adjustment efforts related to trades and/or dividendsAssist in other Special Processing functions as required.

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