Prime Brokerage Client Operations supports both the Prime Brokerage (NY) and International Prime ... analysis * Identification and timely escalation of risk items to management What you'll bring to ...
Prime Brokerage Client Operations supports both the Prime Brokerage (NY) and International Prime ... analysis * Identification and timely escalation of risk items to management What you'll bring to ...
The Regulatory Operations Analyst plays a key role in supporting the firm's compliance with non ... Collaborates with other business units (Brokerage Operations, Trading, Compliance, IT, and Legal)
The Regulatory Operations Analyst plays a key role in supporting the firm's compliance with non ... Collaborates with other business units (Brokerage Operations, Trading, Compliance, IT, and Legal)
Director of Brokerage Operations
Jersey City, NJ · On-site
$100K - $145K/yr
Analyze existing workflows, recommend enhancements, and implement automation initiatives to boost ... Requirements * 10+ years of experience in Operations Control within a Broker-Dealer environment.
Director of Brokerage Operations
Jersey City, NJ · On-site
$100K - $145K/yr
Analyze existing workflows, recommend enhancements, and implement automation initiatives to boost ... Requirements * 10+ years of experience in Operations Control within a Broker-Dealer environment.
Prime Brokerage Client Operations supports both the Prime Brokerage (NY) and International Prime ... analysis * Identification and timely escalation of risk items to management What you'll bring to ...
Prime Brokerage Client Operations supports both the Prime Brokerage (NY) and International Prime ... analysis * Identification and timely escalation of risk items to management What you'll bring to ...
Prime Brokerage Client Operations supports both the Prime Brokerage (NY) and International Prime ... analysis * Identification and timely escalation of risk items to management What you'll bring to ...
Prime Brokerage Client Operations supports both the Prime Brokerage (NY) and International Prime ... analysis * Identification and timely escalation of risk items to management What you'll bring to ...
Operations Analyst
New York, NY · On-site +1
Operations Analyst - Operations (Private Capital) Location: New York, NY Business: Howden Private ... As a member of the Operations team, the candidate coordinates with brokers and various cross ...
Operations Analyst
New York, NY · On-site +1
Operations Analyst - Operations (Private Capital) Location: New York, NY Business: Howden Private ... As a member of the Operations team, the candidate coordinates with brokers and various cross ...
Operations Analyst
Salt Lake City, UT · On-site
$23/hr
Experience in Securities Lending Operations within an investment bank, broker-dealer, custody bank ... Excellent analytical and problem-solving abilities. * Strong communication and stakeholder ...
Operations Analyst
Salt Lake City, UT · On-site
$23/hr
Experience in Securities Lending Operations within an investment bank, broker-dealer, custody bank ... Excellent analytical and problem-solving abilities. * Strong communication and stakeholder ...
The Trade Operations Analyst ensures that all trades booked by these fund managers are true and ... Improve STP rates at Custodians and Prime Brokers * Perform monthly CSDR investigation and ...
The Trade Operations Analyst ensures that all trades booked by these fund managers are true and ... Improve STP rates at Custodians and Prime Brokers * Perform monthly CSDR investigation and ...
Tax Operations Analyst
Jacksonville, FL · Hybrid
$38.48/hr
If Tax Operations Analyst sounds like something you would be interested in, and you meet the ... Preferred Qualifications Experience supporting Prime Brokerage or investment banking clients ...
Quick apply
Tax Operations Analyst
Jacksonville, FL · Hybrid
$38.48/hr
If Tax Operations Analyst sounds like something you would be interested in, and you meet the ... Preferred Qualifications Experience supporting Prime Brokerage or investment banking clients ...
Operations Analyst
Baltimore, MD · On-site
... brokers, transfer agents, selling firm back-offices, financial advisors, clients, and vendors. The Operations Analyst joins the Operations Team and will report to the Manager of Operations. ALL ...
Operations Analyst
Baltimore, MD · On-site
... brokers, transfer agents, selling firm back-offices, financial advisors, clients, and vendors. The Operations Analyst joins the Operations Team and will report to the Manager of Operations. ALL ...
Be Seen First
Operations Analyst
Pleasant Prairie, WI · On-site
$55K - $65K/yr
Operations Analyst We are seeking a self-driven, motivated individual to join our rapidly growing ... support services to brokerage and logistics businesses as well as companies engaged in ...
Quick apply
Be Seen First
Operations Analyst
Pleasant Prairie, WI · On-site
$55K - $65K/yr
Operations Analyst We are seeking a self-driven, motivated individual to join our rapidly growing ... support services to brokerage and logistics businesses as well as companies engaged in ...
Operations Analyst
Baltimore, MD · Hybrid
... brokers, clearing brokers, transfer agent, selling firm back-offices, financial advisors, clients and vendors The Operations Analyst joins the Operations Team and will report to the Manager of ...
Operations Analyst
Baltimore, MD · Hybrid
... brokers, clearing brokers, transfer agent, selling firm back-offices, financial advisors, clients and vendors The Operations Analyst joins the Operations Team and will report to the Manager of ...
Operations Analyst
Baltimore, MD · On-site
... brokers, clearing brokers, transfer agent, selling firm back-offices, financial advisors, clients and vendors The Operations Analyst joins the Operations Team and will report to the Manager of ...
Operations Analyst
Baltimore, MD · On-site
... brokers, clearing brokers, transfer agent, selling firm back-offices, financial advisors, clients and vendors The Operations Analyst joins the Operations Team and will report to the Manager of ...
Operations Analyst
Baltimore, MD · Hybrid
... brokers, transfer agents, selling firm back-offices, financial advisors, clients, and vendors. The Operations Analyst joins the Operations Team and will report to the Manager of Operations. ALL ...
Operations Analyst
Baltimore, MD · Hybrid
... brokers, transfer agents, selling firm back-offices, financial advisors, clients, and vendors. The Operations Analyst joins the Operations Team and will report to the Manager of Operations. ALL ...
Operations Analyst
Los Angeles, CA · On-site
$85K - $110K/yr
... brokerage commissions, producing daily T+0 reporting (summary of performance, cashflows and trade ... Additionally, the Operations Analyst will be eligible for an annual, discretionary bonus. Qualified ...
Operations Analyst
Los Angeles, CA · On-site
$85K - $110K/yr
... brokerage commissions, producing daily T+0 reporting (summary of performance, cashflows and trade ... Additionally, the Operations Analyst will be eligible for an annual, discretionary bonus. Qualified ...
Operations Analyst
Boston, MA · On-site
The Trade Operations Analyst ensures that all trades booked by these fund managers are true and ... Improve STP rates at Custodians and Prime Brokers * Perform monthly CSDR investigation and ...
Operations Analyst
Boston, MA · On-site
The Trade Operations Analyst ensures that all trades booked by these fund managers are true and ... Improve STP rates at Custodians and Prime Brokers * Perform monthly CSDR investigation and ...
Clearing Operations Analyst - Chicago, IL ADM Investor Services, Inc. Position Summary: The primary ... Addressing Broker/customer requests including: * Account corrections * Offsets * Commission ...
Clearing Operations Analyst - Chicago, IL ADM Investor Services, Inc. Position Summary: The primary ... Addressing Broker/customer requests including: * Account corrections * Offsets * Commission ...
Real Estate Brokerage Operations Manager
Henderson, NV · On-site
$60K - $70K/yr
The Operations Manager ensures the company has the right operational controls, administrative ... Candidates will also have analytic depth, strong problem-solving and communication skills, and the ...
Quick apply
Real Estate Brokerage Operations Manager
Henderson, NV · On-site
$60K - $70K/yr
The Operations Manager ensures the company has the right operational controls, administrative ... Candidates will also have analytic depth, strong problem-solving and communication skills, and the ...
Real Estate Brokerage Operations Manager
Henderson, NV · On-site
$60K - $70K/yr
The Operations Manager ensures the company has the right operational controls, administrative ... Candidates will also have analytic depth, strong problem-solving and communication skills, and the ...
Quick apply
Real Estate Brokerage Operations Manager
Henderson, NV · On-site
$60K - $70K/yr
The Operations Manager ensures the company has the right operational controls, administrative ... Candidates will also have analytic depth, strong problem-solving and communication skills, and the ...
Real Estate Brokerage Operations Manager
Henderson, NV · On-site
$60K - $70K/yr
The Operations Manager ensures the company has the right operational controls, administrative ... Candidates will also have analytic depth, strong problem-solving and communication skills, and the ...
Quick apply
Real Estate Brokerage Operations Manager
Henderson, NV · On-site
$60K - $70K/yr
The Operations Manager ensures the company has the right operational controls, administrative ... Candidates will also have analytic depth, strong problem-solving and communication skills, and the ...
Brokerage Operations Analyst information
See salary details
$14.66 - $18.47
5% of jobs
$18.47 - $22.27
15% of jobs
$23.82 is the 25th percentile. Wages below this are outliers.
$22.27 - $26.07
12% of jobs
$26.07 - $29.87
14% of jobs
The median wage is $31.14 / hr.
$29.87 - $33.68
13% of jobs
$33.68 - $37.48
12% of jobs
$39.19 is the 75th percentile. Wages above this are outliers.
$37.48 - $41.28
11% of jobs
$41.28 - $45.08
7% of jobs
$45.08 - $48.89
4% of jobs
$48.89 - $52.69
2% of jobs
$52.69 - $56.49
5% of jobs
$14
$33
$56
How much do brokerage operations analyst jobs pay per hour?
How does a Brokerage Operations Analyst typically interact with other departments within a financial institution?
What is the difference between Brokerage Operations Analyst vs Brokerage Associate?
| Aspect | Brokerage Operations Analyst | Brokerage Associate |
|---|---|---|
| Credentials | Typically requires a bachelor's degree in finance, business, or related field; certifications like FINRA Series 7 or 63 are common | Often requires a bachelor's degree; some roles may prefer or require FINRA licenses |
| Work Environment | Focuses on back-office operations, compliance, and process improvement within brokerage firms | Customer-facing roles, assisting clients with transactions and account management |
| Employer & Industry Usage | Used in brokerage firms, financial institutions, and investment companies | Common in retail brokerage firms, banks, and financial advisory firms |
The Brokerage Operations Analyst primarily handles back-office functions, ensuring smooth transaction processing and compliance, while the Brokerage Associate often interacts directly with clients, assisting with account activities. Both roles require similar credentials but differ in daily responsibilities and work environment.
What are Brokerage Operations Analysts?
What are the key skills and qualifications needed to thrive as a Brokerage Operations Analyst, and why are they important?

Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Posted 12 days ago
Morgan Stanley rating
8.3
Based on 151 frontline employees who took The Breakroom Quiz
39th of 146 rated financial services
Job description
We're seeking someone to join our team as an Associate in ISG Equity Operations responsible for providing first class service and break resolution for a number of clients over various products for global markets. The Associate will work closely with Global Stakeholders including the Prime Brokerage Trade Support teams, Prematch and Fails, the Business Units and senior management across the firm.
ISG Product Operations encompasses two functionally aligned organizations. The first, Trading & Client Operations, provides Operations functions in direct support of activity executed by Institutional Sales & Trading. The second, Client Operations, provides Operations functions in direct support for activity cleared by Morgan Stanley on behalf of our clients in Prime Brokerage, Listed Derivatives, and OTC Derivatives. The broad organization partners closely with Sales and Trading to develop and implement new products and services as well as drive efficiency and reduce risk in our processes. At all times we are focused on delivering quality service to clients both internal and external. ISG Product Operations partners closely with Shared Services and Banking Operations as well as Branch Operations and Operations Risk & Control to deliver a connected 'front to back' view of operations to ISG Sales and Trading.
Prime Brokerage Client Operations supports both the Prime Brokerage (NY) and International Prime Brokerage (LN) Business Units, across both Equity and Fixed Income products. It is a hugely diverse and dynamic department covering a wide range of functions/responsibilities from trade capture and clearance through to settlements and break resolution. The teams liaise with various internal and external counterparties on a daily basis, including the business units, hedge fund clients, brokers, stock loan, controls, corporate actions, network management and settlements. It is a high risk, exciting environment where the teams have to work to tight deadlines, which are both client and market driven.
As the demands of hedge funds have evolved, so too have services provided by the Prime Broker. Today, Morgan Stanley Prime Brokerage supports clients across a wide range of trading strategies from the more traditional equity long/short to credit strategies where the fund manager is trading credit default swaps, index futures and global distressed debt.
The Client Service Group provides direct client coverage and each team member is responsible for their own client base. Within this model, the Client Service Group team members support a number of key processes including break investigation, fails investigation and various other trade related activities. As this is a crucial client facing role the team are also responsible for making client process improvements which ultimately supports both Morgan Stanley and the client.
Interested in joining a team that's eager to create, innovate and make an impact on the world? Read on...
What you'll do in the role:
Execute processes/functions and/or support process management and project efforts, leveraging knowledge of the systems, markets and instruments that influence the team
Recognize risk in day-to-day processes to draw out the key issues and contribute to process improvements
Build relationships within team and internal stakeholders, sharing knowledge to contribute to team output
Participate in projects and initiatives, aiding in solution formulation with a focus on timely execution
Liaising/communicating with Global stakeholders and various operational groups
Planning and organizing of project, initiatives and team testing
Providing reporting /information to management and key stakeholders
Process management of various client related functions such as trade amendments, client queries & reporting within specified timescales
Ensuring procedures are accurate, relevant and adhered too
Pro-actively contributing towards the drive to improve process efficiency through root cause analysis
Identification and timely escalation of risk items to management
What you'll bring to the role:
Knowledge of the full Trade flow from Execution to settlement for the market & the client
Experience preparing team procedures and assessing/implementing team controls
Ability to establish clear goals and priorities, and address non-standard issues within area of expertise with minimal guidance and supervision
Subject matter expertise in business area supported, client requirements, and ability to ensure control is not compromised to comply with client requests
Culture carrier across Operations, embracing the Firm's core values
At least 2 years' relevant experience would generally be expected to find the skills required for this role
Good knowledge of Microsoft Office applications
Proven track record of successful project implementation
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
At Morgan Stanley, we raise, manage and allocate capital for our clients - helping them reach their goals. We do it in a way that's differentiated - and we've done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Baltimore
Salary range for the position: $51,000 - $82,500 Yr. The successful candidate may be eligible for an annual discretionary incentive compensation award. The successful candidate may be eligible to participate in the relevant business unit's incentive compensation plan, which also may include a discretionary bonus component. Morgan Stanley offers a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and 20 Vacation Days annually), 10 Paid Holidays, 401(k), and Short/Long Term Disability, in addition to other special perks reserved for our employees. Please visit mybenefits.morganstanley.com to learn more about our benefit offerings.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.
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