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Brokerage Operations Analyst Jobs in Colorado (NOW HIRING)

Brokerage Director

Centennial, CO ยท On-site

$120K - $150K/yr

Lead the strategy, day-to-day operation, and ongoing development of TAKKION's enterprise freight ... Manage brokerage financial performance, including productivity and seat-cost P&L analysis, and use ...

New

Brokerage Director

Englewood, CO ยท On-site

$120K - $150K/yr

Lead the strategy, day-to-day operation, and ongoing development of TAKKION's enterprise freight ... Manage brokerage financial performance, including productivity and seat-cost P&L analysis, and use ...

New

Brokerage Director

Centennial, CO ยท On-site

$120K - $150K/yr

Lead the strategy, day-to-day operation, and ongoing development of TAKKION's enterprise freight ... Manage brokerage financial performance, including productivity and seat-cost P&L analysis, and use ...

Fraud Operations Specialist

Denver, CO ยท Remote

$81K - $90K/yr

Perform data-driven analysis to identify vulnerabilities and/or proactively determine potential ... Wealthfront Brokerage is not a bank. We convey funds to partner banks who accept and maintain ...

Fraud Operations Specialist

Denver, CO ยท Remote

$81K - $90K/yr

Perform data-driven analysis to identify vulnerabilities and/or proactively determine potential ... Wealthfront Brokerage is not a bank. We convey funds to partner banks who accept and maintain ...

Ability to analyze qualitative and quantitative information and translate into strategic ... We have operations in over 80 countries and a workforce of over102,000 individualsaround the world ...

Brokerage Coordinator

Fort Collins, CO ยท On-site

$22.48 - $26.45/hr

The Brokerage Coordinator will report to the Operations Manager and will serve as the support for ... and analysis of lease/sale documents, maintaining edits and updating Salesforce * Coordinate with ...

New

Brokerage Coordinator

Fort Collins, CO ยท On-site

$22.48 - $26.45/hr

The Brokerage Coordinator will report to the Operations Manager and will serve as the support for ... and analysis of lease/sale documents, maintaining edits and updating Salesforce * Coordinate with ...

New

Brokerage Coordinator

Fort Collins, CO ยท On-site

$22.48 - $26.45/hr

The Brokerage Coordinator will report to the Operations Manager and will serve as the support for ... and analysis of lease/sale documents, maintaining edits and updating Salesforce * Coordinate with ...

New

Brokerage Coordinator

Fort Collins, CO ยท On-site

$22.48 - $26.45/hr

The Brokerage Coordinator will report to the Operations Manager and will serve as the support for ... and analysis of lease/sale documents, maintaining edits and updating Salesforce * Coordinate with ...

New

Brokerage Coordinator

Fort Collins, CO ยท On-site

$22.48 - $26.45/hr

The Brokerage Coordinator will report to the Operations Manager and will serve as the support for ... and analysis of lease/sale documents, maintaining edits and updating Salesforce * Coordinate with ...

New

Brokerage Coordinator

Fort Collins, CO ยท On-site

$22.48 - $26.45/hr

The Brokerage Coordinator will report to the Operations Manager and will serve as the support for ... and analysis of lease/sale documents, maintaining edits and updating Salesforce * Coordinate with ...

We provide all of our brokers with unprecedented levels of operations and subject matter area expert support from internal teams consisting of attorneys, financial analysts, construction experts ...

We provide all of our brokers with unprecedented levels of operations and subject matter area expert support from internal teams consisting of attorneys, financial analysts, construction experts ...

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Showing results 1-20

Brokerage Operations Analyst information

See Colorado salary details

$15

$35

$59

How much do brokerage operations analyst jobs pay per hour?

As of Aug 23, 2026, the average hourly pay for brokerage operations analyst in Colorado is $35.49, according to ZipRecruiter salary data. Most workers in this role earn between $25.29 and $42.45 per hour, depending on experience, location, and employer.

What is a brokerage operations analyst?

Brokerage Operations Analysts are finance professionals who ensure the smooth processing of transactions, settlements, and record-keeping within a brokerage firm. They work behind the scenes to reconcile trades, resolve discrepancies, and maintain compliance with industry regulations. Their role is crucial for ensuring accuracy and efficiency in the movement of securities and funds, supporting both clients and traders. They often collaborate with other teams to implement process improvements and manage risk.

What are the key skills and qualifications needed to thrive as a brokerage operations analyst?

To thrive as a Brokerage Operations Analyst, you need a solid understanding of financial markets, trade settlement processes, and strong analytical abilities, often backed by a degree in finance, business, or a related field. Familiarity with financial software such as Bloomberg Terminal, trade reconciliation tools, and knowledge of regulatory systems like DTCC are typically required. Attention to detail, problem-solving, and effective communication are vital soft skills for managing complex transactions and collaborating with internal and external stakeholders. These skills ensure accurate trade processing, regulatory compliance, and efficient resolution of operational issues in a fast-paced financial environment.

How does a brokerage operations analyst typically interact with other departments within a financial institution?

As a Brokerage Operations Analyst, you will regularly collaborate with teams such as trading, compliance, risk management, and client services. Your role often involves ensuring that trade settlements are processed accurately and promptly, resolving discrepancies, and coordinating with IT for system enhancements. This cross-functional interaction is essential for maintaining efficient workflow and meeting regulatory requirements. Building strong communication skills will help you effectively bridge gaps between departments and contribute to the overall success of the operations team.

What is the difference between Brokerage Operations Analyst vs Brokerage Associate?

AspectBrokerage Operations AnalystBrokerage Associate
CredentialsTypically requires a bachelor's degree in finance, business, or related field; certifications like FINRA Series 7 or 63 are commonOften requires a bachelor's degree; some roles may prefer or require FINRA licenses
Work EnvironmentFocuses on back-office operations, compliance, and process improvement within brokerage firmsCustomer-facing roles, assisting clients with transactions and account management
Employer & Industry UsageUsed in brokerage firms, financial institutions, and investment companiesCommon in retail brokerage firms, banks, and financial advisory firms

The Brokerage Operations Analyst primarily handles back-office functions, ensuring smooth transaction processing and compliance, while the Brokerage Associate often interacts directly with clients, assisting with account activities. Both roles require similar credentials but differ in daily responsibilities and work environment.

Is a brokerage operations analyst entry-level?

A brokerage operations analyst position is often considered entry-level, especially for candidates with a basic understanding of financial markets, data analysis, and relevant software tools. However, some roles may require prior experience or specific certifications, such as FINRA licenses, depending on the company's requirements.

What are popular job titles related to Brokerage Operations Analyst jobs in Colorado?

For Brokerage Operations Analyst jobs in Colorado, the most frequently searched job titles are:

What job categories do people searching Brokerage Operations Analyst jobs in Colorado look for?

The top searched job categories for Brokerage Operations Analyst jobs in Colorado are:

What cities in Colorado are hiring for Brokerage Operations Analyst jobs?

Cities in Colorado with the most Brokerage Operations Analyst job openings:

Infographic showing various Brokerage Operations Analyst job openings in Colorado as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 11% Part Time, 2% Temporary, 2% Contract, and 1% Nights. Highlights an 93% Physical, 3% Hybrid, and 4% Remote job distribution, with an average salary of $73,827 per year, or $35.5 per hour.

Brokerage Operations Associate I - ACATS

Alpaca

Denver, CO โ€ข On-site

Full-time

Posted 2 days ago

New


Job description

Who We Are:

Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more.
Amongst our subsidiaries, Alpaca is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade APIs. This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts.
Our global team is a diverse group of experienced engineers, traders, and brokerage professionals who are working to achieve our mission of opening financial services to everyone on the planet. We're deeply committed to open-source contributions and fostering a vibrant community, continuously enhancing our award-winning, developer-friendly API and the robust infrastructure behind it.
Alpaca is proudly backed by $400 million in funding from top-tier global investors including Portage Ventures, Spark Capital, Tribe Capital, Social Leverage, Horizons Ventures, Opera Tech Ventures, SBI Group, Derayah Financial, Unbound, Peak XV, Elefund, and Y Combinator.
Our Team Members:

We're a dynamic team of 400+ globally distributed members who thrive working from our favorite places around the world, with teammates spanning the USA, Canada, Japan, Hungary, Nigeria, Brazil, the UK, and beyond!
We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values—Stay Curious, Have Empathy, and Be Accountable—and are ready to make a significant impact, we encourage you to apply.

Your Role:

You'll join Alpaca's Brokerage Operations team and own critical ACATS and non-ACATS transfer workflows across our B2B partner ecosystem. As Alpaca expands its self-clearing capabilities, you'll help build and operate the processes, controls, and tooling that support accurate and timely incoming and outgoing account transfers.

We're looking for someone who brings deep operational expertise in account transfers, thrives in a fast-paced and ever-evolving regulatory environment, and is excited to help build out our transfers function as we transition to self-clearing. Working collaboratively with internal and external partners, you'll play a key role in delivering accurate, timely, and compliant transfer processing while shaping the procedures and controls that support business continuity. The team is 100% distributed and remote.

Things You Get To Do:
  • Process daily incoming and outgoing ACATS within industry timelines, validating client information, contra accounts, and asset eligibility across the full transfer lifecycle
  • Process DTC / FOP (Free of Payment) transfers, ACATS Free Deliveries, Fail Reversals, and nonstandard transfer types (PTR, PTD, RCL, RCR, FRV, MFC, PTF)
  • Determine and execute appropriate rejection or exception-handling paths, documenting root cause and corrective action
  • Work directly with contra firms, transfer agents, and partner brokers to resolve rejects, reclaims, accelerations, documentation issues, and other transfer exceptions
  • Run mass account transfers and conversions, both internal and external
  • Partner with engineering to automate daily self-clearing workflows
  • Drive continuous operational improvement through root cause analysis, trend analysis, and updates to the control framework
  • Serve as the firm's Subject Matter Expert on transfers, acting as a referral point for policy-related queries
  • Prepare summary documentation for special projects and participate in cross-functional initiatives as assigned
Who You Are (Must-Haves):
  • 2+ years of hands-on ACATS operations experience directly processing incoming and outgoing account transfers
  • Hands-on experience using ACATS/industry transfer platforms, with strong knowledge of the ACATS lifecycle, statuses, exceptions, and required processing timelines
  • Working knowledge of FINRA Rule 11870 and applicable NSCC/DTCC requirements
  • Experience identifying and resolving transfer rejects, documentation discrepancies, asset-eligibility issues, and other transfer exceptions
  • Working knowledge of U.S. broker-dealer back-office operations, including DTC settlements, FOP transfers, and Fund/SERV
  • Experience communicating directly with contra firms, custodians, transfer agents, or clearing firms to resolve transfer issues
  • Strong attention to detail and ability to operate independently under hard daily processing cutoffs
  • Ability to document procedures, identify root causes, and contribute to controls and process improvements
  • Ability to adapt to an evolving regulatory landscape and contribute to a self-clearing operational build-out, while embodying our tenets: Stay Curious, Have Empathy, Be Accountable
  • Possess the SIE and Series 99 (or higher securities license), or achieve a passing result on the Series 99 within the first 180 days of employment
Who You Might Be (Nice-to-Haves):
  • 5+ years of brokerage operations experience, particularly in ACATS, transfers, cashiering, or securities operations
  • Series 7 or other additional FINRA registration
  • Direct experience processing ACATS through the DTCC portal as a receiving or delivering firm
  • Experience supporting a broker-dealer self-clearing conversion or operational build-out
  • Experience with mass account transfers/conversions
  • Experience with ACATS-Fund/SERV, options, annuities, UITs, or non-ACATS transfer-agent workflows
  • Experience supporting API-driven, correspondent, or B2B brokerage models
How We Take Care of You:
  • Competitive Salary & Stock Options
  • Health Benefits
  • New Hire Home-Office Setup: One-time USD $500
  • Monthly Stipend: USD $150 per month via a Brex Card

Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.

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