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Brokerage Firm Jobs (NOW HIRING)

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Brokerage Auditor

Laredo, TX · On-site

Qualifications: - 3+ years of experience in auditing, preferably in a brokerage firm or financial institution. - Strong knowledge of auditing standards and principles. - Proficiency in financial ...

Prospere Companies LLC

NY · On-site

$500K - $750K/yr

Join the Premier Business Brokerage Firm in Colorado Transworld Business Advisors | A Prospere Company Location: Ft. Collins, CO Position Available: Business Broker Compensation: $50,000 to $1,000 ...

Prospere Companies LLC

Business Broker

Grand Junction, CO · On-site

$500K - $750K/yr

Join the Premier Business Brokerage Firm in Colorado Transworld Business Advisors | A Prospere Company Location: Grand Junction, CO Position Available: Business Broker Compensation: $50,000 to $1,000 ...

Zacks Investments

Marketing Manager

Chicago, IL · On-site

ZIM, our wealth management firm, is an SEC registered RIA that manages over $5 Billion for high net worth individuals and institutions interested in long term value creation. Zacks Trade (our broker ...

Zacks Investments

Marketing Manager

Chicago, IL

ZIM, our wealth management firm, is an SEC registered RIA that manages over $5 Billion for high net worth individuals and institutions interested in long term value creation. Zacks Trade (our broker ...

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How much do brokerage firm jobs pay per year?

As of Aug 25, 2026, the average yearly pay for brokerage firm in the United States is $95,027.00, according to ZipRecruiter salary data. Most workers in this role earn between $100,000.00 and $100,000.00 per year, depending on experience, location, and employer.

What is a brokerage firm?

A brokerage firm job typically involves assisting clients in buying and selling financial securities such as stocks, bonds, and commodities. Employees may work as brokers, financial advisors, or analysts, helping clients make informed investment decisions. These roles require knowledge of financial markets, strong communication skills, and regulatory compliance. Many brokerage firm jobs require licensing, such as passing the Series 7 exam. Compensation often includes a combination of salary, commissions, and bonuses.

What types of clients do brokerage firms typically work with and what are the main responsibilities involved in serving them?

Brokerage firms generally serve both individual investors and institutional clients, such as corporations, pension funds, or other investment entities. The main responsibilities include executing buy and sell orders, providing investment advice tailored to client goals, managing portfolios, and ensuring compliance with industry regulations. Professionals at a brokerage firm regularly analyze market trends, communicate investment opportunities, and work closely with clients to develop long-term strategies. The ability to build and maintain strong client relationships is essential for repeat business and the firm's reputation in the industry.

What are the key skills and qualifications needed to thrive in the brokerage firm position, and why are they important?

To thrive as a brokerage firm, in-depth knowledge of financial markets, regulatory compliance, and investment strategies is essential, often supported by advanced degrees in finance or business and relevant licenses (such as FINRA or SEC certifications). Firms use specialized trading platforms, client management systems, and compliance software to efficiently handle transactions and maintain regulatory standards. Strong leadership, effective communication, and client relationship management are important soft skills to drive team performance and nurture client trust. These capabilities are crucial for building a reputable, compliant, and competitive brokerage firm in a fast-paced financial environment.

What do you do in a brokerage firm?

A brokerage firm employs professionals such as stockbrokers and financial advisors who buy and sell securities on behalf of clients, provide investment advice, and manage portfolios. They use tools like trading platforms and often require licenses such as the Series 7 or Series 63. Their work involves analyzing markets, executing trades, and ensuring compliance with financial regulations.
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Brokerage Firm jobs near you
Infographic showing various Brokerage Firm job openings in the United States as of August 2026, with employment types broken down into 83% Full Time, 4% Part Time, and 13% Contract. Highlights an 82% Physical, 8% Hybrid, and 10% Remote job distribution, with an average salary of $95,027 per year, or $45.7 per hour.

Marketing Director - Brokerage 70k - 100k

Chicago, IL • On-site, Remote

Data Bridge Consultants
See more jobs at Data Bridge Consultantsexternal

Full-time

Medical, Dental, Vision, Life, Retirement

Re-posted 27 days ago

Job description

Summary

Our award-winning client is expanding its services and looking for an experience Marketing Director to lead our new account acquisition program.

The position can work remotely or in our Chicago office. If you have the extensive marketing experience for an online brokerage firm, we want to connect.

Responsibilities

  • As the Marketing Director you will be responsible for designing, and managing digital marketing programs, to cause individual investors to come to our client’s web site - and begin the account open process.
  • Oversee all aspect of our client digital marketing department including their marketing database, email and display advertising campaigns.
  • Develop and monitor campaign budgets.
  • Plan and manage our client’s social media platform
  • Prepare accurate reports on our marketing campaign’s overall performance.

Questions:

  1. Do you have Marketing experience within a brokerage firm? If yes, can you provide a summary of your experience
  2. Have you managed digital marketing programs for an online broker that resulted in individual investors opening accounts?