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Brokerage Operations Manager Jobs in Iowa (NOW HIRING)

Aegon

Manager Operations

Cedar Rapids, IA · On-site +1

$85K - $95K/yr

This role partners closely with offshore BPO teams, customers, brokers, and internal stakeholders to resolve billing issues, manage escalations, and ensure operational excellence. The position also ...

Transamerica

Manager Operations

Cedar Rapids, IA · On-site

$85K - $95K/yr

This role partners closely with offshore BPO teams, customers, brokers, and internal stakeholders to resolve billing issues, manage escalations, and ensure operational excellence. The position also ...

Big Grove Brewery

HR Operations Manager

Iowa City, IA · On-site

The HR Operations Manager partners closely with the Director of HR, payroll, recruiting, operations ... Partner with brokers, carriers, vendors, payroll, and Finance to resolve benefit issues and ...

Big Grove Brewery

HR Operations Manager

Iowa City, IA · On-site

The HR Operations Manager partners closely with the Director of HR, payroll, recruiting, operations ... Partner with brokers, carriers, vendors, payroll, and Finance to resolve benefit issues and ...

Aston Carter

Operations Specialist

Des Moines, IA · On-site

Knowledge of brokerage operations, including account management, processing orders, and handling financial transactions. * Experience with account management, including opening, maintaining, and ...

R&R INVEST INC

Marketing Intern- Fall 2026

West Des Moines, IA · On-site

$13.75 - $18.25/hr

... (CRM), market research, and administrative projects. This position provides hands-on experience in commercial real estate marketing, sales support, and brokerage operations. * Assist brokers with ...

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Brokerage Operations Manager information

See Iowa salary details

$29.1K

$59.6K

$111.3K

How much do brokerage operations manager jobs pay per year?

As of Sep 12, 2026, the average yearly pay for brokerage operations manager in Iowa is $59,602.00, according to ZipRecruiter salary data. Most workers in this role earn between $38,500.00 and $72,800.00 per year, depending on experience, location, and employer.

What is a brokerage operations manager?

Brokerage Operations Managers are professionals responsible for overseeing the daily operations of a brokerage firm, ensuring that all transactions and processes run smoothly and comply with industry regulations. Their duties typically include supervising staff, managing trade settlements, monitoring compliance, and implementing operational procedures to increase efficiency. They play a crucial role in risk management, customer service, and maintaining strong relationships with clients, regulators, and other financial institutions.

What are some typical challenges a brokerage operations manager faces in ensuring smooth transaction processing?

A Brokerage Operations Manager often encounters challenges related to managing high transaction volumes, ensuring regulatory compliance, and maintaining data accuracy. Coordinating among different departments—such as compliance, trading, and client services—requires strong communication skills and the ability to resolve issues promptly. Additionally, adapting to rapidly changing financial regulations and implementing new technologies to streamline operations are key aspects of the role. Successfully navigating these challenges helps maintain client trust and operational efficiency.

What are the key skills and qualifications needed to thrive as a brokerage operations manager, and why are they important?

To thrive as a Brokerage Operations Manager, you need strong knowledge of financial markets, operations management, and regulatory compliance, often supported by a degree in finance, business, or a related field. Familiarity with trading platforms, clearing and settlement systems, and certifications such as FINRA Series 7 or 99 are typically required. Outstanding leadership, problem-solving, and communication skills enable effective team management and cross-departmental coordination. These competencies ensure smooth trade execution, regulatory adherence, and efficient workflow within the brokerage environment.

What is the difference between Brokerage Operations Manager vs Brokerage Associate?

AspectBrokerage Operations ManagerBrokerage Associate
CredentialsRelevant licenses (e.g., Series 7, 63), industry certificationsLikewise, licenses such as Series 7, 63, but typically less managerial experience
Work EnvironmentOversees operational processes, manages teams, ensures complianceSupports client transactions, processes trades, assists senior staff
Employer & Industry UsageUsed in brokerage firms, financial institutions, investment firmsCommonly employed in brokerage firms, financial services

The Brokerage Operations Manager focuses on overseeing daily operations, compliance, and team management within brokerage firms. In contrast, the Brokerage Associate primarily supports transaction processing and client service. Both roles require relevant licenses, but the manager role involves more leadership and oversight responsibilities.

What are the most commonly searched types of Brokerage Operations jobs in Iowa?

The most popular types of Brokerage Operations jobs in Iowa are:

What are popular job titles related to Brokerage Operations Manager jobs in Iowa?

For Brokerage Operations Manager jobs in Iowa, the most frequently searched job titles are:

What job categories do people searching Brokerage Operations Manager jobs in Iowa look for?

The top searched job categories for Brokerage Operations Manager jobs in Iowa are:

Brokerage Operations Manager jobs near you
Infographic showing various Brokerage Operations Manager job openings in Iowa as of September 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $59,602 per year, or $28.7 per hour.

Operations Support Consultant

Fairfield, IA • Hybrid

Cambridge Investment Research, Inc.
See more jobs at Cambridge Investment Research, Inc.external

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 7 days ago

Key responsibilities

  • Research, analyze, and resolve complex operational issues involving various account types and transactions.

  • Interpret legal and account documentation to determine authorized parties, account restrictions, and permissible activity.

  • Evaluate money movement requests and transactions while balancing risk mitigation, fraud prevention, regulatory requirements, and client service expectations.

Job description

Job SummaryKey Deliverables and Responsibilities

The Operations Support Consultant serves as a subject matter expert for complex operations matters, providing guidance and solutions that support financial professionals, clients, and internal business partners. This role is responsible for researching and resolving nuanced accounts, money movement, and client service issues while balancing risk management, operational controls, and an exceptional service experience.

The ideal candidate possesses deep investment operations knowledge, strong analytical skills, and the ability to navigate complex scenarios involving account registrations, trading activity, money movement, fraud investigations, and operational error resolution.

  • Research, analyze, and resolve complex operational issues involving brokerage accounts, advisory accounts, retirement plans, trusts, corporations, LLCs, partnerships, and other entity account types.

  • Interpret legal and account documentation to determine authorized parties, account restrictions, and permissible account activity.

  • Evaluate money movement requests and transactions while balancing risk mitigation, fraud prevention, regulatory requirements, and client service expectations.

  • Serve as a resource for operational inquiries involving securities, trading activity, account maintenance, and transaction processing.

  • Conduct independent research to address complex issues involving securities-based lending, margin activity, trading violations, cost basis, security lots, and tax-related transaction impacts.

  • Partner with direct sponsor companies to correct account and processing errors such as share class discrepancies, annuity rider issues, and account servicing concerns.

  • Identify process gaps across teams and workflows, collaborating with business partners to improve operational efficiency and client outcomes.

  • Assist with client fraud investigations, recovery efforts, and escalated service situations while maintaining appropriate controls and documentation.


What We Are Looking For

  • 5+ years of experience in financial services operations, brokerage operations, investment operations, trading support, or a related field.

  • Working knowledge of Schwab, Fidelity, Vanguard, or other third-party asset managers and custodians.

  • Experience working with major clearing firms such as National Financial Services (NFS), Pershing, or similar organizations.

  • Experience supporting entity accounts, including trusts, corporations, LLCs, partnerships, and other complex registrations.

  • Strong understanding of money movement processes, operational risk management, and transaction review procedures.

Location: Phoenix, AZ, or Fairfield, IA - Hybrid in-office 3 days/week

Compensation: $24.00- $29.00


Why Cambridge?

Cambridge has competitive benefits and promotes a work/life balance to encourage individual success.

  • Premium benefit package including medical, vision, dental, life and long-term disability insurance
  • Vacation/sick time
  • 401K retirement plan with company matching program
  • Eleven paid holidays

You can find more details about our comprehensive benefits packagehere.


Cambridge Overview:

Cambridge is a financial solutions firm that provides business support services to thousands of independent financial advisors. These advisors offer personalized investment services including wealth management, financial planning, and retirement services to individuals and families across the country. Cambridge provides significant compliance, technology, and transaction processing support to these financial advisors and their offices.

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