ZipRecruiter

Log In

1

Brokerage Operations Manager Jobs in Colorado (NOW HIRING)

Takkion Ops Management LLC

Brokerage Director

Englewood, CO · On-site

$120K - $150K/yr

This role owns the strategy, execution, financial performance, carrier management, pricing discipline, and continuous improvement of brokerage operations in support of TAKKION's transportation needs ...

New

JAS

Govt. & Defense - Operations Manager

Sterling, CO · On-site

$100K - $120K/yr

Our services include air and ocean freight forwarding, contract logistics, customs brokerage ... The Operations Manager will be responsible for all operational services, including but not limited ...

MGT Insurance

Insurance Operations Manager

Denver, CO · On-site

$140K - $180K/yr

... brokers and small business owners. By combining the expertise of industry veterans with ... About the Role We're looking for an Insurance Operations Manager to support the execution of new ...

Expeditors

Customs Brokerage Specialist

Aurora, CO · On-site

Global supply chain management is what we do, and at the heart of Expeditors you will find ... Ensure accurate and timely data entry into our operational system * Track and Trace Custom files ...

Expeditors

Customs Brokerage Specialist

Aurora, CO · On-site

Global supply chain management is what we do, and at the heart of Expeditors you will find ... Ensure accurate and timely data entry into our operational system * Track and Trace Custom files ...

JLL

Associate, Brokerage

Denver, CO · On-site

Work with senior brokers on new business proposals, prepareavailable propertysummary books, and ... management firm specializing in real estate. We have operations in over 80 countries and a ...

Wealthfront

Fraud Operations Specialist

Denver, CO · Remote

$81K - $90K/yr

Fraud Operations is a division of Wealthfront Brokerage and works closely with Brokerage Operations ... Ability to manage competing priorities and adapt quickly in a dynamic, fast-paced environment.

Wealthfront

Fraud Operations Specialist

Denver, CO · Remote

$81K - $90K/yr

Fraud Operations is a division of Wealthfront Brokerage and works closely with Brokerage Operations ... Ability to manage competing priorities and adapt quickly in a dynamic, fast-paced environment.

next page

Showing results 1-20

All JobsBrokerage Operations JobsBrokerage Operations Manager JobsBrokerage Operations Manager Jobs in Colorado

Brokerage Operations Manager information

See Colorado salary details

$32.6K

$66.7K

$124.6K

How much do brokerage operations manager jobs pay per year?

As of Aug 22, 2026, the average yearly pay for brokerage operations manager in Colorado is $66,725.00, according to ZipRecruiter salary data. Most workers in this role earn between $43,100.00 and $81,500.00 per year, depending on experience, location, and employer.

What is a brokerage operations manager?

Brokerage Operations Managers are professionals responsible for overseeing the daily operations of a brokerage firm, ensuring that all transactions and processes run smoothly and comply with industry regulations. Their duties typically include supervising staff, managing trade settlements, monitoring compliance, and implementing operational procedures to increase efficiency. They play a crucial role in risk management, customer service, and maintaining strong relationships with clients, regulators, and other financial institutions.

What are some typical challenges a brokerage operations manager faces in ensuring smooth transaction processing?

A Brokerage Operations Manager often encounters challenges related to managing high transaction volumes, ensuring regulatory compliance, and maintaining data accuracy. Coordinating among different departments—such as compliance, trading, and client services—requires strong communication skills and the ability to resolve issues promptly. Additionally, adapting to rapidly changing financial regulations and implementing new technologies to streamline operations are key aspects of the role. Successfully navigating these challenges helps maintain client trust and operational efficiency.

What are the key skills and qualifications needed to thrive as a brokerage operations manager, and why are they important?

To thrive as a Brokerage Operations Manager, you need strong knowledge of financial markets, operations management, and regulatory compliance, often supported by a degree in finance, business, or a related field. Familiarity with trading platforms, clearing and settlement systems, and certifications such as FINRA Series 7 or 99 are typically required. Outstanding leadership, problem-solving, and communication skills enable effective team management and cross-departmental coordination. These competencies ensure smooth trade execution, regulatory adherence, and efficient workflow within the brokerage environment.

What is the difference between Brokerage Operations Manager vs Brokerage Associate?

AspectBrokerage Operations ManagerBrokerage Associate
CredentialsRelevant licenses (e.g., Series 7, 63), industry certificationsLikewise, licenses such as Series 7, 63, but typically less managerial experience
Work EnvironmentOversees operational processes, manages teams, ensures complianceSupports client transactions, processes trades, assists senior staff
Employer & Industry UsageUsed in brokerage firms, financial institutions, investment firmsCommonly employed in brokerage firms, financial services

The Brokerage Operations Manager focuses on overseeing daily operations, compliance, and team management within brokerage firms. In contrast, the Brokerage Associate primarily supports transaction processing and client service. Both roles require relevant licenses, but the manager role involves more leadership and oversight responsibilities.

What are the most commonly searched types of Brokerage Operations jobs in Colorado?

The most popular types of Brokerage Operations jobs in Colorado are:

What are popular job titles related to Brokerage Operations Manager jobs in Colorado?

For Brokerage Operations Manager jobs in Colorado, the most frequently searched job titles are:

What job categories do people searching Brokerage Operations Manager jobs in Colorado look for?

The top searched job categories for Brokerage Operations Manager jobs in Colorado are:

What cities in Colorado are hiring for Brokerage Operations Manager jobs?

Cities in Colorado with the most Brokerage Operations Manager job openings:

Brokerage Operations Manager jobs near you
Infographic showing various Brokerage Operations Manager job openings in Colorado as of August 2026, with employment types broken down into 100% Full Time. Highlights an 91% In-person, and 9% Hybrid job distribution, with an average salary of $66,725 per year, or $32.1 per hour.

Brokerage Operations Associate I - ACATS

Alpaca

Denver, CO

Full-time

Posted yesterday

New

Job description

Who We Are:

Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more.
Amongst our subsidiaries, Alpaca is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade APIs. This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts.
Our global team is a diverse group of experienced engineers, traders, and brokerage professionals who are working to achieve our mission of opening financial services to everyone on the planet. We're deeply committed to open-source contributions and fostering a vibrant community, continuously enhancing our award-winning, developer-friendly API and the robust infrastructure behind it.
Alpaca is proudly backed by $400 million in funding from top-tier global investors including Portage Ventures, Spark Capital, Tribe Capital, Social Leverage, Horizons Ventures, Opera Tech Ventures, SBI Group, Derayah Financial, Unbound, Peak XV, Elefund, and Y Combinator.
Our Team Members:

We're a dynamic team of 400+ globally distributed members who thrive working from our favorite places around the world, with teammates spanning the USA, Canada, Japan, Hungary, Nigeria, Brazil, the UK, and beyond!
We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values—Stay Curious, Have Empathy, and Be Accountable—and are ready to make a significant impact, we encourage you to apply.

Your Role:

You'll join Alpaca's Brokerage Operations team and own critical ACATS and non-ACATS transfer workflows across our B2B partner ecosystem. As Alpaca expands its self-clearing capabilities, you'll help build and operate the processes, controls, and tooling that support accurate and timely incoming and outgoing account transfers.

We're looking for someone who brings deep operational expertise in account transfers, thrives in a fast-paced and ever-evolving regulatory environment, and is excited to help build out our transfers function as we transition to self-clearing. Working collaboratively with internal and external partners, you'll play a key role in delivering accurate, timely, and compliant transfer processing while shaping the procedures and controls that support business continuity. The team is 100% distributed and remote.

Things You Get To Do:
  • Process daily incoming and outgoing ACATS within industry timelines, validating client information, contra accounts, and asset eligibility across the full transfer lifecycle
  • Process DTC / FOP (Free of Payment) transfers, ACATS Free Deliveries, Fail Reversals, and nonstandard transfer types (PTR, PTD, RCL, RCR, FRV, MFC, PTF)
  • Determine and execute appropriate rejection or exception-handling paths, documenting root cause and corrective action
  • Work directly with contra firms, transfer agents, and partner brokers to resolve rejects, reclaims, accelerations, documentation issues, and other transfer exceptions
  • Run mass account transfers and conversions, both internal and external
  • Partner with engineering to automate daily self-clearing workflows
  • Drive continuous operational improvement through root cause analysis, trend analysis, and updates to the control framework
  • Serve as the firm's Subject Matter Expert on transfers, acting as a referral point for policy-related queries
  • Prepare summary documentation for special projects and participate in cross-functional initiatives as assigned
Who You Are (Must-Haves):
  • 2+ years of hands-on ACATS operations experience directly processing incoming and outgoing account transfers
  • Hands-on experience using ACATS/industry transfer platforms, with strong knowledge of the ACATS lifecycle, statuses, exceptions, and required processing timelines
  • Working knowledge of FINRA Rule 11870 and applicable NSCC/DTCC requirements
  • Experience identifying and resolving transfer rejects, documentation discrepancies, asset-eligibility issues, and other transfer exceptions
  • Working knowledge of U.S. broker-dealer back-office operations, including DTC settlements, FOP transfers, and Fund/SERV
  • Experience communicating directly with contra firms, custodians, transfer agents, or clearing firms to resolve transfer issues
  • Strong attention to detail and ability to operate independently under hard daily processing cutoffs
  • Ability to document procedures, identify root causes, and contribute to controls and process improvements
  • Ability to adapt to an evolving regulatory landscape and contribute to a self-clearing operational build-out, while embodying our tenets: Stay Curious, Have Empathy, Be Accountable
  • Possess the SIE and Series 99 (or higher securities license), or achieve a passing result on the Series 99 within the first 180 days of employment
Who You Might Be (Nice-to-Haves):
  • 5+ years of brokerage operations experience, particularly in ACATS, transfers, cashiering, or securities operations
  • Series 7 or other additional FINRA registration
  • Direct experience processing ACATS through the DTCC portal as a receiving or delivering firm
  • Experience supporting a broker-dealer self-clearing conversion or operational build-out
  • Experience with mass account transfers/conversions
  • Experience with ACATS-Fund/SERV, options, annuities, UITs, or non-ACATS transfer-agent workflows
  • Experience supporting API-driven, correspondent, or B2B brokerage models
How We Take Care of You:
  • Competitive Salary & Stock Options
  • Health Benefits
  • New Hire Home-Office Setup: One-time USD $500
  • Monthly Stipend: USD $150 per month via a Brex Card

Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.

Recruitment Privacy Policy