Operations Compliance BSA Officer

BSA/Compliance Officer - Oakland, CA

We believe our most important resource is our people. We have a robust offering of benefits (medical, dental vision insurance, 401(k), paid time off, paid holidays, FSA) and employee appreciation events to support our team members.

We are a local community bank committed to serving our clients and our local community with the highest service standards since 1982. We support our customers by understanding their unique needs and customizing financial solutions to help them thrive. In addition, we support our customers by buying their products, using their services whenever possible, and promoting them in our local community.

Essential Functions and Basic Duties:

• · Reviews on a daily basis all new and renewed loans booked the previous day.
• · May include monitoring the bank’s credit, interest rate, liquidity, price, and strategic and reputation risk categories; ensures compliance with laws and regulations
• · Researches compliance issues and problems.
• · Maintains the bank’s compliance library, which includes copies of current regulations and interpretations, supervisory agency handbooks, state and federal laws, and training manuals.
• · Establishes, reviews, updates, and monitors the bank’s system of internal controls, policies, procedures, and practices to ensure compliance by all personnel as it relates to their specific job function and department.
• · Works in conjunction with all departments as it relates to public disclosure to ensure that all materials are compliant prior to release.
• · Participates in the development of new products and advertising to ensure compliance with laws and regulations.
• · Establishes and maintains regular training programs for all staff members to keep them up to date and current on bank and compliance regulations and changes.
• · Reports to the Board of Directors’ Audit Committee quarterly regarding developments and changes in regulations affecting the bank and compliance audits, ongoing operations, adequacy of internal controls, and evaluation of risk.
• · May establish and maintain an enterprise-wide Risk Assessment System to identify and measure the quantity of risk, quality of risk management, aggregate risk, and direction of risk.
• · Monitors resolution of consumer complaints to ensure the internal compliance system is accurate and effective.
• · Ensures that all branch reports and certifications are completed and submitted in a timely manner.
• · Send banking updates, employee recognition, and announcements.
• · Adhere to the bank’s BSA / AML policies, procedures, and processes
• · Ensure staff adheres to the BSA rules & regulations
• · Reviews and approves branch certifications
• · Ensure all SAR/CTRS, 314 (a) checks are reviewed and submitted by the deadline
• · Reviews high risks accounts
• · Conducts regular training with staff
• · Other duties as assigned

**PLEASE APPLY TO BE CONSIDERED**