We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an ...
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an ...
$120 - $165/hr
... broker-dealers and underwriters as well as act as a conduit between dealer counter parties and ... fixed income trading โข Tax-exempt municipal, taxable municipal, or corporate bond trading ...
$120 - $165/hr
... broker-dealers and underwriters as well as act as a conduit between dealer counter parties and ... fixed income trading โข Tax-exempt municipal, taxable municipal, or corporate bond trading ...
... broker-dealers and underwriters as well as act as a conduit between dealer counter parties and ... fixed income trading โข Tax-exempt municipal, taxable municipal, or corporate bond trading ...
... broker-dealers and underwriters as well as act as a conduit between dealer counter parties and ... fixed income trading โข Tax-exempt municipal, taxable municipal, or corporate bond trading ...
As a Fixed Income Trader within PNC's Asset Management Group organization, you will be based in ... broker-dealers and underwriters as well as act as a conduit between dealer counter parties and ...
As a Fixed Income Trader within PNC's Asset Management Group organization, you will be based in ... broker-dealers and underwriters as well as act as a conduit between dealer counter parties and ...
... broker-dealers and underwriters as well as act as a conduit between dealer counter parties and ... fixed income trading โข Tax-exempt municipal, taxable municipal, or corporate bond trading ...
... broker-dealers and underwriters as well as act as a conduit between dealer counter parties and ... fixed income trading โข Tax-exempt municipal, taxable municipal, or corporate bond trading ...
Java Developer (Server Side)
Charlotte, NC ยท On-site
$49.75 - $64.50/hr
C++ C# Candidates who have worked in Fixed Income broker/ trading/ Capital market environment would be preferred. Qualifications Must have Core Java, server side and Capital Market/ Fixed Income ...
Java Developer (Server Side)
Charlotte, NC ยท On-site
$49.75 - $64.50/hr
C++ C# Candidates who have worked in Fixed Income broker/ trading/ Capital market environment would be preferred. Qualifications Must have Core Java, server side and Capital Market/ Fixed Income ...
Java Developer (Server Side)
Charlotte, NC ยท On-site
$49.75 - $64.50/hr
C++ C# Candidates who have worked in Fixed Income broker/ trading/ Capital market environment would be preferred. Qualifications Must have Core Java, server side and Capital Market/ Fixed Income ...
Java Developer (Server Side)
Charlotte, NC ยท On-site
$49.75 - $64.50/hr
C++ C# Candidates who have worked in Fixed Income broker/ trading/ Capital market environment would be preferred. Qualifications Must have Core Java, server side and Capital Market/ Fixed Income ...
Senior Fixed Income Trader
Wilmington, DE ยท On-site
$68K - $114K/yr
The Fixed Income Trader I supports the execution and management of fixed income investment ... Communicate trade information accurately and timely with brokers, portfolio managers, compliance ...
Senior Fixed Income Trader
Wilmington, DE ยท On-site
$68K - $114K/yr
The Fixed Income Trader I supports the execution and management of fixed income investment ... Communicate trade information accurately and timely with brokers, portfolio managers, compliance ...
Senior Fixed Income Trader
Wilmington, DE ยท On-site
$68K - $114K/yr
The Fixed Income Trader I supports the execution and management of fixed income investment ... Communicate trade information accurately and timely with brokers, portfolio managers, compliance ...
Senior Fixed Income Trader
Wilmington, DE ยท On-site
$68K - $114K/yr
The Fixed Income Trader I supports the execution and management of fixed income investment ... Communicate trade information accurately and timely with brokers, portfolio managers, compliance ...
Senior Fixed Income Trader
Wilmington, DE ยท On-site
$68K - $114K/yr
The Fixed Income Trader I supports the execution and management of fixed income investment ... Communicate trade information accurately and timely with brokers, portfolio managers, compliance ...
Senior Fixed Income Trader
Wilmington, DE ยท On-site
$68K - $114K/yr
The Fixed Income Trader I supports the execution and management of fixed income investment ... Communicate trade information accurately and timely with brokers, portfolio managers, compliance ...
Fixed Income Global Trade Support
$150K - $185K/yr
... Fixed Income operations function. The successful candidate will be responsible for the daily ... brokers, and external counterparties. The position operates in a fast-paced, high-volume ...
Fixed Income Global Trade Support
$150K - $185K/yr
... Fixed Income operations function. The successful candidate will be responsible for the daily ... brokers, and external counterparties. The position operates in a fast-paced, high-volume ...
Fixed Income Global Trade Support
Manhattan, NY ยท On-site
$150K - $185K/yr
... Fixed Income operations function. The successful candidate will be responsible for the daily ... brokers, and external counterparties. The position operates in a fast-paced, high-volume ...
Fixed Income Global Trade Support
Manhattan, NY ยท On-site
$150K - $185K/yr
... Fixed Income operations function. The successful candidate will be responsible for the daily ... brokers, and external counterparties. The position operates in a fast-paced, high-volume ...
Fixed Income Global Trade Support
$150K - $185K/yr
... Fixed Income operations function. The successful candidate will be responsible for the daily ... brokers, and external counterparties. The position operates in a fast-paced, high-volume ...
Fixed Income Global Trade Support
$150K - $185K/yr
... Fixed Income operations function. The successful candidate will be responsible for the daily ... brokers, and external counterparties. The position operates in a fast-paced, high-volume ...
Cultivate and maintain strong relationships with Broker-Dealers to ensure optimal market coverage ... Develop fixed income strategies, contributing to portfolio positioning across LGIPs, Money Market ...
Quick apply
Cultivate and maintain strong relationships with Broker-Dealers to ensure optimal market coverage ... Develop fixed income strategies, contributing to portfolio positioning across LGIPs, Money Market ...
Associate Fixed Income Trader
Naples, FL ยท On-site
$110 - $160/hr
Help maintain strong relationships with approved broker-dealers, trading venues, and other market ... Working knowledge of fixed income products, market structure, trade life cycle, and execution ...
Associate Fixed Income Trader
Naples, FL ยท On-site
$110 - $160/hr
Help maintain strong relationships with approved broker-dealers, trading venues, and other market ... Working knowledge of fixed income products, market structure, trade life cycle, and execution ...
Investment Officer - Fixed Income
Olympia, WA ยท On-site
$120 - $170/hr
... brokerage, finance, and insurance companies) across investment grade, high yield, and emerging ... Keep abreast of changes in fixed income and overall capital markets, and developments in investment ...
Investment Officer - Fixed Income
Olympia, WA ยท On-site
$120 - $170/hr
... brokerage, finance, and insurance companies) across investment grade, high yield, and emerging ... Keep abreast of changes in fixed income and overall capital markets, and developments in investment ...
Portfolio Manager - Fixed Income
Dublin, OH ยท On-site
$90 - $130/hr
Cultivate and maintain strong relationships with Broker-Dealers to ensure optimal market coverage ... Develop fixed income strategies, contributing to portfolio positioning across LGIPs, Money Market ...
Portfolio Manager - Fixed Income
Dublin, OH ยท On-site
$90 - $130/hr
Cultivate and maintain strong relationships with Broker-Dealers to ensure optimal market coverage ... Develop fixed income strategies, contributing to portfolio positioning across LGIPs, Money Market ...
Our business Specials Trading in North America is a part of the Fixed Income Financing business ... Engaging directly with multiple counterparties and interdealer-brokers to build business through ...
Our business Specials Trading in North America is a part of the Fixed Income Financing business ... Engaging directly with multiple counterparties and interdealer-brokers to build business through ...
Operations Specialist - Post-Trade Support (Fixed Income Operations)
New York, NY ยท On-site
$100K - $150K/yr
This individual will support the post-trade processing of the firm's global fixed income business, working closely with Trading, Portfolio Management, Prime Brokers, Custodians, and counterparties to ...
Operations Specialist - Post-Trade Support (Fixed Income Operations)
New York, NY ยท On-site
$100K - $150K/yr
This individual will support the post-trade processing of the firm's global fixed income business, working closely with Trading, Portfolio Management, Prime Brokers, Custodians, and counterparties to ...
Portfolio Manager - Fixed Income
Dublin, OH ยท On-site
Cultivate and maintain strong relationships with Broker-Dealers to ensure optimal market coverage ... Develop fixed income strategies, contributing to portfolio positioning across LGIPs, Money Market ...
Portfolio Manager - Fixed Income
Dublin, OH ยท On-site
Cultivate and maintain strong relationships with Broker-Dealers to ensure optimal market coverage ... Develop fixed income strategies, contributing to portfolio positioning across LGIPs, Money Market ...
Fixed Income Broker information
See salary details
$25.5K - $33.8K
0% of jobs
$33.8K - $42.1K
15% of jobs
$45.5K is the 25th percentile. Wages below this are outliers.
$42.1K - $50.5K
25% of jobs
The median wage is $54.6K / yr.
$50.5K - $58.8K
20% of jobs
$58.8K - $67.1K
14% of jobs
$67.9K is the 75th percentile. Wages above this are outliers.
$67.1K - $75.4K
9% of jobs
$75.4K - $83.7K
5% of jobs
$83.7K - $92K
6% of jobs
$92K - $100.4K
3% of jobs
$100.4K - $108.7K
1% of jobs
$108.7K - $117K
1% of jobs
$25.5K
$66.7K
$117K
How much do fixed income broker jobs pay per year?
What is a fixed income broker?
What are the key skills and qualifications needed to thrive as a fixed income broker?
What are some common challenges faced by fixed income brokers, and how can they be addressed?
What is the difference between Fixed Income Broker vs Bond Trader?
| Aspect | Fixed Income Broker | Bond Trader |
|---|---|---|
| Credentials | Series 7, Series 63/66, relevant finance certifications | Series 7, Series 63/66, finance certifications |
| Work Environment | Client-facing, sales-oriented, brokerage firms | Trading desks, investment banks, hedge funds |
| Industry Usage | Facilitates client transactions, provides market advice | Executes bond trades, manages portfolios |
Both Fixed Income Brokers and Bond Traders require similar certifications and often work within the finance industry. However, Fixed Income Brokers primarily focus on client interactions and facilitating bond transactions, while Bond Traders are more involved in executing trades on trading desks and managing investment portfolios. Understanding these differences helps job seekers identify the right career path in the fixed income market.
How much do fixed income brokers make?
Is fixed income a good career?
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Cities with the most Fixed Income Broker job openings:
What states have the most Fixed Income Broker jobs?
States with the most job openings for Fixed Income Broker jobs include:
What job categories do people searching Fixed Income Broker jobs look for?
The top searched job categories for Fixed Income Broker jobs are:

Full-time
Re-posted 5 days ago
Job description
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an opportunity to play a key advisory role at the intersection of business and regulation, influencing complex trading and capital markets activity while helping shape a best-in-class compliance program. In this role, you will lead the development, implementation, and ongoing enhancement of policies and procedures, while providing expert regulatory guidance to ensure alignment with SEC, FINRA, and MSRB requirements. This position offers broad exposure across institutional trading, sales, underwriting, and research activities spanning corporate, municipal, government agency, and asset-backed securities.
This position offers flexibility with 3 days per week in our Milwaukee office and 2 days remote.
The Impact You'll Make:
- Serve as a trusted advisor and primary escalation point for senior business leaders on fixed income sales and trading regulatory and supervisory matters
- Research, analyze, and interpret complex regulatory rule releases, regulatory notices, and disciplinary actions and serve as an active participant on the firm's Regulatory Review Committee
- Create, implement, maintain and test written supervisory procedure manuals, compliance unit manuals, and associate procedures covering fixed income business practices
- Act as a key driver for SEC, FINRA, and MSRB examinations, regulatory inquiries, internal audits, and subpoena responses
- Facilitate SEC and FINRA onsite and remote-based regulatory exams.
- Design and enhance exception-reporting logic to support effective supervisory oversight of business activities
- Write Compliance Notes as needed to communicate new policies and procedures to associates
- Develop and deliver ad hoc and annual training on regulatory requirements and business practice standards
- Drive best execution oversight and serve on the firm's Fixed Income Best Execution Committee
What You'll Bring to Baird:
- Strong judgment and ability to articulate regulatory risk and supervisory practices within the context of business practices
- Excellent communication skills with the ability to effectively communicate orally or in writing with associates at all levels of the firm and with external regulators
- Strong analytical, organizational, critical thinking, and problem-solving skills
- Minimum 5 years' experience operating in high-volume, time-sensitive trading environments
- Bachelor's degree required
- Securities Industry Essentials (SIE) Exam, Series 7, and Series 24 licenses required
- Established record of effective business writing skills
- Experience and comfort with analyzing complex data
- Elevated level of curiosity and comfort with the unfamiliar or unknown.
- Knowledge regarding FINRA Rules 2232, 2242, 5310 & 6730, and MSRB Rules G-14, G-15, G-18 & G-30
- Experience with FINRA TRACE and MSRB RTRS data
- Bloomberg and Tradeweb terminal skills
- Ability to facilitate discussions across business, Legal, Compliance and Control Room functions
Compensation and Benefits:
- Compensation and bonus are commensurate with experience, performance and/or firm profitability
- You'll have the opportunity to advance your career while enjoying our comprehensive benefits designed for your life, career and future
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Baird is committed to diversity and provides employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex, pregnancy, citizenship, national origin, age, disability, military service, veteran status, sexual orientation, gender identity or expression, genetic information, or any other status protected by law.