... fixed income ATSs and offers related broker dealer services to its institutional customer base. The Compliance Analyst will be responsible for the review of electronic communications to ensure ...
... fixed income ATSs and offers related broker dealer services to its institutional customer base. The Compliance Analyst will be responsible for the review of electronic communications to ensure ...
Compliance Analyst
Atlanta, GA · On-site
... fixed income ATSs and offers related broker dealer services to its institutional customer base. The Compliance Analyst will be responsible for the review of electronic communications to ensure ...
Compliance Analyst
Atlanta, GA · On-site
... fixed income ATSs and offers related broker dealer services to its institutional customer base. The Compliance Analyst will be responsible for the review of electronic communications to ensure ...
Ensure accurate capture of all trading activity across Equities, Fixed Income, and other complex ... Understand and implement various settlement and custodial relationships, including clearing brokers ...
Ensure accurate capture of all trading activity across Equities, Fixed Income, and other complex ... Understand and implement various settlement and custodial relationships, including clearing brokers ...
AVP Middle Office Manager
Atlanta, GA · On-site
Ensure accurate capture of all trading activity across Equities, Fixed Income, and other complex ... Understand and implement various settlement and custodial relationships, including clearing brokers ...
AVP Middle Office Manager
Atlanta, GA · On-site
Ensure accurate capture of all trading activity across Equities, Fixed Income, and other complex ... Understand and implement various settlement and custodial relationships, including clearing brokers ...
Senior Portfolio Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Senior Portfolio Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Senior Portfolio Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Senior Portfolio Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Commercial Relationship Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Commercial Relationship Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Banking Center Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Banking Center Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Banking Center Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Banking Center Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Commercial Relationship Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Commercial Relationship Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Banking Center Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Banking Center Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Banking Center Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Banking Center Manager
Atlanta, GA · On-site
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Commercial Banking Client Specialist
$54K - $68K/yr
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Commercial Banking Client Specialist
$54K - $68K/yr
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Teller
$15 - $18.75/hr
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Teller
$15 - $18.75/hr
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Commercial Banking Client Specialist
Atlanta, GA · On-site
$54K - $68K/yr
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Commercial Banking Client Specialist
Atlanta, GA · On-site
$54K - $68K/yr
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Teller Float
$15.25 - $19/hr
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Teller Float
$15.25 - $19/hr
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Teller Float
Atlanta, GA · On-site
$15.25 - $19/hr
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Teller Float
Atlanta, GA · On-site
$15.25 - $19/hr
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...
Fixed Income Broker information
See Georgia salary details
$21.5K - $28.6K
0% of jobs
$28.6K - $35.6K
15% of jobs
$38.4K is the 25th percentile. Wages below this are outliers.
$35.6K - $42.6K
25% of jobs
The median wage is $46.1K / yr.
$42.6K - $49.6K
20% of jobs
$49.6K - $56.7K
14% of jobs
$57.3K is the 75th percentile. Wages above this are outliers.
$56.7K - $63.7K
9% of jobs
$63.7K - $70.7K
5% of jobs
$70.7K - $77.7K
6% of jobs
$77.7K - $84.7K
3% of jobs
$84.7K - $91.8K
1% of jobs
$91.8K - $98.8K
1% of jobs
$21.5K
$56.3K
$98.8K
How much do fixed income broker jobs pay per year?
What is a Fixed Income Broker?
What are some common challenges faced by Fixed Income Brokers, and how can they be addressed?
What is the difference between Fixed Income Broker vs Bond Trader?
| Aspect | Fixed Income Broker | Bond Trader |
|---|---|---|
| Credentials | Series 7, Series 63/66, relevant finance certifications | Series 7, Series 63/66, finance certifications |
| Work Environment | Client-facing, sales-oriented, brokerage firms | Trading desks, investment banks, hedge funds |
| Industry Usage | Facilitates client transactions, provides market advice | Executes bond trades, manages portfolios |
Both Fixed Income Brokers and Bond Traders require similar certifications and often work within the finance industry. However, Fixed Income Brokers primarily focus on client interactions and facilitating bond transactions, while Bond Traders are more involved in executing trades on trading desks and managing investment portfolios. Understanding these differences helps job seekers identify the right career path in the fixed income market.
What are the key skills and qualifications needed to thrive as a Fixed Income Broker, and why are they important?

Job description
Job Purpose
Intercontinental Exchange, Inc. (ICE), a global provider of financial services, is seeking a Compliance Analyst to perform compliance monitoring and other compliance related functions for ICE Bonds Securities Corporation ("ICE Bonds"), an SEC-registered broker dealer and a member of FINRA and the MSRB which operates multiple fixed income ATSs and offers related broker dealer services to its institutional customer base.Â
The Compliance Analyst will be responsible for the review of electronic communications to ensure compliance with regulations from multiple regulators. Â In addition, the Compliance Analyst will be responsible for various compliance functions related to reporting, onboarding and registration.
The Compliance Analyst must be analytical, demonstrate professional accountability, and communicate clearly and concisely. In order to succeed in this role, the candidate will need to possess the ability to learn quickly and be willing to acquire additional responsibilities.
This position will report to the Chief Compliance Officer of ICE Bonds and responsibilities include, but are not limited to, the following:
Responsibilities
- Monitor electronic communications of covered persons to ensure compliance with company policies and regulatory guidelines.
- Assist in customer onboarding, including the performance of customer due diligence, review of new account documentation and ongoing monitoring of customers in accordance with the firm's policies and procedures and applicable regulatory requirements.
- Review and completion of various written supervisory procedures related to US broker dealer regulations.
- Review documentation of Financial Crime Enforcement Network (FinCEN) postings.
- Review and monitor approval requests for new personal trading accounts, personal trading, outside activities and business gifts, meals and entertainment for employees of the Firm.
- Assist in the coordination of registration exams and employee registration with relevant regulator(s).
- Manage continuing education for Associated Persons.
- Participate in the preparation of regulatory reports/documents, as applicable.
Â
Knowledge and Experience
- Bachelor's Degree.
- FINRA Securities Industry Essentials Exam (SIE) and Series 7 or Series 99 - If not already obtained, required to take and pass the FINRA SIE Exam within 3 months of employment and required to take and pass either the FINRA Series 7 or Series 99 within 6 months of employment;
- Strong analytical and organizational skills with acute attention to detail.
- Excellent verbal and written communication skills.
- Self-motivated with ability to multi-task and work independently with confidential and sensitive information.
- Ability to work effectively in a fast-paced, sometimes stressful environment.
- Strong computer skills preferred in Microsoft Office: Word, PowerPoint & Excel.
Preferred Experience Â
- Experience in a fixed income securities related business
- FINRA Securities Industry Essentials Exam (SIE) and Series 7 or Series 99Â
#LI-HR1 #LI-ONSITE
----------Intercontinental Exchange, Inc. is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to legally protected characteristics.Employment Type: FULL_TIMEAbout IntercontinentalExchange
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Company size
5,001 - 10,000 Employees
Headquarters location
Atlanta, GA, US
Year founded
1990