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Fixed Income Broker Jobs in Connecticut (NOW HIRING)

First Horizon Bank

FHNF SALES OFFICER SR

Darien, CT

The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking ...

NatWest Group

US Middle Office Associate

Stamford, CT · On-site

$100K - $135K/yr

The team performs activities across transaction control, managing client and sales queries, broker ... Own and enhance key operational controls supporting Fixed Income products, ensuring risks are ...

NatWest Group

US Middle Office Associate

Stamford, CT · On-site

$100K - $135K/yr

The team performs activities across transaction control, managing client and sales queries, broker ... Own and enhance key operational controls supporting Fixed Income products, ensuring risks are ...

AQR

Trading Operations Analyst/Associate

Greenwich, CT · On-site

$80K - $95K/yr

Exposure to one or many asset classes, including: equities, fixed income, foreign exchange, futures, options, swaps, or other derivative products. * Experience interacting with executing brokers ...

AQR

Trading Operations Analyst/Associate

Greenwich, CT · On-site

$80K - $95K/yr

Exposure to one or many asset classes, including: equities, fixed income, foreign exchange, futures, options, swaps, or other derivative products. * Experience interacting with executing brokers ...

Northbound Search

Operations Manager

Darien, CT · On-site

... Fixed Income, Credit, and Private Assets * Report failed trades and resolve trade issues promptly * Communicate with traders, counterparties, clearing brokers, and clearinghouses to ensure efficient ...

SS&C

Associate Manager, Operations

Stamford, CT · Hybrid

... brokers/counterparties * Providing middle andback officesupport for the following products: equity, fixed income, swaps, bank debt, contract for differences, futures, commodities, options, FX ...

Interactive Brokers

Clearing Associate

Greenwich, CT · On-site

... fixed-income, forex and other investment securities. These functions include electronic trade and position reconciliation, prime brokerage operations, inventory management, settlement operations and ...

Berkley

Investment Accounting Manager

Greenwich, CT · On-site

Company Details "Our Company provides a state of predictability which allows brokers and agents to ... GAAP and Statutory accounting rules related to Fixed Income, Equity and Partnership investments ...

Berkley

Investment Accounting Manager

Greenwich, CT

"Our Company provides a state of predictability which allows brokers and agents to act with ... S. GAAP and Statutory accounting rules related to Fixed Income, Equity and Partnership investments ...

Berkley

Investment Accounting Manager

Greenwich, CT · On-site

Company Details "Our Company provides a state of predictability which allows brokers and agents to ... S. GAAP and Statutory accounting rules related to Fixed Income, Equity and Partnership investments ...

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All JobsFixed Income Broker JobsFixed Income Broker Jobs in Connecticut

Fixed Income Broker information

See Connecticut salary details

$24.3K

$63.4K

$111.3K

How much do fixed income broker jobs pay per year?

As of Aug 18, 2026, the average yearly pay for fixed income broker in Connecticut is $63,429.00, according to ZipRecruiter salary data. Most workers in this role earn between $45,700.00 and $71,300.00 per year, depending on experience, location, and employer.

What is a fixed income broker?

A Fixed Income Broker is a financial professional who facilitates the buying and selling of fixed income securities, such as government and corporate bonds, for clients. These brokers act as intermediaries between buyers and sellers, helping investors access fixed income markets and execute trades efficiently. They provide market insights, pricing information, and execute transactions on behalf of institutional or individual clients. Fixed income brokers play a crucial role in ensuring liquidity and fair pricing in the bond market.

What are the key skills and qualifications needed to thrive as a fixed income broker?

To thrive as a Fixed Income Broker, you need a deep understanding of financial markets, fixed income products, and typically a bachelor's degree in finance or a related field, often supported by regulatory licenses such as FINRA Series 7 and 63. Familiarity with trading platforms, market data terminals like Bloomberg or Reuters, and CRM systems is essential. Strong negotiation, relationship-building, and communication skills help brokers excel in client interactions and deal-making. These skills and qualifications are crucial for navigating complex financial products, building client trust, and achieving successful transactions in a competitive market.

What are some common challenges faced by fixed income brokers, and how can they be addressed?

Fixed Income Brokers often face challenges such as navigating volatile market conditions, managing client expectations, and staying compliant with regulatory changes. To address these challenges, brokers need to maintain strong market awareness, build robust communication skills, and stay updated on industry regulations. Regular training, leveraging advanced trading platforms, and fostering strong relationships with clients and colleagues can help brokers succeed in this dynamic environment.

What is the difference between Fixed Income Broker vs Bond Trader?

AspectFixed Income BrokerBond Trader
CredentialsSeries 7, Series 63/66, relevant finance certificationsSeries 7, Series 63/66, finance certifications
Work EnvironmentClient-facing, sales-oriented, brokerage firmsTrading desks, investment banks, hedge funds
Industry UsageFacilitates client transactions, provides market adviceExecutes bond trades, manages portfolios

Both Fixed Income Brokers and Bond Traders require similar certifications and often work within the finance industry. However, Fixed Income Brokers primarily focus on client interactions and facilitating bond transactions, while Bond Traders are more involved in executing trades on trading desks and managing investment portfolios. Understanding these differences helps job seekers identify the right career path in the fixed income market.

How much do fixed income brokers make?

Fixed income brokers typically earn a base salary that ranges from $50,000 to $100,000 annually, with total compensation often exceeding $150,000 when including commissions and bonuses. Earnings can vary based on experience, performance, and the size of the firm, with top performers earning significantly more. Strong knowledge of financial markets and sales skills are important for success in this role.

Is fixed income a good career?

Fixed income brokerage is a specialized finance career involving trading and advising on debt securities such as bonds. It requires strong analytical skills, market knowledge, and often a series of certifications like the Series 7 and Series 63. The field offers opportunities for high earning potential and career advancement but can be competitive and demanding in terms of workload and market volatility.

What are popular job titles related to Fixed Income Broker jobs in Connecticut?

For Fixed Income Broker jobs in Connecticut, the most frequently searched job titles are:

What job categories do people searching Fixed Income Broker jobs in Connecticut look for?

The top searched job categories for Fixed Income Broker jobs in Connecticut are:

Fixed Income Broker jobs near you
Infographic showing various Fixed Income Broker job openings in Connecticut as of August 2026, with employment types broken down into 59% Full Time, 34% Part Time, 2% Temporary, and 5% Contract. Highlights an 67% Physical, 1% Hybrid, and 32% Remote job distribution, with an average salary of $63,429 per year, or $30.5 per hour.

Managing Director, Broker-Dealer Supervision

NewEdge Capital Group LLC

Stamford, CT • On-site, Remote

$194K - $219K/yr

Full-time

Posted 3 days ago

New

Job description

About the Role

NewEdge Securities is seeking a seasoned supervisory professional to serve as Managing Director of Broker-Dealer Supervision. This senior leader owns the design, implementation, and day-to-day management of the firm's supervisory framework across all registered representative and branch activity. The role is distinct from the compliance function and focuses on day-to-day operational supervision ? ensuring the firm meets its FINRA Rule 3110 obligations and that supervisory controls are embedded in business processes firm-wide.

Location: The ideal candidate will report to one of the following offices: Pittsburgh, PA; Stamford, CT; or Fort Lauderdale, FL. However, remote candidates are encouraged to apply.

Key Responsibilities

  • Ensure alignment with Firm WSPs, current regulatory requirements and actual business practices
  • Execute daily supervisory review of registered representative activity across equities, fixed income, options, alternative investments, and annuity/insurance products
  • Oversee onboarding supervision of registered representatives, including review of U4/U5 filings and disclosure events
  • Manage escalation of supervisory findings to senior leadership; partner with the CCO where matters have compliance or regulatory implications
  • Supervise and develop the supervision team; set performance standards and manage workflow
  • Oversee CAT reporting obligations and ensure accuracy and timeliness of submissions in coordination with operations
  • Oversee TRACE reporting supervision for fixed income transactions, including exception review and error remediation
  • Administer and leverage Smarsh for electronic communications surveillance, including email and correspondence review
  • Administer and leverage Protegent for supervisory exception reporting and trade review
  • Monitor FINRA Notices and rule updates with direct supervisory implications and update WSPs accordingly
  • Coordinate with NFS on operational supervision matters related to the clearing relationship
  • Support FINRA cycle examinations and for-cause inquiries as the subject matter expert on supervisory systems and procedures
  • Maintain the firm's supervisory review logs and exception reporting infrastructure

Qualifications

  • 10+ years of broker-dealer supervision experience in a FINRA-regulated environment
  • Active Series 24 required; Series 9/10 a plus given options and equities business lines
  • Deep working knowledge of FINRA Rule 3110, 3120, 3130, and related supervisory obligations
  • Hands-on experience with trade review and electronic communications surveillance platforms including email and correspondence review; familiarity with Protogent preferred
  • Experience supervising across multiple product types including equities, fixed income, options, alternative investments, and annuities/insurance products
  • Experience with FINRA examination processes, particularly in a supervisory capacity
  • Proven ability to build and manage supervisory systems and procedures in a growing or evolving firm
  • Strong written communication skills; WSP drafting experience required
  • Excellent interpersonal and management skills with ability to work across the spectrum of clients, business partners and regulators
  • Must possess complex problem-solving skills to deal with the daily challenges that arise from supervising registered representatives that engage in multiple and different lines of business
  • Ability to address issues in an efficient manner in a fast-paced environment
  • Correspondent broker-dealer experience a plus
  • Investment advisor experience a plus

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