Internal Audit Manager

Seeking an experienced Internal Auditor/Compliance Manager with 4-8 years of regulatory compliance/ supervision experience. This position entails leading and conducting regulatory compliance testing to evaluate a financial institution’s overall regulatory compliance. This full-time position, offers challenging assignments, excellent salary, and a generous benefits package. The Internal Auditor/Compliance Manager can work for the Evansville or Louisville office.

Responsibilities:

• Manage Financial Institution team, including monitoring and providing client support to regulatory compliance testing and evaluation processes as well as training and evaluating performance of the team
• Be the lead person for the firm in the ongoing development of overall Internal Audit/ Compliance process and procedures, including identifying areas for improvement and efficiency and build consensus to initiate the necessary changes to put them into practice
• Perform compliance risk assessment and testing relative to the compliance with banking laws and regulations for our financial institution client companies
• Analyze data obtained for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, compliance with laws, government regulations, and management policies or procedures
• Identify, develop, and document audit issues and recommendations using independent judgment concerning areas being reviewed
• Communicate or assist in communicating the results of audit and consulting projects via written reports and verbal presentations to management and the Board of Directors
• Develop and maintain productive client and staff relationships through individual contacts and group meetings
• Pursue professional development opportunities, including external and internal training and professional association memberships, and share information gained with co-workers
• Represent Financial Institution team on organizational project teams and at management meetings
• Assist firm management in securing new internal audit/ compliance clients
• Assist with loan review engagements, including performing credit quality reviews and documentation reviews
• Some travel required

Skills/ Qualifications:

• Bachelor degree in finance, accounting or related field from an accredited college or university
• 4-8 years of regulatory compliance testing experience with banking laws and regulations
• Ability to lead multiple projects/ manage priorities and drive each to completion
• Prior supervisory experience
• Proficient in lending compliance regulations, such as Truth in Lending (Regulation Z), the Real Estate Settlement Procedures Act (Regulation X) and Equal Credit Opportunity (Regulation B)
• Compliance testing experience with the Bank Secrecy Act and related anti-money laundering laws and regulations
• Strong knowledge of financial services organization or support, control and regulatory functions
• Regulatory Compliance Certification a plus (i.e. CRCM, ACAMS)
• Bank examiner experience a plus
• Skill in collecting and analyzing complex data, evaluating information and systems, and drawing logical conclusions
• Planning and project management skills, and capable of multi-tasking in a dynamic environment; attention to detail and follow-up
• Skill in negotiating issues and resolving problems
• Strategic thinking
• Solution orientated
• Skill in using a computer with word processing, spreadsheet and other business software to prepare reports, memos, summaries and analyses
• Skill in effective verbal and written communications, including active listening skills and skill in presenting audit findings and recommendations
• Maintain all organizational and professional ethical standards
• Able to work effectively and productively in a professional team environment
• Capable and motivated to provide our clients with excellent and timely client service
• Motivated to work as a team member and maintain harmonious working relationships with co-workers, and be able to build consensus to implement new ideas and procedures that are deemed necessary
• Be flexible and willing to work additional hours when required