CRCM - Certified Regulatory Compliance Management Auditor

Join a community bank with over 75 years of banking excellence and deep community engagement, dedicated to serving its customers with integrity and exceptional service.

As a Compliance Auditor, you will play a crucial role in ensuring regulatory compliance across all departments within the bank. Reporting to the lead auditor, you will conduct audit tests, analyze internal controls, and draft audit observations.

Responsibilities:

• Review and evaluate the risk-based compliance program to ensure adequate monitoring and recommend improvements.
• Develop annual compliance audit plans and integrated audit steps for various departmental audits.
• Document, review, and evaluate the system of internal controls to ensure adherence to policies and procedures and compliance with applicable statutes and regulations.
• Identify and assess control deficiencies, provide recommendations, and monitor timely remediation.
• Assist with documentation and evaluation of internal control systems.
• Perform compliance audits within budget hours and provide continuous status updates.
• Draft preliminary findings and discuss them with the supervisor.
• Maintain current knowledge of federal and state laws and regulations.
• Prepare management, board, and regulatory reports, audits, and regulatory examinations.
• Participate in job-specific and bank training programs.
• Maintain confidentiality of bank information.

Qualifications:

• 4+ years of experience in compliance or audit environment in a bank setting.
• Certification in Regulatory Compliance Management (CRCM) is required.
• Bachelor's degree in Business Administration, Finance, Accounting, or related field, or equivalent experience.
• Proficiency in Microsoft Office Tools and Adobe Reader/Acrobat.
• Strong organizational skills with the ability to multitask and follow tasks through completion.
• Ability to work independently with minimal supervision.
• Excellent communication skills in formal settings.
• Adaptability to changing priorities and ability to work in a team environment.