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Entry Level Series 7 Jobs (NOW HIRING)

Allora

Junior Financial Advisor

Mount Pleasant, SC · On-site

$3.0K/mo

This entry-level position offers a unique opportunity to build a solid foundation in financial ... Series 7, Series 66 * Willingness to pursue CFP ® certification * Clean background and strong ...

Allora

Junior Financial Advisor

Mount Pleasant, SC · On-site

$3.0K/mo

This entry-level position offers a unique opportunity to build a solid foundation in financial ... Series 7, Series 66 * Willingness to pursue CFP ® certification * Clean background and strong ...

TIAA

Distribution Analyst

Charlotte, NC

The Distribution Analyst is an entry level role within our sales organization, where you will have ... SIE, Series 7 and Series 66 optional and encouraged to be obtained within the first 6 months of ...

TIAA

Distribution Analyst

Chicago, IL

The Distribution Analyst is an entry level role within our sales organization, where you will have ... SIE, Series 7 and Series 66 optional and encouraged to be obtained within the first 6 months of ...

NYL - Boston

Financial Planner

Westborough, MA · On-site

$150K/yr

Our successful entry-level financial advisor candidate has a passion for developing long-term ... Valid FINRA Series 7 & 63/66 preferred but not required * Working knowledge of financial products ...

TIAA

Distribution Analyst

Charlotte, NC · On-site

The Distribution Analyst is an entry level role within our sales organization, where you will have ... SIE, Series 7 and Series 66 optional and encouraged to be obtained within the first 6 months of ...

New York Life- Sugar Land

Financial Advisor

Houston, TX

$106K/yr

... our entry-level ranks. The ideal candidate will be eager to learn the financial services ropes ... Valid FINRA Series 7 & 63/66 preferred but not required * Working knowledge of financial products ...

NYL - Melville

Financial Planner

Melville, NY · On-site

$100K/yr

... our entry-level ranks. The ideal candidate will be eager to learn the financial services ropes ... Valid FINRA Series 7 & 63/66 preferred but not required * Working knowledge of financial products ...

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All JobsSeries 7 JobsEntry Level Series 7 Jobs

Entry Level Series 7 information

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$25K

$47.8K

$68.5K

How much do entry level series 7 jobs pay per year?

As of Aug 16, 2026, the average yearly pay for entry level series 7 in the United States is $47,831.00, according to ZipRecruiter salary data. Most workers in this role earn between $40,500.00 and $52,000.00 per year, depending on experience, location, and employer.

What is the difference between Entry Level Series 7 vs Entry Level Financial Advisor?

AspectEntry Level Series 7Entry Level Financial Advisor
CertificationsSeries 7 license requiredSeries 7 license often required, plus CFP or other certifications
Work EnvironmentFinancial firms, brokerage housesFinancial planning firms, banks, independent advisories
Job FocusSelling securities, investment productsProviding financial planning and advice
Industry UsageCommonly used in brokerage and trading rolesUsed in personal financial planning and wealth management

The Entry Level Series 7 role primarily involves selling securities and requires passing the Series 7 exam. In contrast, an Entry Level Financial Advisor focuses on comprehensive financial planning, often holding additional certifications like CFP. While both roles may require the Series 7 license, their work environments and job focus differ, with the Series 7 role centered on securities trading and the Financial Advisor role on client financial planning.

What kind of jobs can you do with an Entry Level Series 7?

An Entry Level Series 7 license qualifies individuals to work as registered representatives in securities firms, allowing them to sell a wide range of investment products such as stocks, bonds, mutual funds, and options. These roles typically involve client interaction, investment advising, and portfolio management under supervision, often requiring additional licenses or certifications for specialized services.

What is an entry level Series 7 professional?

An Entry Level Series 7 professional is someone who has recently passed the FINRA Series 7 exam and is licensed to trade securities such as stocks, bonds, and mutual funds. Typically, these individuals are new to the financial industry and may work as registered representatives or stockbrokers at brokerage firms. They assist clients with investment decisions, execute trades, and provide general financial advice, all under regulatory guidelines. Entry-level Series 7 professionals often work under the supervision of more experienced advisors as they gain experience and build their client base.

Will Entry Level Series 7 help me get a job?

The Entry Level Series 7 exam qualifies individuals to work as securities representatives, which can improve job prospects in the financial services industry. Passing the exam demonstrates knowledge of investment products and regulations, making candidates more competitive for entry-level roles such as financial advisor or broker. However, securing a job also depends on experience, networking, and employer requirements.

What are the key skills and qualifications needed to thrive as an entry level Series 7 professional?

To thrive as an Entry Level Series 7 Financial Professional, you need a solid understanding of financial markets, investment products, and compliance regulations, usually supported by a bachelor’s degree and successful completion of the FINRA Series 7 exam. Familiarity with trading platforms, financial planning software, and client relationship management (CRM) systems is commonly required. Strong interpersonal skills, attention to detail, and a client-focused mindset help build trust and ensure effective communication. These skills and qualifications are crucial for delivering sound financial advice, maintaining regulatory compliance, and fostering lasting client relationships in a competitive industry.

What are some common challenges faced by entry level Series 7 professionals in their first year, and how can they overcome them?

Entry Level Series 7 professionals often face challenges such as building a client base, understanding complex financial products, and navigating regulatory requirements. The fast-paced environment requires strong organizational skills and the ability to quickly learn and apply new information. Overcoming these challenges involves seeking mentorship from experienced colleagues, dedicating time to study financial regulations, and actively participating in team meetings to stay updated on market trends. Proactively reaching out to potential clients and leveraging company resources can also help build confidence and success in the role.
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What states have the most Entry Level Series 7 jobs?

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Entry Level Series 7 jobs near you
Infographic showing various Entry Level Series 7 job openings in the United States as of August 2026, with employment types broken down into 84% Full Time, 12% Part Time, 1% Temporary, and 3% Contract. Highlights an 84% Physical, 4% Hybrid, and 12% Remote job distribution, with an average salary of $47,831 per year, or $23 per hour.

Junior Financial Advisor

Allora

Mount Pleasant, SC • On-site

$3.0K/mo

Full-time

Retirement

Re-posted 19 days ago

Job description

Our client is seeking a motivated and detail-oriented Junior Financial Advisor to join our dynamic team. As a Junior Financial Advisor, you will play a vital role in assisting clients with their financial planning and investment strategies while learning and growing under the guidance of experienced professionals. This entry-level position offers a unique opportunity to build a solid foundation in financial advising within a supportive and innovative environment. You will collaborate closely with a senior advisor to analyze client portfolios, conduct market research, and develop customized financial plans that align with individual client goals. The ideal candidate is eager to enhance their knowledge of financial products, regulations, and best practices, while delivering exceptional service to clients. Attention to detail, excellent communication skills, and a commitment to ethical standards are essential for success in this role. Our client prioritizes professional development and provides ongoing training, enabling our advisors to stay ahead in the fast-paced financial industry. Joining the team means becoming part of a company that values integrity, client satisfaction, and continuous growth. If you are passionate about finance and dedicated to helping clients secure their financial future, this is the perfect opportunity to launch your career as a Junior Financial Advisor with our client.
Responsibilities
  • Assist senior financial advisors in creating and implementing customized financial plans for clients.
  • Conduct research on financial products, market trends, and economic data to support client advice.
  • Analyze clients' financial situations, including income, expenses, investment portfolios, and risk tolerance.
  • Maintain accurate and detailed records of client interactions, transactions, and financial plans.
  • Prepare presentations and reports to effectively communicate financial strategies to clients.
  • Build and maintain strong relationships with clients by providing timely and professional support.
  • Stay up-to-date with industry regulations, compliance requirements, and best practices.

Requirements
  • Prior experience in financial services
  • Has demonstrated some success but is seeking stronger mentorship and structure
  • Active licenses required: Series 7, Series 66
  • Willingness to pursue CFP® certification
  • Clean background and strong professional ethics
  • Strong interpersonal and communication skills
  • Motivated, coachable, and growth-oriented

Benefits
  • Base Salary: $3,000/month
  • Total Target Compensation: ~$50,000+ (base + commission)
  • Commission Split: Participation in revenue from both existing and new clients
  • Annual Increase: 10% to 20% compensation growth potential year-over-year
  • Discretionary Bonus based on performance
  • Benefits Package Includes:
  • 401(k) with employer match + profit sharing
  • Cash Balance Plan (employer-funded only; 3-year vesting schedule)

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