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Entry Level Series 7 Jobs (NOW HIRING)

Equitable Advisors

$45 - $75/hr

- Entry Level - Wealth Manager - KS, Wichita (4014) (210000JA) Entry Level - Wealth Manager - KS ... State Life & Health, SIE, Series 7, Series 66 * Personal Attributes :values-driven with a track ...

Equitable Advisors

$45 - $75/hr

- Entry Level - Financial Advisor - WI, Milwaukee (2636) (PIN_15373) Entry Level - Financial ... State Life & Health, SIE, Series 7, Series 66 * Personal Attributes :values-driven with a track ...

WizeHire, Inc

Entry-Level Financial Advisor

Dunwoody, GA · On-site

$45 - $75/hr

Series 7 after onboarding. Compensation & Growth We offer a competitive compensation structure designed to support your success as you build your career. * Performance/commission-based compensation

Allora

Junior Financial Advisor

Mount Pleasant, SC · On-site

$3.0K/mo

This entry-level position offers a unique opportunity to build a solid foundation in financial ... Series 7, Series 66 * Willingness to pursue CFP ® certification * Clean background and strong ...

Allora

Junior Financial Advisor

Mount Pleasant, SC · On-site

$3.0K/mo

This entry-level position offers a unique opportunity to build a solid foundation in financial ... Series 7, Series 66 * Willingness to pursue CFP ® certification * Clean background and strong ...

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All JobsFinance and Insurance JobsEntry Level Series 7 Jobs

Entry Level Series 7 information

See salary details

$25K

$47.8K

$68.5K

How much do entry level series 7 jobs pay per year?

As of Sep 6, 2026, the average yearly pay for entry level series 7 in the United States is $47,831.00, according to ZipRecruiter salary data. Most workers in this role earn between $40,500.00 and $52,000.00 per year, depending on experience, location, and employer.

What is an entry level Series 7 professional?

An Entry Level Series 7 professional is someone who has recently passed the FINRA Series 7 exam and is licensed to trade securities such as stocks, bonds, and mutual funds. Typically, these individuals are new to the financial industry and may work as registered representatives or stockbrokers at brokerage firms. They assist clients with investment decisions, execute trades, and provide general financial advice, all under regulatory guidelines. Entry-level Series 7 professionals often work under the supervision of more experienced advisors as they gain experience and build their client base.

What are the key skills and qualifications needed to thrive as an entry level Series 7 professional?

To thrive as an Entry Level Series 7 Financial Professional, you need a solid understanding of financial markets, investment products, and compliance regulations, usually supported by a bachelor’s degree and successful completion of the FINRA Series 7 exam. Familiarity with trading platforms, financial planning software, and client relationship management (CRM) systems is commonly required. Strong interpersonal skills, attention to detail, and a client-focused mindset help build trust and ensure effective communication. These skills and qualifications are crucial for delivering sound financial advice, maintaining regulatory compliance, and fostering lasting client relationships in a competitive industry.

What are some common challenges faced by entry level Series 7 professionals in their first year, and how can they overcome them?

Entry Level Series 7 professionals often face challenges such as building a client base, understanding complex financial products, and navigating regulatory requirements. The fast-paced environment requires strong organizational skills and the ability to quickly learn and apply new information. Overcoming these challenges involves seeking mentorship from experienced colleagues, dedicating time to study financial regulations, and actively participating in team meetings to stay updated on market trends. Proactively reaching out to potential clients and leveraging company resources can also help build confidence and success in the role.

What is the difference between Entry Level Series 7 vs Entry Level Financial Advisor?

AspectEntry Level Series 7Entry Level Financial Advisor
CertificationsSeries 7 license requiredSeries 7 license often required, plus CFP or other certifications
Work EnvironmentFinancial firms, brokerage housesFinancial planning firms, banks, independent advisories
Job FocusSelling securities, investment productsProviding financial planning and advice
Industry UsageCommonly used in brokerage and trading rolesUsed in personal financial planning and wealth management

The Entry Level Series 7 role primarily involves selling securities and requires passing the Series 7 exam. In contrast, an Entry Level Financial Advisor focuses on comprehensive financial planning, often holding additional certifications like CFP. While both roles may require the Series 7 license, their work environments and job focus differ, with the Series 7 role centered on securities trading and the Financial Advisor role on client financial planning.

What kind of jobs can you do with an Entry Level Series 7?

An Entry Level Series 7 license qualifies individuals to work as registered representatives in securities firms, allowing them to sell a wide range of investment products such as stocks, bonds, mutual funds, and options. These roles typically involve client interaction, investment advising, and portfolio management support, often under supervision and with additional licensing or certifications as needed.

Will Entry Level Series 7 help me get a job?

The Entry Level Series 7 exam qualifies individuals to work as securities representatives, which can improve job prospects in the financial services industry. Passing the exam demonstrates knowledge of investment products and regulations, making candidates more competitive for entry-level roles such as financial advisor or broker. However, securing a job also depends on experience, networking, and employer requirements.
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Entry Level Series 7 jobs near you
Infographic showing various Entry Level Series 7 job openings in the United States as of August 2026, with employment types broken down into 1% Internship, 84% Full Time, 12% Part Time, 1% Temporary, and 2% Contract. Highlights an 83% Physical, 4% Hybrid, and 13% Remote job distribution, with an average salary of $47,831 per year, or $23 per hour.

Entry-Level Financial Planner

New York Life Insurance - New York City

New York, NY

$116K/yr (+ commission)

Full-time

Re-posted 7 days ago

Key responsibilities

  • Develop tailored financial plans for clients based on their life stage, circumstances, and financial needs.

  • Identify, secure, and serve new clients as a trusted advisor for financial decisions.

  • Make strategic product, plan, and investment recommendations to help clients achieve their financial goals.

Job description

We are seeking an eager, strategic, and definitive financial advisor to fill an entry-level position that offers room for growth and a promising job outlook. Our ideal candidate will be driven by the need to help clients identify and achieve their financial goals through a variety of planning services.


Join our team to begin honing your skills related to risk management, estate planning, debt and investment management, real estate, retirement planning, mutual funds, investment options, and more. If you're dedicated to delivering excellent client service and this sounds like a good fit, start the application process today!


This position is based on commission compensation. But it’s not purely 100% commission. We offer training allowances, bonuses, expense support, licensing incentives, and multiple compensation programs to help new agents get started successfully. We can go over all the details in the interviews.

Compensation:

$116,000 at plan yearly


Responsibilities:
  • Consider clients' life stage, professional circumstances, and changing financial needs when developing tailored financial plans to suit their needs
  • Be a coachable, organized team member interested in pursuing training development and educational opportunities
  • Determine cash flow, income, financial status, financial goals, monetary assets, and all other financial situations related to wealth management to help clients define and achieve their financial objectives
  • Look for, identify, and secure new clients to serve as a trusted advisor for crucial financial decisions
  • Make strategic product, plan, and investment recommendations and financial advice to help clients reach their financial goals

Qualifications:
  • Computer proficiency in Microsoft Office, CRM systems, financial planning software, Google Suite, and other tools strongly preferred
  • Baseline knowledge about financial industry concepts, financial products, and the role of a financial advisor is desired
  • Valid FINRA Series 7 & 63/66 preferred but not required
  • A Bachelor's degree in finance, business administration, or an alternative related analytical field is required
  • Stellar communication and math skills complemented by a proven track record of building strong client relationships with existing and prospective customers

About Company

As a mutual company, with no investors or outside owners, New York Life is uniquely aligned with the client's interests and priorities. We have over 175 years of industry success.

Some of our accolades include:

  • A promise to work with you to build a strong financial future for both you and your clients
  • New York Life ranks No. 69 on the 2025 Fortune 500 list and remains the largest mutual life insurer in the U.S.
  • Most MDRT members in any United States Mutual company in 2026
  • Celebrated for exceptional financial strength with the highest ratings awarded to any US life insurer: A++ (A.M. Best), AAA (Fitch), Aa1 (Moody’s), and AA+ (S&P). Source: Individual Third-Party Ratings Reports, as of 5/19/2025