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Entry Level Series 7 Jobs (NOW HIRING)

Valor Family Financial

Personal Financial Planner

$70K/yr

... our entry-level ranks. The ideal candidate will be eager to learn the financial services ropes ... date FINRA Series 7 & 63/66 documents are a bonus • Stellar communication and math skills ...

Falcon PG

Financial Consultant

Escondido, CA · On-site

$132K/yr

... our entry-level ranks. The ideal candidate will be eager to learn the financial services ropes ... Series 7 & 63/66 license is considered a plus • Computer proficiency in Microsoft Office, CRM ...

NYL - Boston

Associate Financial Advisor

Westborough, MA · On-site

$80K - $150K/yr

... our entry-level ranks. The ideal candidate will be eager to learn the financial services ropes ... FINRA Series 7 & 63/66 documents are a bonus • Working knowledge of financial products, the ...

Allora

Junior Financial Advisor

Mount Pleasant, SC · On-site

$3K/mo

This entry-level position offers a unique opportunity to build a solid foundation in financial ... Series 7, Series 66 * Willingness to pursue CFP ® certification * Clean background and strong ...

Allora

Junior Financial Advisor

Mount Pleasant, SC · On-site

$3K/mo

This entry-level position offers a unique opportunity to build a solid foundation in financial ... Series 7, Series 66 * Willingness to pursue CFP ® certification * Clean background and strong ...

TIAA

Distribution Analyst

Charlotte, NC · On-site

The Distribution Analyst is an entry level role within our sales organization, where you will have ... SIE, Series 7 and Series 66 optional and encouraged to be obtained within the first 6 months of ...

TIAA

Distribution Analyst

Chicago, IL · On-site

The Distribution Analyst is an entry level role within our sales organization, where you will have ... SIE, Series 7 and Series 66 optional and encouraged to be obtained within the first 6 months of ...

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All JobsEntry Level Series 7 Jobs

Entry Level Series 7 information

See salary details

$25K

$47.8K

$68.5K

How much do entry level series 7 jobs pay per year?

As of Jun 9, 2026, the average yearly pay for entry level series 7 in the United States is $47,831.00, according to ZipRecruiter salary data. Most workers in this role earn between $40,500.00 and $52,000.00 per year, depending on experience, location, and employer.

What is the difference between Entry Level Series 7 vs Entry Level Financial Advisor?

AspectEntry Level Series 7Entry Level Financial Advisor
CertificationsSeries 7 license requiredSeries 7 license often required, plus CFP or other certifications
Work EnvironmentFinancial firms, brokerage housesFinancial planning firms, banks, independent advisories
Job FocusSelling securities, investment productsProviding financial planning and advice
Industry UsageCommonly used in brokerage and trading rolesUsed in personal financial planning and wealth management

The Entry Level Series 7 role primarily involves selling securities and requires passing the Series 7 exam. In contrast, an Entry Level Financial Advisor focuses on comprehensive financial planning, often holding additional certifications like CFP. While both roles may require the Series 7 license, their work environments and job focus differ, with the Series 7 role centered on securities trading and the Financial Advisor role on client financial planning.

What is an Entry Level Series 7 professional?

An Entry Level Series 7 professional is someone who has recently passed the FINRA Series 7 exam and is licensed to trade securities such as stocks, bonds, and mutual funds. Typically, these individuals are new to the financial industry and may work as registered representatives or stockbrokers at brokerage firms. They assist clients with investment decisions, execute trades, and provide general financial advice, all under regulatory guidelines. Entry-level Series 7 professionals often work under the supervision of more experienced advisors as they gain experience and build their client base.

What are the key skills and qualifications needed to thrive as an Entry Level Series 7 Financial Professional, and why are they important?

To thrive as an Entry Level Series 7 Financial Professional, you need a solid understanding of financial markets, investment products, and compliance regulations, usually supported by a bachelor’s degree and successful completion of the FINRA Series 7 exam. Familiarity with trading platforms, financial planning software, and client relationship management (CRM) systems is commonly required. Strong interpersonal skills, attention to detail, and a client-focused mindset help build trust and ensure effective communication. These skills and qualifications are crucial for delivering sound financial advice, maintaining regulatory compliance, and fostering lasting client relationships in a competitive industry.

What job makes $10,000 a month without a degree?

An Entry Level Series 7 licensed financial professional can potentially earn $10,000 or more per month through commissions and fees, especially with strong sales skills and client relationships. These roles typically require passing the Series 7 exam and working in securities or investment firms, often with a focus on sales and client service rather than formal degrees.

What are some common challenges faced by Entry Level Series 7 professionals in their first year, and how can they overcome them?

Entry Level Series 7 professionals often face challenges such as building a client base, understanding complex financial products, and navigating regulatory requirements. The fast-paced environment requires strong organizational skills and the ability to quickly learn and apply new information. Overcoming these challenges involves seeking mentorship from experienced colleagues, dedicating time to study financial regulations, and actively participating in team meetings to stay updated on market trends. Proactively reaching out to potential clients and leveraging company resources can also help build confidence and success in the role.
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Entry Level Series 7 jobs near you

Personal Financial Planner

Valor Family Financial

Remote

$70K/yr

Full-time

Posted 13 days ago

Job description

Description
Our firm is rapidly expanding and we are currently looking for a new financial advisor to join our entry-level ranks. The ideal candidate will be eager to learn the financial services ropes needed for effective wealth management to help our clients achieve their monetary goals. Successful financial planning is rooted in excellent communication, superb math and analytical skills, and smart decision-making. If this sounds like you, apply today!
Responsibilities
• Make strategic product, plan, and investment recommendations and financial advice to help clients reach their monetary goals
• Serve as a collaborative team player willing to further development through continued training opportunities
• Determine cash flow, income, financial status, financial goals, monetary assets and all other financial situations related to wealth management to help clients define and achieve their financial objectives
• Look for, identify, and secure new clients to serve as a trusted advisor for crucial financial decisions
• Customize financial plans for each client based on his or her professional/work circumstances, life stage, and evolving financial needs
Qualifications
• Computer proficiency in Microsoft Office, CRM systems, financial planning software, Google Suite, and other tools strongly preferred
• A required Bachelor's degree in business administration, finance, or similarly related field
• Basic understanding of the role of a financial advisor or financial consultant, as well interest in the financial industry and financial products is necessary
• Up-to-date FINRA Series 7 & 63/66 documents are a bonus
• Stellar communication and math skills complemented by a proven track record of building strong client relationships with existing and prospective customers

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