ZipRecruiter

Log In

2

Entry Level Series 7 Jobs (NOW HIRING)

Foster Klima

Entry-Level Sales Representative

Bismarck, ND · On-site +1

$85K - $125K/yr

As a full-time entry-level sales representative for Foster Klima, there are no Sales Territories ... Licensed (Life & Health, SIE, Series 6/63 or Series 7, Series 65/66) * Bachelors degree preferred ...

Foster Klima

Entry-Level Financial Adviser

Fargo, ND · Remote

$85K - $125K/yr

As a full-time Entry-Level Sales Advisor for Foster Klima, there are no Sales Territories. Our ... Licensed (Life & Health, SIE, Series 6/63 or Series 7, Series 65/66) * Bachelors Degree preferred ...

next page

Showing results 1-20

All JobsEntry Level Series 7 Jobs

Entry Level Series 7 information

See salary details

$25K

$47.8K

$68.5K

How much do entry level series 7 jobs pay per year?

As of Jun 10, 2026, the average yearly pay for entry level series 7 in the United States is $47,831.00, according to ZipRecruiter salary data. Most workers in this role earn between $40,500.00 and $52,000.00 per year, depending on experience, location, and employer.

What is the difference between Entry Level Series 7 vs Entry Level Financial Advisor?

AspectEntry Level Series 7Entry Level Financial Advisor
CertificationsSeries 7 license requiredSeries 7 license often required, plus CFP or other certifications
Work EnvironmentFinancial firms, brokerage housesFinancial planning firms, banks, independent advisories
Job FocusSelling securities, investment productsProviding financial planning and advice
Industry UsageCommonly used in brokerage and trading rolesUsed in personal financial planning and wealth management

The Entry Level Series 7 role primarily involves selling securities and requires passing the Series 7 exam. In contrast, an Entry Level Financial Advisor focuses on comprehensive financial planning, often holding additional certifications like CFP. While both roles may require the Series 7 license, their work environments and job focus differ, with the Series 7 role centered on securities trading and the Financial Advisor role on client financial planning.

What is an Entry Level Series 7 professional?

An Entry Level Series 7 professional is someone who has recently passed the FINRA Series 7 exam and is licensed to trade securities such as stocks, bonds, and mutual funds. Typically, these individuals are new to the financial industry and may work as registered representatives or stockbrokers at brokerage firms. They assist clients with investment decisions, execute trades, and provide general financial advice, all under regulatory guidelines. Entry-level Series 7 professionals often work under the supervision of more experienced advisors as they gain experience and build their client base.

What are the key skills and qualifications needed to thrive as an Entry Level Series 7 Financial Professional, and why are they important?

To thrive as an Entry Level Series 7 Financial Professional, you need a solid understanding of financial markets, investment products, and compliance regulations, usually supported by a bachelor’s degree and successful completion of the FINRA Series 7 exam. Familiarity with trading platforms, financial planning software, and client relationship management (CRM) systems is commonly required. Strong interpersonal skills, attention to detail, and a client-focused mindset help build trust and ensure effective communication. These skills and qualifications are crucial for delivering sound financial advice, maintaining regulatory compliance, and fostering lasting client relationships in a competitive industry.

What job makes $10,000 a month without a degree?

An Entry Level Series 7 licensed financial professional can potentially earn $10,000 or more per month through commissions and fees, especially with strong sales skills and client relationships. These roles typically require passing the Series 7 exam and working in securities or investment firms, often with a focus on sales and client service rather than formal degrees.

What are some common challenges faced by Entry Level Series 7 professionals in their first year, and how can they overcome them?

Entry Level Series 7 professionals often face challenges such as building a client base, understanding complex financial products, and navigating regulatory requirements. The fast-paced environment requires strong organizational skills and the ability to quickly learn and apply new information. Overcoming these challenges involves seeking mentorship from experienced colleagues, dedicating time to study financial regulations, and actively participating in team meetings to stay updated on market trends. Proactively reaching out to potential clients and leveraging company resources can also help build confidence and success in the role.
More about Entry Level Series 7 jobs
What cities are hiring for Entry Level Series 7 jobs? Cities with the most Entry Level Series 7 job openings:
What are the most commonly searched types of Series 7 jobs? The most popular types of Series 7 jobs are:
What states have the most Entry Level Series 7 jobs? States with the most job openings for Entry Level Series 7 jobs include:
What job categories do people searching Entry Level Series 7 jobs look for? The top searched job categories for Entry Level Series 7 jobs are:
Entry Level Series 7 jobs near you

Financial Advisor- Entry Level

Denis Development

Queens, NY • On-site

Full-time

Posted 18 hours ago

Job description

We are seeking motivated and enthusiastic Entry Level Financial Advisors to join our team. In this role, you will support clients in making informed financial decisions and developing long-term wealth management strategies. You will receive comprehensive training and continuous mentorship to grow your expertise in financial planning and client service.
Key responsibilities include understanding client needs, providing tailored financial advice, and maintaining strong client relationships. This is an excellent opportunity to launch your career in financial services with a supportive and dynamic company.
Responsibilities:
  • Conduct client meetings to assess financial goals and needs.
  • Assist in creating and implementing personalized financial plans.
  • Provide guidance on investment options, retirement planning, and risk management.
  • Monitor client portfolios and recommend adjustments as necessary.
  • Build lasting relationships with clients through excellent communication and service.

Participate in professional development and licensing programs.
Requirements
Qualifications and Skills:
  • Bachelor's degree in Finance, Economics, Business, or a related discipline.
  • Strong analytical and problem-solving skills.
  • Excellent interpersonal and communication abilities.
  • Self-motivated with a passion for helping clients achieve their financial objectives.
  • Ability to work collaboratively within a team environment.
  • Commitment to obtaining necessary industry licenses (e.g., Series 7, Series 63).
  • Previous experience in sales or customer service is advantageous but not mandatory.

Apply