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Entry Level Series 7 Jobs (NOW HIRING)

Principal

Entry-Level Financial Advisor

Lansing, MI · On-site

Description Launch your career as a Financial Advisor with industry-leading training, mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing. No prior Financial Advisor experience is ...

Principal

Entry-Level Financial Advisor

Lansing, MI

$76K/yr

What We Offer - Sponsorship for FINRA Series 7 and Series 66 licensing - Comprehensive training and onboarding program - Mentorship from experienced financial professionals - AI-powered prospecting ...

PlanRight Finances

Be Seen First

Financial Advisor Entry Level

Columbus, OH · Remote

$54K - $150K/yr

Active Series 7 or Series 66 licenses are a massive plus (but we welcome candidates looking to earn them later). Clear Paths for Growth We don't hire people to stay in entry-level roles. This ...

Foster Klima

Entry-Level Financial Advisor

Hopkins, MN · Remote

$105K/yr

As a FULL-TIME Entry-Level Financial Advisor for Foster Klima, there are no Sales Territories. Our ... Licensed (Life & Health, SIE, Series 7, Series 65/66) * Bachelors degree preferred About Company ...

Thompson Financial Group

$60K/yr

Continue the licensing path to obtain the Series 7 and 66. What We Provide * Licensing support and comprehensive training * Access to experienced mentors and internal specialists * Proven planning ...

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Entry Level Series 7 information

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$25K

$47.8K

$68.5K

How much do entry level series 7 jobs pay per year?

As of Jul 26, 2026, the average yearly pay for entry level series 7 in the United States is $47,831.00, according to ZipRecruiter salary data. Most workers in this role earn between $40,500.00 and $52,000.00 per year, depending on experience, location, and employer.

What jobs can you get with your Series 7?

With a Series 7 license, you can work as a registered representative, selling a wide range of securities such as stocks, bonds, mutual funds, and options. Common roles include financial advisor, stockbroker, and securities broker, often working for brokerage firms or financial institutions. The license allows you to provide investment advice and execute client transactions within regulatory guidelines.

What is the difference between Entry Level Series 7 vs Entry Level Financial Advisor?

AspectEntry Level Series 7Entry Level Financial Advisor
CertificationsSeries 7 license requiredSeries 7 license often required, plus CFP or other certifications
Work EnvironmentFinancial firms, brokerage housesFinancial planning firms, banks, independent advisories
Job FocusSelling securities, investment productsProviding financial planning and advice
Industry UsageCommonly used in brokerage and trading rolesUsed in personal financial planning and wealth management

The Entry Level Series 7 role primarily involves selling securities and requires passing the Series 7 exam. In contrast, an Entry Level Financial Advisor focuses on comprehensive financial planning, often holding additional certifications like CFP. While both roles may require the Series 7 license, their work environments and job focus differ, with the Series 7 role centered on securities trading and the Financial Advisor role on client financial planning.

What jobs make $3,000 a day?

High-level financial roles such as hedge fund managers, investment bankers, and senior traders can earn $3,000 or more per day through bonuses, commissions, and profit sharing. These positions typically require extensive experience, advanced degrees, and strong analytical skills, often working in fast-paced, high-stakes environments.

What professions make 200,000 a year without a degree?

Entry-level Series 7 licensed professionals, such as stockbrokers or financial advisors, can potentially earn $200,000 or more annually through commissions and client fees. Success in these roles depends on sales skills, client base, and industry experience, often without requiring a college degree but needing passing the Series 7 exam and ongoing licensing requirements.

What is an Entry Level Series 7 professional?

An Entry Level Series 7 professional is someone who has recently passed the FINRA Series 7 exam and is licensed to trade securities such as stocks, bonds, and mutual funds. Typically, these individuals are new to the financial industry and may work as registered representatives or stockbrokers at brokerage firms. They assist clients with investment decisions, execute trades, and provide general financial advice, all under regulatory guidelines. Entry-level Series 7 professionals often work under the supervision of more experienced advisors as they gain experience and build their client base.

What jobs let you keep Series 7?

Jobs that typically allow professionals to keep their Series 7 license include financial advisor, stockbroker, securities representative, and investment consultant roles. These positions involve selling or advising on securities and require maintaining the license, which may also necessitate ongoing continuing education and compliance with regulatory standards.

What are the key skills and qualifications needed to thrive as an Entry Level Series 7 Financial Professional, and why are they important?

To thrive as an Entry Level Series 7 Financial Professional, you need a solid understanding of financial markets, investment products, and compliance regulations, usually supported by a bachelor’s degree and successful completion of the FINRA Series 7 exam. Familiarity with trading platforms, financial planning software, and client relationship management (CRM) systems is commonly required. Strong interpersonal skills, attention to detail, and a client-focused mindset help build trust and ensure effective communication. These skills and qualifications are crucial for delivering sound financial advice, maintaining regulatory compliance, and fostering lasting client relationships in a competitive industry.

What are some common challenges faced by Entry Level Series 7 professionals in their first year, and how can they overcome them?

Entry Level Series 7 professionals often face challenges such as building a client base, understanding complex financial products, and navigating regulatory requirements. The fast-paced environment requires strong organizational skills and the ability to quickly learn and apply new information. Overcoming these challenges involves seeking mentorship from experienced colleagues, dedicating time to study financial regulations, and actively participating in team meetings to stay updated on market trends. Proactively reaching out to potential clients and leveraging company resources can also help build confidence and success in the role.
More about Entry Level Series 7 jobs
What cities are hiring for Entry Level Series 7 jobs? Cities with the most Entry Level Series 7 job openings:
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What states have the most Entry Level Series 7 jobs? States with the most job openings for Entry Level Series 7 jobs include:
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Entry Level Series 7 jobs near you
Infographic showing various Entry Level Series 7 job openings in the United States as of July 2026, with employment types broken down into 1% As Needed, 61% Full Time, 29% Part Time, and 9% Contract. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution, with an average salary of $47,831 per year, or $23 per hour.

Entry-Level Financial Professional

New York Life - Northern Colorado

Fort Collins, CO • On-site

Full-time

Posted 4 days ago

Job description

Description
Our firm is rapidly expanding, and we are currently looking for a new financial sales advisor to join our entry-level ranks. The ideal candidate will be eager to learn the financial services ropes needed for effective wealth management to help clients achieve their monetary goals. Successful financial planning is rooted in excellent communication, superb math and analytical skills, and smart decision-making. If this sounds like you, apply today!
Responsibilities
• No Door-To-Door or Cold Calling! -- Our World-Class Training will establish the 17 ways in which we target the market in our local communities.
• We sponsor our professionals in obtaining their Life, Accident Health Insurance Licenses as well as their SIE, Series 6, Series 63, and/or Series 7 Licenses. We pay for you to sit for the exam and for state licenses. We also provide the study materials at no cost, so there is no financial exposure on your part.
• Spend time in the fact-finding analysis with existing clients and new prospects while assessing their goals and objectives in order to create tailored wealth accumulation and risk management strategies that align with clients' risk profiles.
• Implement client-specific strategies and tactics proven effective in maintaining and growing existing consumer portfolios comprised of loyal, long-term clients.
• Review with existing clients on an ongoing basis as their needs and priorities continue to change over time.
Qualifications
• Must live in the state of Colorado, Wyoming, or Nebraska.
• History of success.
• Strong interpersonal communication skills.
• Good reputation in your community.
• Business-driven ethos.
• Four-year college degree preferred; High school diploma required.

Apply