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Entry Level Series 7 Jobs (NOW HIRING)

$75 - $150/hr

Candidates who hold a Series 7 license obtained prior to November 7, 2011, may use that license in lieu of the Series 52. PNC is an in-office company that fosters a supportive culture where employees ...

Candidates who hold a Series 7 license obtained prior to November 7, 2011, may use that license in lieu of the Series 52. PNC is an in-office company that fosters a supportive culture where employees ...

$75K - $150K/yr

Candidates who hold a Series 7 license obtained prior to November 7, 2011, may use that license in lieu of the Series 52. PNC is an in-office company that fosters a supportive culture where employees ...

Candidates who hold a Series 7 license obtained prior to November 7, 2011, may use that license in lieu of the Series 52. PNC is an in-office company that fosters a supportive culture where employees ...

We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...

What We Offer - Sponsorship for FINRA Series 7 and Series 66 licensing - Comprehensive training and onboarding program - Mentorship from experienced financial professionals - AI-powered prospecting ...

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Entry Level Series 7 information

See salary details

$25K

$47.8K

$68.5K

How much do entry level series 7 jobs pay per year?

As of Sep 5, 2026, the average yearly pay for entry level series 7 in the United States is $47,831.00, according to ZipRecruiter salary data. Most workers in this role earn between $40,500.00 and $52,000.00 per year, depending on experience, location, and employer.

What is an entry level Series 7 professional?

An Entry Level Series 7 professional is someone who has recently passed the FINRA Series 7 exam and is licensed to trade securities such as stocks, bonds, and mutual funds. Typically, these individuals are new to the financial industry and may work as registered representatives or stockbrokers at brokerage firms. They assist clients with investment decisions, execute trades, and provide general financial advice, all under regulatory guidelines. Entry-level Series 7 professionals often work under the supervision of more experienced advisors as they gain experience and build their client base.

What are the key skills and qualifications needed to thrive as an entry level Series 7 professional?

To thrive as an Entry Level Series 7 Financial Professional, you need a solid understanding of financial markets, investment products, and compliance regulations, usually supported by a bachelor’s degree and successful completion of the FINRA Series 7 exam. Familiarity with trading platforms, financial planning software, and client relationship management (CRM) systems is commonly required. Strong interpersonal skills, attention to detail, and a client-focused mindset help build trust and ensure effective communication. These skills and qualifications are crucial for delivering sound financial advice, maintaining regulatory compliance, and fostering lasting client relationships in a competitive industry.

What are some common challenges faced by entry level Series 7 professionals in their first year, and how can they overcome them?

Entry Level Series 7 professionals often face challenges such as building a client base, understanding complex financial products, and navigating regulatory requirements. The fast-paced environment requires strong organizational skills and the ability to quickly learn and apply new information. Overcoming these challenges involves seeking mentorship from experienced colleagues, dedicating time to study financial regulations, and actively participating in team meetings to stay updated on market trends. Proactively reaching out to potential clients and leveraging company resources can also help build confidence and success in the role.

What is the difference between Entry Level Series 7 vs Entry Level Financial Advisor?

AspectEntry Level Series 7Entry Level Financial Advisor
CertificationsSeries 7 license requiredSeries 7 license often required, plus CFP or other certifications
Work EnvironmentFinancial firms, brokerage housesFinancial planning firms, banks, independent advisories
Job FocusSelling securities, investment productsProviding financial planning and advice
Industry UsageCommonly used in brokerage and trading rolesUsed in personal financial planning and wealth management

The Entry Level Series 7 role primarily involves selling securities and requires passing the Series 7 exam. In contrast, an Entry Level Financial Advisor focuses on comprehensive financial planning, often holding additional certifications like CFP. While both roles may require the Series 7 license, their work environments and job focus differ, with the Series 7 role centered on securities trading and the Financial Advisor role on client financial planning.

What kind of jobs can you do with an Entry Level Series 7?

An Entry Level Series 7 license qualifies individuals to work as registered representatives in securities firms, allowing them to sell a wide range of investment products such as stocks, bonds, mutual funds, and options. These roles typically involve client interaction, investment advising, and portfolio management support, often under supervision and with additional licensing or certifications as needed.

Will Entry Level Series 7 help me get a job?

The Entry Level Series 7 exam qualifies individuals to work as securities representatives, which can improve job prospects in the financial services industry. Passing the exam demonstrates knowledge of investment products and regulations, making candidates more competitive for entry-level roles such as financial advisor or broker. However, securing a job also depends on experience, networking, and employer requirements.
More about Entry Level Series 7 jobs

What cities are hiring for Entry Level Series 7 jobs?

Cities with the most Entry Level Series 7 job openings:

What are the most commonly searched types of Series 7 jobs?

The most popular types of Series 7 jobs are:

What states have the most Entry Level Series 7 jobs?

States with the most job openings for Entry Level Series 7 jobs include:

Infographic showing various Entry Level Series 7 job openings in the United States as of August 2026, with employment types broken down into 1% Internship, 84% Full Time, 12% Part Time, 1% Temporary, and 2% Contract. Highlights an 83% Physical, 4% Hybrid, and 13% Remote job distribution, with an average salary of $47,831 per year, or $23 per hour.

$75 - $150/hr

Other

Medical, Dental, Vision, Life, Retirement, PTO

Posted 4 days ago


PNC Bank rating

7.8

Company rating: 7.8 out of 10

Based on 347 frontline employees who took The Breakroom Quiz

89th of 175 rated banks


Job description

Position Overview

At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected, valued and have an opportunity to contribute to the company’s success.

As a Capital Markets Associate - Sales (F) within PNC’s Capital Markets - Municipal Sales Group, you will be based in PNC’s footprint. Locations preferred: Philadelphia or Pittsburgh, PA & New York, NY. We are seeking a Municipal Fixed Income Sales professional with strong communication skills that excels in a team and goal-oriented environment. This role will work closely with trading desk and public finance partners. Licensing Requirement: Successful candidates will be required to obtain the FINRA SIE, Series 52, and Series 63 licenses within 90 days of employment. Candidates who hold a Series 7 license obtained prior to November 7, 2011, may use that license in lieu of the Series 52. PNC is an in-office company that fosters a supportive culture where employees can thrive and achieve balance. We encourage candidates to connect with their recruiter and hiring manager to understand workplace expectations and ensure the role aligns with their goals.

Job Description

Partners with senior sales team members in supporting the sales process and execution of capital markets transactions.

Works as part of an assigned sales team to support the execution of capital markets transactions.

Independently performs financial analyses, conducts research and prepares reports and supporting documents.

Coordinates core work-sets such as due diligence, document processing and industry/company analysis.

Partners with senior team members in developing pitches and providing client relationship support.

Monitors and develops industry, client, product, market and regulatory knowledge.

Gains proficiency with all tools, systems and other resources.

PNC Employees take pride in our reputation and to continue building upon that we expect our employees to be: Customer Focused - Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions and able to leverage that information in creating customized customer solutions. Managing Risk - Assessing and effectively managing all of the risks associated with their business objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework.

Qualifications

Successful candidates must demonstrate appropriate knowledge, skills, and abilities for a role. Listed below are skills, competencies, work experience, education, and required certifications/licensures needed to be successful in this position.

Preferred Skills
  • Client Relationship Building
  • Corporate Finance
  • Decision Making
  • Equity Trading Systems
  • Financial Accounting
  • Investments
  • Investment Strategies
  • Trading Strategies
Competencies
  • Accuracy and Attention to Detail
  • Analytical Thinking
  • Decision Making and Critical Thinking
  • Effective Communications
  • Financial Analysis
  • Financial Services Industry
  • Managing Multiple Priorities
  • Products and Services
  • Sales Function

Work Experience Roles at this level typically require a university / college degree, with 2+ years of relevant professional experience. In lieu of a degree, a comparable combination of education, job specific certification(s), and experience (including military service) may be considered.

Education

Bachelors

Certifications

No Required Certification(s)

Licenses
  • Public Finance & Healthcare - SIE, Series 52 & 63 (79 optional) within 180 days of employment.
  • Asset Backed Finance - SIE, 7, 79 and 63 within 180 days of employment.
  • DCM (Loan Syndications & Equipment Finance) – SIE, Series 79, Series 7, and 63 within 120 days of employment.
  • Derivatives – SIE, Series 7 and 63 within 120 days of employment.
  • FIG – SIE, Series 7 and 63 within 120 days of employment.
  • Fixed Income – SIE, Series 7 and 63 within 120 days of employment.
  • Foreign Exchange – SIE, Series 7 and 63 within 120 days of employment.
  • Fixed Income (Tax-Exempt): Municipal Trading and Underwriting – SIE, Series 52 and 63 (or Series 7, if taken prior to 11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment.
  • Municipal Sales – SIE, Series 7 or 52, and 63 within 90 days of employment.
  • ESOP - SIE, 63 and 79 within 120 days of employment.
  • Other appropriate licenses (e.g. supervisory licenses) may be required at the discretion of the manager.
Language Assessments

No Required or Preferred Language Assessments

Pay Transparency

Base Salary: $75,000.00 - $150,000.00 Salaries may vary based on geographic location, market data and on individual skills, experience, and education. This role is incentive eligible with the payment based upon company, business and/or individual performance.

Application Window

Generally, this opening is expected to be posted for two business days from 08/19/2026, although it may be longer with business discretion.

Benefits

PNC offers a comprehensive range of benefits to help meet your needs now and in the future.

  • medical/prescription drug coverage (with a Health Savings Account feature)
  • dental and vision options
  • employee and spouse/child life insurance
  • short and long-term disability protection
  • 401(k) with PNC match, pension and stock purchase plans
  • dependent care reimbursement account
  • back-up child/elder care
  • adoption, surrogacy, and doula reimbursement
  • educational assistance, including select programs fully paid
  • a robust wellness program with financial incentives

In addition, PNC generally provides the following paid time off, depending on your eligibility:

  • maternity and/or parental leave
  • up to 11 paid holidays each year
  • 9 occasional absence days each year, unless otherwise required by law
  • between 15 to 25 vacation days each year, depending on career level
  • years of service

To learn more about these and other programs, including benefits for full time and part-time employees, visit pncthrive.com.

Disability Accommodations Statement

If an accommodation is required to participate in the application process, please contact us via email at AccommodationRequest@pnc.com. Please include “accommodation request” in the subject line title and be sure to include your name, the job ID, and your preferred method of contact in the body of the email. Emails not related to accommodation requests will not receive responses. Applicants may also call 877-968-7762 and say "Workday" for accommodation assistance. All information provided will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations. At PNC we foster an inclusive and accessible workplace. We provide reasonable accommodations to employment applicants and qualified individuals with a disability who need an accommodation to perform the essential functions of their positions.

Equal Employment Opportunity (EEO)

PNC provides equal employment opportunity to qualified persons regardless of race, color, sex, religion, national origin, age, sexual orientation, gender identity, disability, veteran status, or other categories protected by law. This position is subject to the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history.

California Residents

Refer to the California Consumer Privacy Act Privacy Notice to gain understanding of how PNC may use or disclose your personal information in our hiring practices.

For nearly 160 years, PNC has strived to make a meaningful impact for our employees, customers, communities, and shareholders. We believe our success and positive reputation are built on open and honest dialogue, an unwavering focus on smart risk management, relationship-based customer service and community investments. Our inclusive workplace allows our employees to be heard, valued, and developed to do their best work. Being a great place to work means we are making a lasting difference for everyone we serve. Check out the top reasons to join PNC. PNC’s total rewards package includes things like time off, benefits, learning and career development, wellness programs, recognition and much more. The benefits and programs highlighted below are just a sampling of what PNC offers its employees. To learn more, visit our Total Rewards page.

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