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Assistant Series 7 Jobs (NOW HIRING)

AppleOne

Paraplanner Series 7 a MUST

Walnut Creek, CA · On-site +1

$100K/yr

Job Summary We are seeking a detail-oriented Paraplanner with a required Series 7 license to ... - Assist with client service needs related to tax, retirement, investment, and wealth management ...

CEFCU

Investment Services Assistant Trainee

Peoria, IL · On-site

$17.05 - $20.04/hr

Transitions to Registered Investment Services Assistant upon attainment of required licenses, not ... or Series 7, 63, and 66 licenses within seven (7) months or less of and be able to complete ...

CEFCU

Investment Services Assistant Trainee

Peoria, IL

$17.05 - $20.04/hr

Transitions to Registered Investment Services Assistant upon attainment of required licenses, not ... or Series 7, 63, and 66 licenses within seven (7) months or less of and be able to complete ...

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Assistant Series 7 information

What job makes $10,000 a month without a degree?

An Assistant Series 7 license holder can potentially earn $10,000 or more per month in the financial industry by working as a stockbroker or financial advisor, especially with experience and a strong client base. Success in this role depends on sales skills, certifications, and the ability to build client relationships, often without requiring a traditional college degree.

Will a Series 7 help me get a job?

The Series 7 license is a securities registration that qualifies individuals to work as stockbrokers or registered representatives. Holding this license can improve job prospects in the securities industry by demonstrating knowledge of investment products and regulations. Employers often require or prefer candidates with a Series 7 for roles involving trading, sales, or client advisory services.

What jobs let you keep Series 7?

Jobs that typically allow individuals to keep their Series 7 license include financial advisor, stockbroker, securities trader, and investment representative roles. These positions involve selling or advising on securities and require maintaining the license to perform regulated activities, often alongside other certifications like the Series 63 or Series 66.

What is the difference between Assistant Series 7 vs Financial Advisor?

AspectAssistant Series 7Financial Advisor
CertificationsSeries 7, Series 63/66 (often)Series 7, Series 66, CFP (optional)
Work EnvironmentSupport role in brokerage firmsClient-facing, advisory role
Industry UsageAssists licensed brokersProvides financial planning and investment advice

The Assistant Series 7 typically supports licensed brokers in executing trades and administrative tasks, requiring Series 7 and possibly Series 63/66 certifications. In contrast, a Financial Advisor directly interacts with clients, offering personalized financial planning and investment advice, often holding additional certifications like CFP. While both roles operate within the financial services industry, their responsibilities and client engagement levels differ significantly.

Is the FINRA Series 7 worth it?

The Series 7 license is essential for financial professionals to sell a wide range of securities and provides credibility in the industry. It requires passing a comprehensive exam and ongoing continuing education, making it a valuable credential for careers in brokerage and investment advising.
More about Assistant Series 7 jobs
What are the most commonly searched types of Series 7 jobs? The most popular types of Series 7 jobs are:
What job categories do people searching Assistant Series 7 jobs look for? The top searched job categories for Assistant Series 7 jobs are:
Assistant Series 7 jobs near you
Infographic showing various Assistant Series 7 job openings in the United States as of June 2026, with employment types broken down into 78% Full Time, and 22% Part Time. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution.

Administrative Assistant (Series 7 license required)

B B GRAHAM & COMPANY

Orange, CA

$65K - $80K/yr

Full-time

PTO

Posted 5 days ago

Job description

Benefits/Perks
  • Competitive Compensation
  • Paid Time Off
  • Career Growth Opportunities
Job Summary
We are seeking a motivated and outgoing Administrative Assistant to join our team. In this role, you will provide support to our office employees, ensuring they have all the information and resources they need to perform their best. Your responsibilities will include answering phone calls, scheduling appointments, planning meetings, and writing correspondence. The ideal candidate is highly organized with excellent written and verbal communication skills and a friendly demeanor. 
Responsibilities 
  • Answer incoming phone calls and route them to the appropriate person
  • Schedule appointments and maintain a calendar
  • Organize meetings and take accurate minutes 
  • Write emails, memos, and letters and distribute them appropriately
  • Contribute to company reports
  • Maintain an organized filing system
  • Develop, update, and maintain relevant office procedures
Qualifications
  • Series 7 license required!
  • High school diploma/GED preferred, Associate’s degree or administrative training a plus. 
  • Previous experience as an Administrative Assistant or in a similar position
  • Familiarity with standard office equipment such as printers and fax machines
  • Excellent computer skills and knowledge of Microsoft Word, Outlook, and PowerPoint
  • Highly organized with excellent time management skills and the ability to prioritize projects