Series 7 license required! * High school diploma/GED preferred, Associate's degree or administrative training a plus. * Previous experience as an Administrative Assistant or in a similar position
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Series 7 license required! * High school diploma/GED preferred, Associate's degree or administrative training a plus. * Previous experience as an Administrative Assistant or in a similar position
Quick apply
Series 7 license required! * High school diploma/GED preferred, Associate's degree or administrative training a plus. * Previous experience as an Administrative Assistant or in a similar position
Series 7 license required! * High school diploma/GED preferred, Associate's degree or administrative training a plus. * Previous experience as an Administrative Assistant or in a similar position
Quick apply
Series 7 license required! * High school diploma/GED preferred, Associate's degree or administrative training a plus. * Previous experience as an Administrative Assistant or in a similar position
$19.25 - $26/hr
... Series 7 license required! High school diploma/GED preferred, Associate's degree or administrative training a plus. Previous experience as an Administrative Assistant or in a similar position ...
$19.25 - $26/hr
... Series 7 license required! High school diploma/GED preferred, Associate's degree or administrative training a plus. Previous experience as an Administrative Assistant or in a similar position ...
Orange, CA · On-site
$65K - $80K/yr
Series 7 license required! * High school diploma/GED preferred, Associates degree or administrative training a plus. * Previous experience as an Administrative Assistant or in a similar position
Quick apply
Orange, CA · On-site
$65K - $80K/yr
Series 7 license required! * High school diploma/GED preferred, Associates degree or administrative training a plus. * Previous experience as an Administrative Assistant or in a similar position
Parsippany, NJ · On-site
$50K - $70K/yr
Provides sales/administrative/operational client service support to assist a team of financial ... Series 7 and Series 63 licenses * Strong client service skills and attention to detail * Highly ...
Parsippany, NJ · On-site
$50K - $70K/yr
Provides sales/administrative/operational client service support to assist a team of financial ... Series 7 and Series 63 licenses * Strong client service skills and attention to detail * Highly ...
Provides sales/administrative/operational client service support to assist a team of financial ... Series 7 and Series 63 licenses * Strong client service skills and attention to detail * Highly ...
Provides sales/administrative/operational client service support to assist a team of financial ... Series 7 and Series 63 licenses * Strong client service skills and attention to detail * Highly ...
Provides sales/administrative/operational client service support to assist a team of financial ... Series 7 and Series 63 licenses * Strong client service skills and attention to detail * Highly ...
Provides sales/administrative/operational client service support to assist a team of financial ... Series 7 and Series 63 licenses * Strong client service skills and attention to detail * Highly ...
Bellevue, WA · On-site
$75K - $83K/yr
What You Will Be Doing • Assist in preparing for and participating in client meetings • Analyze ... Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other ...
Bellevue, WA · On-site
$75K - $83K/yr
What You Will Be Doing • Assist in preparing for and participating in client meetings • Analyze ... Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other ...
Chicago, IL · On-site
$65K - $115K/yr
Schedule new hire training * Assist in administering firm annual training and advisor attestations ... FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or ...
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Chicago, IL · On-site
$65K - $115K/yr
Schedule new hire training * Assist in administering firm annual training and advisor attestations ... FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or ...
Bellevue, WA · On-site
$75K - $83K/yr
What You Will Be Doing • Assist in preparing for and participating in client meetings • Analyze ... Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other ...
Quick apply
Bellevue, WA · On-site
$75K - $83K/yr
What You Will Be Doing • Assist in preparing for and participating in client meetings • Analyze ... Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other ...
Parsippany, NJ · On-site
$50K/yr
Lead or assist with special initiatives designed to expand distribution or improve operational ... FINRA Series 7 & 63 license * 1-3 years of financial services or client service experience ...
Parsippany, NJ · On-site
$50K/yr
Lead or assist with special initiatives designed to expand distribution or improve operational ... FINRA Series 7 & 63 license * 1-3 years of financial services or client service experience ...
Walnut Creek, CA · On-site +1
$100K/yr
Job Summary We are seeking a detail-oriented Paraplanner with a required Series 7 license to ... - Assist with client service needs related to tax, retirement, investment, and wealth management ...
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Walnut Creek, CA · On-site +1
$100K/yr
Job Summary We are seeking a detail-oriented Paraplanner with a required Series 7 license to ... - Assist with client service needs related to tax, retirement, investment, and wealth management ...
Parsippany, NJ · On-site
$50K/yr
Lead or assist with special initiatives designed to expand distribution or improve operational ... FINRA Series 7 & 63 license * 1-3 years of financial services or client service experience ...
Parsippany, NJ · On-site
$50K/yr
Lead or assist with special initiatives designed to expand distribution or improve operational ... FINRA Series 7 & 63 license * 1-3 years of financial services or client service experience ...
Additionally this position will use Series 6 license (required) and Series 7 license (if available ... Create hypothetical illustrations for clients * Assist in developing and coordinating marketing ...
Additionally this position will use Series 6 license (required) and Series 7 license (if available ... Create hypothetical illustrations for clients * Assist in developing and coordinating marketing ...
Build and maintain strong client relationships through proactive communication * Assist advisors ... Series 7 and Series 65/66 preferred * 5+ years of experience in financial services or client ...
Build and maintain strong client relationships through proactive communication * Assist advisors ... Series 7 and Series 65/66 preferred * 5+ years of experience in financial services or client ...
Parsippany, NJ · On-site
$60K - $85K/yr
Build and maintain strong client relationships through proactive communication * Assist advisors ... Series 7 and Series 65/66 preferred * 5+ years of experience in financial services or client ...
Parsippany, NJ · On-site
$60K - $85K/yr
Build and maintain strong client relationships through proactive communication * Assist advisors ... Series 7 and Series 65/66 preferred * 5+ years of experience in financial services or client ...
CA · On-site
$19.78/hr
The Food Service Assistant I class is the entry-level position of the Food Service Assistant series ... 7. Maintain work areas and serving areas in a sanitary manner; wash sanitize and clean and store ...
CA · On-site
$19.78/hr
The Food Service Assistant I class is the entry-level position of the Food Service Assistant series ... 7. Maintain work areas and serving areas in a sanitary manner; wash sanitize and clean and store ...
Additionally this position will use Series 6 license (required) and Series 7 license (if available ... Create hypothetical illustrations for clients * Assist in developing and coordinating marketing ...
Additionally this position will use Series 6 license (required) and Series 7 license (if available ... Create hypothetical illustrations for clients * Assist in developing and coordinating marketing ...
Peoria, IL · On-site
$17.05 - $20.04/hr
Transitions to Registered Investment Services Assistant upon attainment of required licenses, not ... or Series 7, 63, and 66 licenses within seven (7) months or less of and be able to complete ...
Peoria, IL · On-site
$17.05 - $20.04/hr
Transitions to Registered Investment Services Assistant upon attainment of required licenses, not ... or Series 7, 63, and 66 licenses within seven (7) months or less of and be able to complete ...
$17.05 - $20.04/hr
Transitions to Registered Investment Services Assistant upon attainment of required licenses, not ... or Series 7, 63, and 66 licenses within seven (7) months or less of and be able to complete ...
$17.05 - $20.04/hr
Transitions to Registered Investment Services Assistant upon attainment of required licenses, not ... or Series 7, 63, and 66 licenses within seven (7) months or less of and be able to complete ...
| Aspect | Assistant Series 7 | Financial Advisor |
|---|---|---|
| Certifications | Series 7, Series 63/66 (often) | Series 7, Series 66, CFP (optional) |
| Work Environment | Support role in brokerage firms | Client-facing, advisory role |
| Industry Usage | Assists licensed brokers | Provides financial planning and investment advice |
The Assistant Series 7 typically supports licensed brokers in executing trades and administrative tasks, requiring Series 7 and possibly Series 63/66 certifications. In contrast, a Financial Advisor directly interacts with clients, offering personalized financial planning and investment advice, often holding additional certifications like CFP. While both roles operate within the financial services industry, their responsibilities and client engagement levels differ significantly.

$65K - $80K/yr
Full-time
PTO
Posted 5 days ago