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Assistant Series 7 information

What job makes $10,000 a month without a degree?

An Assistant Series 7 license holder can potentially earn $10,000 or more per month in the financial industry by working as a stockbroker or financial advisor, especially with experience and a strong client base. Success in this role depends on sales skills, certifications, and the ability to build client relationships, often without requiring a traditional college degree.

Will a Series 7 help me get a job?

The Series 7 license is a securities registration that qualifies individuals to work as stockbrokers or registered representatives. Holding this license can improve job prospects in the securities industry by demonstrating knowledge of investment products and regulations. Employers often require or prefer candidates with a Series 7 for roles involving trading, sales, or client advisory services.

What jobs let you keep Series 7?

Jobs that typically allow individuals to keep their Series 7 license include financial advisor, stockbroker, securities trader, and investment representative roles. These positions involve selling or advising on securities and require maintaining the license to perform regulated activities, often alongside other certifications like the Series 63 or Series 66.

What is the difference between Assistant Series 7 vs Financial Advisor?

AspectAssistant Series 7Financial Advisor
CertificationsSeries 7, Series 63/66 (often)Series 7, Series 66, CFP (optional)
Work EnvironmentSupport role in brokerage firmsClient-facing, advisory role
Industry UsageAssists licensed brokersProvides financial planning and investment advice

The Assistant Series 7 typically supports licensed brokers in executing trades and administrative tasks, requiring Series 7 and possibly Series 63/66 certifications. In contrast, a Financial Advisor directly interacts with clients, offering personalized financial planning and investment advice, often holding additional certifications like CFP. While both roles operate within the financial services industry, their responsibilities and client engagement levels differ significantly.

Is the FINRA Series 7 worth it?

The Series 7 license is essential for financial professionals to sell a wide range of securities and provides credibility in the industry. It requires passing a comprehensive exam and ongoing continuing education, making it a valuable credential for careers in brokerage and investment advising.
More about Assistant Series 7 jobs
What are the most commonly searched types of Series 7 jobs? The most popular types of Series 7 jobs are:
What job categories do people searching Assistant Series 7 jobs look for? The top searched job categories for Assistant Series 7 jobs are:
Assistant Series 7 jobs near you
Infographic showing various Assistant Series 7 job openings in the United States as of June 2026, with employment types broken down into 78% Full Time, and 22% Part Time. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution.

Associate Financial Planner

Talent Search PRO

Caldwell, ID • On-site

$70K - $75K/yr

Full-time

Posted 4 days ago

Job description

Associate Financial Planner
What's In It For You?
• Competitive salary: $70,000-$75,000
• Clear career growth path with increasing responsibilities and client exposure
• Opportunity to earn Series 7 and 66 licenses if not already obtained
• Work closely with experienced Financial Planners and Advisors
• Exposure to high-net-worth client relationships and comprehensive financial planning
• Collaborative and supportive team environment
• Opportunity to participate in client meetings and investment management activities
• Long-term career development within a growing wealth management practice
What You Will Be Doing
• Prepare for client meetings by gathering data, creating agendas, and producing planning materials
• Maintain accurate client information within financial planning and CRM systems
• Coordinate post-meeting follow-up activities and client communications
• Assist with financial planning analysis and implementation activities
• Support account opening, transfers, and ongoing account maintenance
• Assist with portfolio reviews, trading, and account rebalancing activities
• Communicate professionally with clients, advisors, attorneys, CPAs, and other partners
• Monitor client financial situations and identify items requiring advisor attention
• Help manage team workflows and ensure timely completion of client requests
• Participate in client review meetings and gradually assume greater client-facing responsibilities
• Identify opportunities to improve processes and enhance the client experience
What You Will Need
• FINRA Series 7 and Series 66 licenses, or ability to obtain both within 12 months of hire
• 1-2 years of experience in wealth management, financial planning, investment advisory, banking, or financial services preferred
• Bachelor's degree preferred
• Strong analytical, financial, and problem-solving skills
• Excellent verbal and written communication skills
• Highly organized with strong attention to detail
• Ability to manage multiple priorities in a fast-paced environment
• Strong client service mindset and professional demeanor
• Ability to work independently while collaborating effectively with advisors and support staff
Nice to Have
• Experience working with high-net-worth clients
• Experience with financial planning software and CRM systems
• CFP® designation or progress toward obtaining CFP® certification
• Experience with investment account trading and portfolio management support
• Previous experience in a Registered Investment Advisor (RIA), broker-dealer, or wealth management firm

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