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Assistant Series 7 Jobs (NOW HIRING)

The Piedmont Group

Financial Advisor

Birmingham, AL

$150K/yr

... 7 and Series 66 (or Series 63 & 65) licenses, along with an active Life and Health Insurance license, at the time of hire. If you are not already licensed, The Piedmont Group will assist with ...

Hantz Group

Financial Planning Assistant

Grandville, MI · On-site

$36K - $42K/yr

Financial Planning Assistant Hantz Group is a Michigan-based financial company that works with ... Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7, FINRA Series 66, State ...

Hantz Group

Financial Planning Assistant

Grandville, MI · On-site

$36K - $42K/yr

Financial Planning Assistant Hantz Group is a Michigan-based financial company that works with ... Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7, FINRA Series 66, State ...

GovernmentJobs.com

Library Assistant III

Mission Viejo, CA · On-site

$5.2K - $7.3K/mo

Library Assistant III Salary: $5,202.00 - $7,362.00 Monthly Location: Irvine Valley College ... Positions at this level are distinguished from other classes within the series by the level of ...

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Assistant Series 7 information

Will Assistant Series 7 help me get a job?

The Series 7 exam qualifies individuals to work as general securities representatives, which can improve job prospects in the financial services industry. Passing the exam demonstrates knowledge of investment products and regulations, often a requirement for entry-level broker or financial advisor roles.

What is the difference between Assistant Series 7 vs Financial Advisor?

AspectAssistant Series 7Financial Advisor
CertificationsSeries 7, Series 63/66 (often)Series 7, Series 66, CFP (optional)
Work EnvironmentSupport role in brokerage firmsClient-facing, advisory role
Industry UsageAssists licensed brokersProvides financial planning and investment advice

The Assistant Series 7 typically supports licensed brokers in executing trades and administrative tasks, requiring Series 7 and possibly Series 63/66 certifications. In contrast, a Financial Advisor directly interacts with clients, offering personalized financial planning and investment advice, often holding additional certifications like CFP. While both roles operate within the financial services industry, their responsibilities and client engagement levels differ significantly.

More about Assistant Series 7 jobs

What are the most commonly searched types of Series 7 jobs?

The most popular types of Series 7 jobs are:

What job categories do people searching Assistant Series 7 jobs look for?

The top searched job categories for Assistant Series 7 jobs are:

Assistant Series 7 jobs near you
Infographic showing various Assistant Series 7 job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 76% Full Time, 20% Part Time, 1% Temporary, and 2% Contract. Highlights an 98% Physical, 1% Hybrid, and 1% Remote job distribution.

Financial Advisor

The Piedmont Group

Birmingham, AL

$150K/yr

Full-time

Re-posted 4 days ago

Job description

We are seeking a motivated, relationship-focused Licensed Financial Advisor to join our growing team. This opportunity is ideal for a licensed professional who is passionate about helping individuals, families, and business owners achieve their financial goals through comprehensive financial planning and wealth management solutions.

The successful candidate will develop new client relationships, provide personalized financial recommendations, and build a long-term book of business while maintaining the highest ethical and regulatory standards. You are comfortable generating new business, delivering personalized financial advice, and operating in a performance-based environment with significant income potential.

What We Offer

  • $40,000 annual financing subsidy

  • Performance-based, unlimited commission potential

  • Comprehensive training and ongoing professional development

  • Marketing and business development support

  • Access to a broad range of investment and insurance solutions

Compensation:

$70,000 - $150,000 yearly performance commission based


Responsibilities:

  • Prospect and develop new client relationships through networking, referrals, and community involvement.

  • Conduct comprehensive financial needs analysis.

  • Develop customized financial strategies based on each client's goals and risk tolerance.

  • Recommend appropriate investment, retirement, insurance, and wealth management solutions.

  • Build and maintain long-term client relationships through regular reviews and ongoing service.

  • Stay current on financial markets, investment products, and industry regulations.

  • Maintain accurate client records and ensure compliance with all regulatory requirements.

  • Meet or exceed established sales and production goals.


Qualifications:

  • Authorized to work in the United States

  • No need for visa sponsorship

  • Must be a local candidate

  • Active FINRA Series 7 and Series 66 (or Series 63 & 65) licenses required.

  • Active Life and Health Insurance License required.

  • License Requirement: Applicants must hold current Series 7 and Series 66 (or Series 63 & 65) licenses, along with an active Life and Health Insurance license, at the time of hire. If you are not already licensed, The Piedmont Group will assist with preparation for the required licenses.

  • No U4 disclosures

  • Self-motivated with a business mindset

  • Ability to thrive in a goal-oriented environment

  • Previous financial services experience

  • Strong interpersonal, communication, and presentation skills.

  • Self-motivated with a forward-thinking mindset.

  • Ability to develop and grow a client base.

  • High ethical standards and commitment to acting in clients' best interests.


About Company

We are a financial planning and wealth management firm offering insurance, retirement, and investment planning for individuals and businesses.

There is an overwhelming sense of pride that comes with representing The Piedmont Group. We have incredible people at our firm who are happy to be part of this big family. The whole is greater than the sum of its parts, and we firmly believe that with teamwork and togetherness, we are able to achieve more.