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Full Time Series 7 Jobs (NOW HIRING)

Raya Workforce

Wealth Manager

Melville, NY · On-site

$50K - $60K/yr

Melville, NY Employment Type: Full-Time Overview: We are seeking a Wealth Manager to serve as a ... Ability to obtain necessary FINRA licenses (SIE, Series 7, Series 66). * Strong interpersonal ...

CPA Firm

Be Seen First

Full-Time CPA / Tax & Financial Planning Associate

Mccormick, SC · On-site

$90K - $120K/yr

... a full-time CPA / Tax & Financial Planning Associate to join its growing team. This role is ideal ... Licenses may include Series 7, Series 66, Series 65, or similar credentials depending on the ...

New

Ameriprise Financial

Financial Advisor

Middleton, MA · On-site

$48K - $60K/yr

... 7 top-off exam) o State Securities (Series 63 or Series 66) o State IAR (Series 65 or Series 66) o State Life, Health Insurance and Variable Products lines Base Pay Salary $48,000 - $60,000 Full-Time ...

Ameriprise Financial

Financial Advisor

Middleton, MA

$48K - $60K/yr

... 7 top-off exam) o State Securities (Series 63 or Series 66) o State IAR (Series 65 or Series 66) o State Life, Health Insurance and Variable Products lines Base Pay Salary $48,000 - $60,000 Full-Time ...

Ameriprise Financial

Financial Advisor

Tampa, FL

Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ... Full time Exempt/Non-Exempt Non-Exempt Job Family Group Sales Line of Business AAG Ameriprise ...

Ameriprise Financial

Financial Advisor

Tampa, FL · On-site

... hire: o FINRA Series 7 (Obtaining the Series 7 may include passing the Securities Industry ... Full time Exempt/Non-Exempt Non-Exempt Job Family Group Sales Line of Business AAG Ameriprise ...

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All JobsFull Time Series 7 Jobs

Full Time Series 7 information

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$45

How much do full time series 7 jobs pay per hour?

As of Jul 6, 2026, the average hourly pay for full time series 7 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

Will Series 7 help me get a job?

The Series 7 license is a key qualification for many financial advisor and broker roles, as it allows individuals to sell securities and investment products. Obtaining the license demonstrates knowledge of industry regulations and can improve employment prospects in the securities industry. Employers often require or prefer candidates with a Series 7 license for relevant positions.

What professions make $500,000 a year?

Professions such as investment bankers, senior corporate executives, specialized physicians, and successful entrepreneurs can earn $500,000 or more annually. These roles often require advanced skills, extensive experience, and high levels of responsibility or performance.

What jobs can you get with your Series 7?

A Series 7 license qualifies individuals to work as registered representatives, allowing them to sell a wide range of securities including stocks, bonds, mutual funds, options, and variable products. Common roles include stockbroker, financial advisor, and securities trader, often requiring strong sales skills and knowledge of investment products.

What jobs let you keep Series 7?

Jobs that typically allow individuals to keep their Series 7 license include financial advisor, stockbroker, securities representative, and investment consultant. These roles involve selling or advising on securities and require maintaining the license to operate legally. Continuing employment in these positions often depends on ongoing licensing requirements and regulatory compliance.

What is the difference between Full Time Series 7 vs Full Time Series 66?

AspectFull Time Series 7Full Time Series 66
CertificationsFINRA Series 7FINRA Series 66 (combined with Series 7)
Work EnvironmentFinancial advisors, brokerage firmsFinancial advisors, investment representatives
Industry UsagePrimarily for securities trading and salesAdvisory and securities licensing

Full Time Series 7 is a licensing exam for securities trading and sales, while Full Time Series 66 combines the Series 63 and 65 exams, focusing on investment advisory and securities regulations. Many professionals pursue Series 7 first, then take Series 66 to expand their advisory capabilities. Both licenses are essential in the brokerage and financial advisory industry, but they serve different roles: Series 7 for trading and sales, Series 66 for advisory and regulatory compliance.

What cities are hiring for Full Time Series 7 jobs? Cities with the most Full Time Series 7 job openings:
What are the most commonly searched types of Series 7 jobs? The most popular types of Series 7 jobs are:
Full Time Series 7 jobs near you
Supervisor BD/RIA (Series 7&24)

Supervisor BD/RIA (Series 7&24)

San Blas Securities

Chicago, IL • On-site

$65K - $115K/yr

Full-time

Posted 29 days ago

Job description

About San Blas Securities:
San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network. We provide our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
We are seeking a highly organized and detail-oriented Compliance Supervisor to help support our regulatory and compliance efforts. This is an opportunity to work with the Compliance team led by the Chief Compliance Officer in a highly collaborative atmosphere. The position is full-time, based in Chicago, with less than 10% travel. Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the activities of its associated people that is reasonably designed to achieve compliance with the applicable securities laws and regulations and FINRA rules.
Competitive Compensation + bonus based on experience.  $80 - $100K
Responsibilities include:
  • Review and enforce the firms Written Supervisory Procedures and Compliance initiatives.
  • Manage Firm’s Onboarding Training Program for compliance with new hires
    • Schedule new hire training
    • Assist in administering firm annual training and advisor attestations
    • Schedule targeted training as required
  • Foster a culture of compliance
  • Document supervisory activities
  • Review advisors purchase and sales blotter
  • Review advisors communications to (and from) clients
  • Review/report customer complaints to CCO
  • Assist in conducting Branch Exams
  • Assist in review and follow up with exception reports generated by Compliance which require action from supervisors
Qualifications
  • Bachelor’s degree or experience equivalent
  • FINRA Series 7 and FINRA Series 24 required
  • 3 – 5 years relevant experience at RIA and BD or industry regulator
  • Working knowledge of the Investment Advisers Act, the Investment Company Act, and related regulatory requirements; application of SEC rules
  • Familiarity with RBC and Schwab back-office a plus

 

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