ZipRecruiter

Log In

2

Full Time Series 7 Jobs (NOW HIRING)

Ameriprise Financial

Financial Advisor

Tampa, FL · On-site

Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ... Full time Exempt/Non-Exempt Non-Exempt Job Family Group Sales Line of Business AAG Ameriprise ...

Yrefy LLC

Investor Relations Specialist

Phoenix, AZ · On-site

Must have current Series 7 license*** Department: Investor Relations Work Location: ONSITE, North Phoenix/Scottsdale Classification: Full-time, Exempt Pay Range: $75,000 base + UNCAPPED monthly ...

Yrefy LLC

Investor Relations Specialist

Phoenix, AZ · On-site

Must have current Series 7 license*** Department: Investor Relations Work Location: ONSITE, North Phoenix/Scottsdale Classification: Full-time, Exempt Pay Range: $75,000 base + UNCAPPED monthly ...

next page

Showing results 1-20

All Jobsfull time JobsFull Time Series 7 Jobs

Full Time Series 7 information

See salary details

$11

$27

$45

How much do full time series 7 jobs pay per hour?

As of Sep 5, 2026, the average hourly pay for full time series 7 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What is the difference between Full Time Series 7 vs Full Time Series 66?

AspectFull Time Series 7Full Time Series 66
CertificationsFINRA Series 7FINRA Series 66 (combined with Series 7)
Work EnvironmentFinancial advisors, brokerage firmsFinancial advisors, investment representatives
Industry UsagePrimarily for securities trading and salesAdvisory and securities licensing

Full Time Series 7 is a licensing exam for securities trading and sales, while Full Time Series 66 combines the Series 63 and 65 exams, focusing on investment advisory and securities regulations. Many professionals pursue Series 7 first, then take Series 66 to expand their advisory capabilities. Both licenses are essential in the brokerage and financial advisory industry, but they serve different roles: Series 7 for trading and sales, Series 66 for advisory and regulatory compliance.

What kind of jobs can you do with a full time Series 7?

A Full Time Series 7 license qualifies individuals to work as registered representatives in securities firms, allowing them to sell a wide range of investment products such as stocks, bonds, mutual funds, and options. These roles typically involve client advising, trading, and portfolio management, often requiring strong knowledge of financial markets and compliance with regulatory standards.

What cities are hiring for Full Time Series 7 jobs?

Cities with the most Full Time Series 7 job openings:

What are the most commonly searched types of Series 7 jobs?

The most popular types of Series 7 jobs are:

Full Time Series 7 jobs near you

Supervisor BD/RIA (Series 7&24)

San Blas Securities

Chicago, IL • On-site

$65K - $115K/yr

Full-time

Re-posted 1 hour ago

Job description

About San Blas Securities:
San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network. We provide our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
We are seeking a highly organized and detail-oriented Compliance Supervisor to help support our regulatory and compliance efforts. This is an opportunity to work with the Compliance team led by the Chief Compliance Officer in a highly collaborative atmosphere. The position is full-time, based in Chicago, with less than 10% travel. Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the activities of its associated people that is reasonably designed to achieve compliance with the applicable securities laws and regulations and FINRA rules.
Competitive Compensation + bonus based on experience.  $80 - $100K
Responsibilities include:
  • Review and enforce the firms Written Supervisory Procedures and Compliance initiatives.
  • Manage Firm’s Onboarding Training Program for compliance with new hires
    • Schedule new hire training
    • Assist in administering firm annual training and advisor attestations
    • Schedule targeted training as required
  • Foster a culture of compliance
  • Document supervisory activities
  • Review advisors purchase and sales blotter
  • Review advisors communications to (and from) clients
  • Review/report customer complaints to CCO
  • Assist in conducting Branch Exams
  • Assist in review and follow up with exception reports generated by Compliance which require action from supervisors
Qualifications
  • Bachelor’s degree or experience equivalent
  • FINRA Series 7 and FINRA Series 24 required
  • 3 – 5 years relevant experience at RIA and BD or industry regulator
  • Working knowledge of the Investment Advisers Act, the Investment Company Act, and related regulatory requirements; application of SEC rules
  • Familiarity with RBC and Schwab back-office a plus

 

Powered by JazzHR

ENRocUBt1P