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Full Time Series 7 Jobs (NOW HIRING)

Dale P. Guidry Jr. State Farm

Be Seen First

Licensed Investment Registered Representative

Humble, TX · On-site

$55K - $65K/yr

... Full-Time Compensation: Base salary plus commission and performance bonuses Location: In-Office / Hybrid options available Required Licenses: FINRA Series 7 and Series 66 (or Series 63/65) Core ...

Dale P. Guidry Jr. State Farm

Be Seen First

Licensed Investment Registered Representative

Humble, TX · On-site

$55K - $65K/yr

... Full-Time Compensation: Base salary plus commission and performance bonuses Location: In-Office / Hybrid options available Required Licenses: FINRA Series 7 and Series 66 (or Series 63/65) Core ...

Raya Workforce

Wealth Manager

Melville, NY · On-site

$50K - $60K/yr

Melville, NY Employment Type: Full-Time Overview: We are seeking a Wealth Manager to serve as a ... Ability to obtain necessary FINRA licenses (SIE, Series 7, Series 66). * Strong interpersonal ...

Ameriprise Financial

Financial Advisor

Middleton, MA · On-site

$48K - $60K/yr

... 7 top-off exam) o State Securities (Series 63 or Series 66) o State IAR (Series 65 or Series 66) o State Life, Health Insurance and Variable Products lines Base Pay Salary $48,000 - $60,000 Full-Time ...

Ameriprise Financial

Financial Advisor

Middleton, MA · On-site

$48K - $60K/yr

... 7 top-off exam) o State Securities (Series 63 or Series 66) o State IAR (Series 65 or Series 66) o State Life, Health Insurance and Variable Products lines Base Pay Salary $48,000 - $60,000 Full-Time ...

Ameriprise Financial

Financial Advisor

Tampa, FL

Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ... Full time Exempt/Non-Exempt Non-Exempt Job Family Group Sales Line of Business AAG Ameriprise ...

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All JobsFull Time Series 7 Jobs

Full Time Series 7 information

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$11

$27

$45

How much do full time series 7 jobs pay per hour?

As of Jun 16, 2026, the average hourly pay for full time series 7 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What professions make $500,000 a year?

Professions such as investment bankers, senior corporate lawyers, specialized physicians, and successful entrepreneurs can earn $500,000 or more annually. High-level roles often require advanced skills, extensive experience, and professional certifications, and income can vary based on location, industry, and performance.

How much do Series 7 holders make?

Series 7 holders, typically registered representatives or financial advisors, earn an average annual salary ranging from $60,000 to $100,000, with experienced professionals and those in high-demand markets earning higher. Compensation often includes commissions, bonuses, and other incentives based on sales performance and client base size.

What jobs pay $10,000 a month without a degree?

Full Time Series 7 licensed professionals, such as stockbrokers or financial advisors, can earn $10,000 or more per month through commissions and fees, often without requiring a college degree but needing passing the Series 7 exam and relevant licenses. Other high-paying roles without degrees include sales managers, real estate brokers, and certain tech sales positions, which rely on experience, skills, and certifications rather than formal education. These jobs typically involve commission-based income, performance targets, and specialized knowledge.

What is the difference between Full Time Series 7 vs Full Time Series 66?

AspectFull Time Series 7Full Time Series 66
CertificationsFINRA Series 7FINRA Series 66 (combined with Series 7)
Work EnvironmentFinancial advisors, brokerage firmsFinancial advisors, investment representatives
Industry UsagePrimarily for securities trading and salesAdvisory and securities licensing

Full Time Series 7 is a licensing exam for securities trading and sales, while Full Time Series 66 combines the Series 63 and 65 exams, focusing on investment advisory and securities regulations. Many professionals pursue Series 7 first, then take Series 66 to expand their advisory capabilities. Both licenses are essential in the brokerage and financial advisory industry, but they serve different roles: Series 7 for trading and sales, Series 66 for advisory and regulatory compliance.

Is the Finra series 7 worth it?

The Series 7 license is essential for becoming a registered representative in the securities industry, allowing individuals to sell a wide range of investment products. It typically requires passing a comprehensive exam and is often a prerequisite for careers in brokerage firms, making it a valuable credential for those seeking a finance or sales role in investment services.
What cities are hiring for Full Time Series 7 jobs? Cities with the most Full Time Series 7 job openings:
What are the most commonly searched types of Series 7 jobs? The most popular types of Series 7 jobs are:
Full Time Series 7 jobs near you
Supervisor BD/RIA (Series 7&24)

Supervisor BD/RIA (Series 7&24)

San Blas Securities

Chicago, IL • On-site

$65K - $115K/yr

Full-time

Posted 8 days ago

Be an early applicant

Job description

About San Blas Securities:
San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network. We provide our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
We are seeking a highly organized and detail-oriented Compliance Supervisor to help support our regulatory and compliance efforts. This is an opportunity to work with the Compliance team led by the Chief Compliance Officer in a highly collaborative atmosphere. The position is full-time, based in Chicago, with less than 10% travel. Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the activities of its associated people that is reasonably designed to achieve compliance with the applicable securities laws and regulations and FINRA rules.
Competitive Compensation + bonus based on experience.  $80 - $100K
Responsibilities include:
  • Review and enforce the firms Written Supervisory Procedures and Compliance initiatives.
  • Manage Firm’s Onboarding Training Program for compliance with new hires
    • Schedule new hire training
    • Assist in administering firm annual training and advisor attestations
    • Schedule targeted training as required
  • Foster a culture of compliance
  • Document supervisory activities
  • Review advisors purchase and sales blotter
  • Review advisors communications to (and from) clients
  • Review/report customer complaints to CCO
  • Assist in conducting Branch Exams
  • Assist in review and follow up with exception reports generated by Compliance which require action from supervisors
Qualifications
  • Bachelor’s degree or experience equivalent
  • FINRA Series 7 and FINRA Series 24 required
  • 3 – 5 years relevant experience at RIA and BD or industry regulator
  • Working knowledge of the Investment Advisers Act, the Investment Company Act, and related regulatory requirements; application of SEC rules
  • Familiarity with RBC and Schwab back-office a plus

 

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