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Entry Level Series 7 Jobs (NOW HIRING)

Foster Klima

Entry-Level Financial Advisor

Hopkins, MN · Remote

$105K/yr

As a FULL-TIME Entry-Level Financial Advisor for Foster Klima, there are no Sales Territories. Our ... Licensed (Life & Health, SIE, Series 7, Series 65/66) * Bachelors degree preferred About Company ...

Apply Early

Thompson Financial Group

$60K/yr

Continue the licensing path to obtain the Series 7 and 66. What We Provide * Licensing support and comprehensive training * Access to experienced mentors and internal specialists * Proven planning ...

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swipejobs LLC

Workplace Planning Consultant

Denver, CO · Remote

$55K - $69K/yr

Looking for a remote, entry-level or licensed financial advising role? This is your chance to join ... Active FINRA SIE, Series 7, and Series 66 (Series 63 + 65 accepted) · Partially Licensed or Early ...

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ACC Recruiters

Entry Level Wealth Manager

Saint Louis, MO · On-site

$39K - $50K/yr

Qualifications: • Bachelor's degree in Finance, Business, or related field. • Strong communication, technology, and organizational skills. • Ability to pass FINRA SIE, Series 7, and 66 exams ...

Foster Klima

Early Career Advisor

Fargo, ND · Remote

$125K/yr

The client is seeking motivated individuals to join their team as Entry-Level Insurance/Financial ... Licensed (Life & Health, SIE, Series 6/63 or Series 7, Series 65/66) * Bachelors Degree preferred ...

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All JobsEntry Level Series 7 Jobs

Entry Level Series 7 information

See salary details

$25K

$47.8K

$68.5K

How much do entry level series 7 jobs pay per year?

As of Jul 6, 2026, the average yearly pay for entry level series 7 in the United States is $47,831.00, according to ZipRecruiter salary data. Most workers in this role earn between $40,500.00 and $52,000.00 per year, depending on experience, location, and employer.

What jobs can you get with your Series 7?

With a Series 7 license, you can work as a registered representative, selling a wide range of securities such as stocks, bonds, mutual funds, and options. Common roles include financial advisor, stockbroker, and securities broker, often working for brokerage firms or financial institutions. The license allows you to provide investment advice and execute client transactions within regulatory guidelines.

What is the difference between Entry Level Series 7 vs Entry Level Financial Advisor?

AspectEntry Level Series 7Entry Level Financial Advisor
CertificationsSeries 7 license requiredSeries 7 license often required, plus CFP or other certifications
Work EnvironmentFinancial firms, brokerage housesFinancial planning firms, banks, independent advisories
Job FocusSelling securities, investment productsProviding financial planning and advice
Industry UsageCommonly used in brokerage and trading rolesUsed in personal financial planning and wealth management

The Entry Level Series 7 role primarily involves selling securities and requires passing the Series 7 exam. In contrast, an Entry Level Financial Advisor focuses on comprehensive financial planning, often holding additional certifications like CFP. While both roles may require the Series 7 license, their work environments and job focus differ, with the Series 7 role centered on securities trading and the Financial Advisor role on client financial planning.

What jobs make $3,000 a day?

High-level financial roles such as hedge fund managers, investment bankers, and senior traders can earn $3,000 or more per day through bonuses, commissions, and profit sharing. These positions typically require extensive experience, advanced degrees, and strong analytical skills, often working in fast-paced, high-stakes environments.

What professions make 200,000 a year without a degree?

Entry-level Series 7 licensed professionals, such as stockbrokers or financial advisors, can potentially earn $200,000 or more annually through commissions and client fees. Success in these roles depends on sales skills, client base, and industry experience, often without requiring a college degree but needing passing the Series 7 exam and ongoing licensing requirements.

What is an Entry Level Series 7 professional?

An Entry Level Series 7 professional is someone who has recently passed the FINRA Series 7 exam and is licensed to trade securities such as stocks, bonds, and mutual funds. Typically, these individuals are new to the financial industry and may work as registered representatives or stockbrokers at brokerage firms. They assist clients with investment decisions, execute trades, and provide general financial advice, all under regulatory guidelines. Entry-level Series 7 professionals often work under the supervision of more experienced advisors as they gain experience and build their client base.

What jobs let you keep Series 7?

Jobs that typically allow professionals to keep their Series 7 license include financial advisor, stockbroker, securities representative, and investment consultant roles. These positions involve selling or advising on securities and require maintaining the license, which may also necessitate ongoing continuing education and compliance with regulatory standards.

What are the key skills and qualifications needed to thrive as an Entry Level Series 7 Financial Professional, and why are they important?

To thrive as an Entry Level Series 7 Financial Professional, you need a solid understanding of financial markets, investment products, and compliance regulations, usually supported by a bachelor’s degree and successful completion of the FINRA Series 7 exam. Familiarity with trading platforms, financial planning software, and client relationship management (CRM) systems is commonly required. Strong interpersonal skills, attention to detail, and a client-focused mindset help build trust and ensure effective communication. These skills and qualifications are crucial for delivering sound financial advice, maintaining regulatory compliance, and fostering lasting client relationships in a competitive industry.

What are some common challenges faced by Entry Level Series 7 professionals in their first year, and how can they overcome them?

Entry Level Series 7 professionals often face challenges such as building a client base, understanding complex financial products, and navigating regulatory requirements. The fast-paced environment requires strong organizational skills and the ability to quickly learn and apply new information. Overcoming these challenges involves seeking mentorship from experienced colleagues, dedicating time to study financial regulations, and actively participating in team meetings to stay updated on market trends. Proactively reaching out to potential clients and leveraging company resources can also help build confidence and success in the role.
More about Entry Level Series 7 jobs
What cities are hiring for Entry Level Series 7 jobs? Cities with the most Entry Level Series 7 job openings:
What are the most commonly searched types of Series 7 jobs? The most popular types of Series 7 jobs are:
What states have the most Entry Level Series 7 jobs? States with the most job openings for Entry Level Series 7 jobs include:
What job categories do people searching Entry Level Series 7 jobs look for? The top searched job categories for Entry Level Series 7 jobs are:
Entry Level Series 7 jobs near you
Infographic showing various Entry Level Series 7 job openings in the United States as of June 2026, with employment types broken down into 1% As Needed, 51% Full Time, 41% Part Time, 6% Contract, and 1% Nights. Highlights an 96% Physical, 1% Hybrid, and 3% Remote job distribution, with an average salary of $47,831 per year, or $23 per hour.
Financial Planning Role for Career Changers

Financial Planning Role for Career Changers

uFinancial Group

Mechanicsburg, PA • Remote

$50K - $80K/yr

Full-time

Posted 16 days ago

Be an early applicant

Job description

Do you feel stuck in your current industry? Are you looking for a way to be your own boss while also making a massive positive impact on the financial lives of individuals and businesses? Apply today for our entry level role to go through our training program, become fully licensed, and truly learn how to build your own fee based financial planning practice.


What do you need to be successful?

  • Coachable and being able to be pushed to the edge of your comfort zone.
  • A dedicated work ethic: independent, self-motivated and goal oriented.
  • Strong relationship building skills with a focus on putting people first


How will you get started? You will…

  • Partner with senior advisors to assist with their lower-level clients.
  • Develop and maintain long-term relationships with your own clients and clients of the firm.
  • Provide financial planning solutions through fact finding and needs analyses.


We will help you by providing…

  • Study material and sponsorship for SIE (Securities Industry Exam), Series 7 and Series 66
  • Initial stipends to subsidize income.
  • Opportunities for collaboration and mentorship from advisors 20+ years in the financial services business
  • Cutting edge technology that makes doing business much easier.
  • A team-based environment that sees collaboration as key to success.