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Entry Level Series 7 Jobs (NOW HIRING)

Thompson Financial Group

$60K/yr

Continue the licensing path to obtain the Series 7 and 66. What We Provide * Licensing support and comprehensive training * Access to experienced mentors and internal specialists * Proven planning ...

Squaremouth

Client Service Associate

Scottsdale, AZ · On-site

$14.75 - $20.25/hr

This entry-level position offers the opportunity to develop core knowledge of financial products ... SIE, Series 7, and Series 66 * Willingness to pursue CFP certification and additional industry ...

swipejobs LLC

Workplace Planning Consultant

Denver, CO · Remote

$55K - $69K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Looking for a remote, entry-level or licensed financial advising role? This is your chance to join ... Active FINRA SIE, Series 7, and Series 66 (Series 63 + 65 accepted) · Partially Licensed or Early ...

Foster Klima

Associate Financial Planner

Fargo, ND · On-site +1

  • Medical

  • Dental

  • Vision

  • Retirement

The client is seeking motivated individuals to join their team as Entry-Level Insurance/Financial ... 7, Series 65/66) • Bachelors Degree preferred

Foster Klima

Associate Financial Planner

Fargo, ND · Remote

$125K/yr

The client is seeking motivated individuals to join their team as Entry-Level Insurance/Financial ... Licensed (Life & Health, SIE, Series 6/63 or Series 7, Series 65/66) * Bachelors Degree preferred ...

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All JobsSeries 7 JobsEntry Level Series 7 Jobs

Entry Level Series 7 information

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$25K

$47.8K

$68.5K

How much do entry level series 7 jobs pay per year?

As of Aug 16, 2026, the average yearly pay for entry level series 7 in the United States is $47,831.00, according to ZipRecruiter salary data. Most workers in this role earn between $40,500.00 and $52,000.00 per year, depending on experience, location, and employer.

What is the difference between Entry Level Series 7 vs Entry Level Financial Advisor?

AspectEntry Level Series 7Entry Level Financial Advisor
CertificationsSeries 7 license requiredSeries 7 license often required, plus CFP or other certifications
Work EnvironmentFinancial firms, brokerage housesFinancial planning firms, banks, independent advisories
Job FocusSelling securities, investment productsProviding financial planning and advice
Industry UsageCommonly used in brokerage and trading rolesUsed in personal financial planning and wealth management

The Entry Level Series 7 role primarily involves selling securities and requires passing the Series 7 exam. In contrast, an Entry Level Financial Advisor focuses on comprehensive financial planning, often holding additional certifications like CFP. While both roles may require the Series 7 license, their work environments and job focus differ, with the Series 7 role centered on securities trading and the Financial Advisor role on client financial planning.

What kind of jobs can you do with an Entry Level Series 7?

An Entry Level Series 7 license qualifies individuals to work as registered representatives in securities firms, allowing them to sell a wide range of investment products such as stocks, bonds, mutual funds, and options. These roles typically involve client interaction, investment advising, and portfolio management under supervision, often requiring additional licenses or certifications for specialized services.

What is an entry level Series 7 professional?

An Entry Level Series 7 professional is someone who has recently passed the FINRA Series 7 exam and is licensed to trade securities such as stocks, bonds, and mutual funds. Typically, these individuals are new to the financial industry and may work as registered representatives or stockbrokers at brokerage firms. They assist clients with investment decisions, execute trades, and provide general financial advice, all under regulatory guidelines. Entry-level Series 7 professionals often work under the supervision of more experienced advisors as they gain experience and build their client base.

Will Entry Level Series 7 help me get a job?

The Entry Level Series 7 exam qualifies individuals to work as securities representatives, which can improve job prospects in the financial services industry. Passing the exam demonstrates knowledge of investment products and regulations, making candidates more competitive for entry-level roles such as financial advisor or broker. However, securing a job also depends on experience, networking, and employer requirements.

What are the key skills and qualifications needed to thrive as an entry level Series 7 professional?

To thrive as an Entry Level Series 7 Financial Professional, you need a solid understanding of financial markets, investment products, and compliance regulations, usually supported by a bachelor’s degree and successful completion of the FINRA Series 7 exam. Familiarity with trading platforms, financial planning software, and client relationship management (CRM) systems is commonly required. Strong interpersonal skills, attention to detail, and a client-focused mindset help build trust and ensure effective communication. These skills and qualifications are crucial for delivering sound financial advice, maintaining regulatory compliance, and fostering lasting client relationships in a competitive industry.

What are some common challenges faced by entry level Series 7 professionals in their first year, and how can they overcome them?

Entry Level Series 7 professionals often face challenges such as building a client base, understanding complex financial products, and navigating regulatory requirements. The fast-paced environment requires strong organizational skills and the ability to quickly learn and apply new information. Overcoming these challenges involves seeking mentorship from experienced colleagues, dedicating time to study financial regulations, and actively participating in team meetings to stay updated on market trends. Proactively reaching out to potential clients and leveraging company resources can also help build confidence and success in the role.
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Entry Level Series 7 jobs near you
Infographic showing various Entry Level Series 7 job openings in the United States as of August 2026, with employment types broken down into 84% Full Time, 12% Part Time, 1% Temporary, and 3% Contract. Highlights an 84% Physical, 4% Hybrid, and 12% Remote job distribution, with an average salary of $47,831 per year, or $23 per hour.

Entry Level Financial Services Professional

Thompson Financial Group

Baltimore, MD • On-site

Full-time

Re-posted 24 days ago

Job description

Description
Looking to pivot into a career with excellent earning potential, flexibility, and the chance to build your own career? Our Baltimore-based firm is expanding and seeking motivated career changers to join us as Financial Services Professionals.
This commission-based role is ideal for individuals who want to help others improve their financial futures while creating a long-term, relationship-driven career of their own. You'll receive comprehensive training, mentorship, and access to a full suite of financial solutions - including investments and insurance - to support your growth to becoming a fully licensed financial advisor with your own book of business.
Who Thrives in This Role
  • Professionals from sales, education, hospitality, real estate, customer service, or the military
  • Self-starters who are coachable, driven, and excited to build something meaningful
  • People who enjoy connecting with others and making a positive impact
  • Individuals seeking flexibility, autonomy, and upside income potential
  • Anyone ready to learn the financial services industry, with strong support behind them

Responsibilities
What You'll Do
• Build relationships with individuals, families, and small businesses
• Provide guidance on protection, investment, and retirement strategies
• Develop customized financial solutions using a broad product portfolio
• Grow your client base through networking and community engagement
• Manage your schedule, business development, and long-term practice growth
• Continue the licensing path to obtain the Series 7 and 66.
What We Provide
• Licensing support and comprehensive training
• Access to experienced mentors and internal specialists
• Proven planning tools and business development resources
• Marketing support and practice management guidance
• A collaborative, business environment backed by a national organization
Qualifications
Ideal Candidate Profile
• Demonstrated business mindset and track record of business development or sales experience.
• Goal‑oriented, with the discipline to manage time, prospecting, and follow‑through
• Resilient and coachable, open to feedback and continuous improvement
• Strong communication and relationship‑building skills, comfortable engaging with diverse individuals
• Bachelor's degree preferred, but not required
• L&H license required at contracting, with Series 7, 66 licenses expected in the first year.
Contact us today to discuss a career move that could have a profound impact on your life.

Apply