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Entry Level Series 7 Jobs in Florida (NOW HIRING)

Equitable Advisors

FL · On-site

FINRA Series 7 and 66 (or willingness to obtain with company sponsorship) Comprehensive Training and Support We know starting your career in wealth management can be challenging. That's why we ...

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All JobsSeries 7 JobsEntry Level Series 7 JobsEntry Level Series 7 Jobs in Florida

Entry Level Series 7 information

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$18.7K

$35.7K

$51.2K

How much do entry level series 7 jobs pay per year?

As of Sep 2, 2026, the average yearly pay for entry level series 7 in Florida is $35,744.00, according to ZipRecruiter salary data. Most workers in this role earn between $30,300.00 and $38,900.00 per year, depending on experience, location, and employer.

What is an entry level Series 7 professional?

An Entry Level Series 7 professional is someone who has recently passed the FINRA Series 7 exam and is licensed to trade securities such as stocks, bonds, and mutual funds. Typically, these individuals are new to the financial industry and may work as registered representatives or stockbrokers at brokerage firms. They assist clients with investment decisions, execute trades, and provide general financial advice, all under regulatory guidelines. Entry-level Series 7 professionals often work under the supervision of more experienced advisors as they gain experience and build their client base.

What are the key skills and qualifications needed to thrive as an entry level Series 7 professional?

To thrive as an Entry Level Series 7 Financial Professional, you need a solid understanding of financial markets, investment products, and compliance regulations, usually supported by a bachelor’s degree and successful completion of the FINRA Series 7 exam. Familiarity with trading platforms, financial planning software, and client relationship management (CRM) systems is commonly required. Strong interpersonal skills, attention to detail, and a client-focused mindset help build trust and ensure effective communication. These skills and qualifications are crucial for delivering sound financial advice, maintaining regulatory compliance, and fostering lasting client relationships in a competitive industry.

What are some common challenges faced by entry level Series 7 professionals in their first year, and how can they overcome them?

Entry Level Series 7 professionals often face challenges such as building a client base, understanding complex financial products, and navigating regulatory requirements. The fast-paced environment requires strong organizational skills and the ability to quickly learn and apply new information. Overcoming these challenges involves seeking mentorship from experienced colleagues, dedicating time to study financial regulations, and actively participating in team meetings to stay updated on market trends. Proactively reaching out to potential clients and leveraging company resources can also help build confidence and success in the role.

What is the difference between Entry Level Series 7 vs Entry Level Financial Advisor?

AspectEntry Level Series 7Entry Level Financial Advisor
CertificationsSeries 7 license requiredSeries 7 license often required, plus CFP or other certifications
Work EnvironmentFinancial firms, brokerage housesFinancial planning firms, banks, independent advisories
Job FocusSelling securities, investment productsProviding financial planning and advice
Industry UsageCommonly used in brokerage and trading rolesUsed in personal financial planning and wealth management

The Entry Level Series 7 role primarily involves selling securities and requires passing the Series 7 exam. In contrast, an Entry Level Financial Advisor focuses on comprehensive financial planning, often holding additional certifications like CFP. While both roles may require the Series 7 license, their work environments and job focus differ, with the Series 7 role centered on securities trading and the Financial Advisor role on client financial planning.

What kind of jobs can you do with an Entry Level Series 7?

An Entry Level Series 7 license qualifies individuals to work as registered representatives in securities firms, allowing them to sell a wide range of investment products such as stocks, bonds, mutual funds, and options. These roles typically involve client interaction, investment advising, and portfolio management support, often under supervision and with additional licensing or certifications as needed.

Will Entry Level Series 7 help me get a job?

The Entry Level Series 7 exam qualifies individuals to work as securities representatives, which can improve job prospects in the financial services industry. Passing the exam demonstrates knowledge of investment products and regulations, making candidates more competitive for entry-level roles such as financial advisor or broker. However, securing a job also depends on experience, networking, and employer requirements.

What are the most commonly searched types of Series 7 jobs in Florida?

The most popular types of Series 7 jobs in Florida are:

What are popular job titles related to Entry Level Series 7 jobs in Florida?

For Entry Level Series 7 jobs in Florida, the most frequently searched job titles are:

What job categories do people searching Entry Level Series 7 jobs in Florida look for?

The top searched job categories for Entry Level Series 7 jobs in Florida are:

What cities in Florida are hiring for Entry Level Series 7 jobs?

Cities in Florida with the most Entry Level Series 7 job openings:

Entry Level Series 7 jobs near you
Infographic showing various Entry Level Series 7 job openings in Florida as of August 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $35,744 per year, or $17.2 per hour.

Boca Raton, Florida - Brokerage firm - Operations Associate at ViewTrade

ViewTrade

Boca Raton, FL • On-site

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 7 days ago

Job description

ViewTrade Securities is currently looking for an Operations Associate for our Boca Raton, FL office.

We are seeking full time candidates ranging from entry level to general knowledge of all aspects of Operations processing with experience in the brokerage industry with a Series 7 License preferably, and Microsoft Excel and Outlook Organizational Skills.

Must possess strong professional communication skills; with the ability to develop positive working relationships and provide excellent customer service for both our national and international clients. Must be team oriented and work well under pressure, capable of working with multiple systems, must have high attention to detail, the ability to process work accurately and meet deadlines, ability to work independently and think critically exercising good judgment, excellent problem resolution, organizational, and follow-up skills are a must, and the ability to embrace change and work in a fast-paced environment.

Duties include, but not limited to: 

  • New Account opening, updates, and closure.
  • Documentation processing, ACATs, etc.
  • Cash Disbursements; Checks, Journals, Wires, ACHs. 
  • Securities Processing, Corp Actions, DTC, DRS, DWAC, etc.
  • Trading system monitoring, entering unsolicited trades when needed, and processing options exercising, etc.
  • Assist our team and clients in all operations related inquiries.
  • Provide operational reports.

At ViewTrade you will have a competitive salary, excellent benefit packages which include Health, Dental, Vision, Life Insurance and 401K Plan with employer match and paid time off.