Responsibilities of the Operations Manager (RIA): • Oversee day-to-day office operations and ensure smooth workflow across departments. • Manage and supervise the operations and case processing ...
Responsibilities of the Operations Manager (RIA): • Oversee day-to-day office operations and ensure smooth workflow across departments. • Manage and supervise the operations and case processing ...
Client Service & Operations Associate
Bloomfield Hills, MI · On-site
$65K - $75K/yr
Requirements What We're Looking For * 3+ years of experience in wealth management, financial services, RIA operations, or client service. * Experience in similar roles such as Client Associate ...
Client Service & Operations Associate
Bloomfield Hills, MI · On-site
$65K - $75K/yr
Requirements What We're Looking For * 3+ years of experience in wealth management, financial services, RIA operations, or client service. * Experience in similar roles such as Client Associate ...
Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ensure smooth workflow across departments. · Manage and supervise the operations and case processing ...
Quick apply
Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ensure smooth workflow across departments. · Manage and supervise the operations and case processing ...
Familiarity with wealth management, RIA operations, or financial services is preferred. Internal Application Policy: Internal applicants must be in good standing and have a minimum of 1 year of ...
Familiarity with wealth management, RIA operations, or financial services is preferred. Internal Application Policy: Internal applicants must be in good standing and have a minimum of 1 year of ...
Office Manager - Financial Services - Roswell, GA
$83K - $109K/yr
Candidates must demonstrate a strong understanding of RIA operations, regulations, and client service standards. What you'll do: * Maintain weekly scorecard metrics for the firm and update weekly KPI'
Office Manager - Financial Services - Roswell, GA
$83K - $109K/yr
Candidates must demonstrate a strong understanding of RIA operations, regulations, and client service standards. What you'll do: * Maintain weekly scorecard metrics for the firm and update weekly KPI'
Senior Client Service Associate
Los Angeles, CA · On-site
$125K - $175K/yr
Utilize a deep understanding of RIA operations to conduct research, solve service gaps, anticipate client needs, and participate in firm-wide projects. What You'll Bring to the Table: * The Pedigree:
Senior Client Service Associate
Los Angeles, CA · On-site
$125K - $175K/yr
Utilize a deep understanding of RIA operations to conduct research, solve service gaps, anticipate client needs, and participate in firm-wide projects. What You'll Bring to the Table: * The Pedigree:
Executive Assistant
Cypress, TX · On-site
$50K - $70K/yr
Strong understanding of RIA operations, sales cycles, client service models, and compliance-aware environments * Proven ability to manage complex schedules, confidential communications, and high ...
Quick apply
Executive Assistant
Cypress, TX · On-site
$50K - $70K/yr
Strong understanding of RIA operations, sales cycles, client service models, and compliance-aware environments * Proven ability to manage complex schedules, confidential communications, and high ...
The opportunity We're looking for a Corporate RIA Onboarding Program Lead to own the onboarding ... Partner with Compliance and Operations on segment-specific onboarding requirements (supervision, U4 ...
The opportunity We're looking for a Corporate RIA Onboarding Program Lead to own the onboarding ... Partner with Compliance and Operations on segment-specific onboarding requirements (supervision, U4 ...
Develop, maintain, and refine RIA-focused business plans, including advisor segmentation ... operations, or senior leadership to advance opportunities or resolve issues. * Support systematic ...
Develop, maintain, and refine RIA-focused business plans, including advisor segmentation ... operations, or senior leadership to advance opportunities or resolve issues. * Support systematic ...
Develop, maintain, and refine RIA-focused business plans, including advisor segmentation ... operations, or senior leadership to advance opportunities or resolve issues. * Support systematic ...
Develop, maintain, and refine RIA-focused business plans, including advisor segmentation ... operations, or senior leadership to advance opportunities or resolve issues. * Support systematic ...
The Enterprise RIA Associate Relationship Manager serves as a critical bridge between the ... The ARM develops and maintains a deep understanding of partner firm platforms, operational ...
The Enterprise RIA Associate Relationship Manager serves as a critical bridge between the ... The ARM develops and maintains a deep understanding of partner firm platforms, operational ...
The opportunity We're looking for a Corporate RIA Onboarding Program Lead to own the onboarding ... Partner with Compliance and Operations on segment-specific onboarding requirements (supervision, U4 ...
The opportunity We're looking for a Corporate RIA Onboarding Program Lead to own the onboarding ... Partner with Compliance and Operations on segment-specific onboarding requirements (supervision, U4 ...
The opportunity We're looking for a Corporate RIA Onboarding Program Lead to own the onboarding ... Partner with Compliance and Operations on segment-specific onboarding requirements (supervision, U4 ...
The opportunity We're looking for a Corporate RIA Onboarding Program Lead to own the onboarding ... Partner with Compliance and Operations on segment-specific onboarding requirements (supervision, U4 ...
Develop, maintain, and refine RIA-focused business plans, including advisor segmentation ... operations, or senior leadership to advance opportunities or resolve issues. * Support systematic ...
Develop, maintain, and refine RIA-focused business plans, including advisor segmentation ... operations, or senior leadership to advance opportunities or resolve issues. * Support systematic ...
As Internal Sales - RIA Distribution with Hines, you will serve as a consultative distribution ... operations, or senior leadership to advance opportunities or resolve issues. * Support systematic ...
As Internal Sales - RIA Distribution with Hines, you will serve as a consultative distribution ... operations, or senior leadership to advance opportunities or resolve issues. * Support systematic ...
RIA Business Development, Senior Associate
New York, NY · On-site +1
$150K - $170K/yr
Coordinate with Compliance, Legal, Operations, and National Accounts to facilitate onboarding ... Build long-term relationships with key RIA decision-makers. * Conduct presentations, webinars, and ...
RIA Business Development, Senior Associate
New York, NY · On-site +1
$150K - $170K/yr
Coordinate with Compliance, Legal, Operations, and National Accounts to facilitate onboarding ... Build long-term relationships with key RIA decision-makers. * Conduct presentations, webinars, and ...
Client Implementation Specialist - Enterprise
New York, NY · On-site
$85K - $110K/yr
Are familiar with RIA operations, compliance requirements, and wealth management concepts like fee billing, performance reporting, and client portfolio management * Have taken finance or accounting ...
Client Implementation Specialist - Enterprise
New York, NY · On-site
$85K - $110K/yr
Are familiar with RIA operations, compliance requirements, and wealth management concepts like fee billing, performance reporting, and client portfolio management * Have taken finance or accounting ...
Chief Compliance Officer
Rockville, MD · On-site
Lead the identification, assessment, and mitigation of compliance risks across ISS's RIA operations * Maintain a risk-based compliance monitoring and testing program aligned with the firm's risk ...
Chief Compliance Officer
Rockville, MD · On-site
Lead the identification, assessment, and mitigation of compliance risks across ISS's RIA operations * Maintain a risk-based compliance monitoring and testing program aligned with the firm's risk ...
OR · On-site
Proactively engage RIA prospects and distribution contacts through outbound phone, email, and ... operational advantages of a unified managed account (UMA) approach * Maintain an active and ...
OR · On-site
Proactively engage RIA prospects and distribution contacts through outbound phone, email, and ... operational advantages of a unified managed account (UMA) approach * Maintain an active and ...
Client Service Associate (RIA) $75K-$85K - Towson, MD | Apply Now
Towson, MD · On-site
$75K - $85K/yr
About the job Client Service Associate (RIA) $75K-$85K - Towson, MD | Apply Now Now Hiring: Client ... broker-dealer operations and client service experience within financial advisory practice ...
Client Service Associate (RIA) $75K-$85K - Towson, MD | Apply Now
Towson, MD · On-site
$75K - $85K/yr
About the job Client Service Associate (RIA) $75K-$85K - Towson, MD | Apply Now Now Hiring: Client ... broker-dealer operations and client service experience within financial advisory practice ...
Ria Operations information
See salary details
$39.9K is the 25th percentile. Wages below this are outliers.
$31.5K - $41K
28% of jobs
$41K - $50.6K
13% of jobs
$50.6K - $60.1K
5% of jobs
The median wage is $68.5K / yr.
$60.1K - $69.7K
4% of jobs
$69.7K - $79.2K
5% of jobs
$79.2K - $88.8K
7% of jobs
$88.8K - $98.3K
7% of jobs
$101.7K is the 75th percentile. Wages above this are outliers.
$98.3K - $107.9K
13% of jobs
$107.9K - $117.4K
9% of jobs
$117.4K - $127K
3% of jobs
$127K - $136.5K
4% of jobs
$31.5K
$77.3K
$136.5K
How much do ria operations jobs pay per year?
What is Ria Operations?
What are the key skills and qualifications needed to thrive as a Ria Operations specialist?
What are some common challenges faced in a Ria Operations role, and how can I prepare for them?
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Cities with the most Ria Operations job openings:
What states have the most Ria Operations jobs?
States with the most job openings for Ria Operations jobs include:
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The top searched job categories for Ria Operations jobs are:

Operations Manager (Wealth Management/RIA)
Fort Worth, TX • On-site
Full-time
Re-posted 14 days ago
Job description
Responsibilities of the Operations Manager (RIA):
• Oversee day-to-day office operations and ensure smooth workflow across departments.
• Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
• Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
• Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
• Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
• Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
• Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
• Collaborate with leadership to drive new business development and operational strategy.
• Support recruiting, onboarding, and training of new staff as the firm grows.
• Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
• 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
• Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
• Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
• Experience with annuity business processing strongly preferred.
• Proven leadership and team management abilities.
• Excellent organizational, problem-solving, and communication skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
• Bachelor's degree in Finance, Business, or related field preferred.
What the Position Offers:
• Leadershiprole with significant impact on firm's growth and success
• Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match