Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Senior RIA Operations Consultant
Dallas, TX · On-site
$90K - $110K/yr
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and advisory teams, delivering hands-on support while also driving operational enablement, training, and ...
Quick apply
Senior RIA Operations Consultant
Dallas, TX · On-site
$90K - $110K/yr
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and advisory teams, delivering hands-on support while also driving operational enablement, training, and ...
Senior RIA Operations Consultant
$90K - $110K/yr
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and advisory teams, delivering hands-on support while also driving operational enablement, training, and ...
Quick apply
Senior RIA Operations Consultant
$90K - $110K/yr
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and advisory teams, delivering hands-on support while also driving operational enablement, training, and ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and advisory teams, delivering hands-on support while also driving operational enablement, training, and ...
Quick apply
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and advisory teams, delivering hands-on support while also driving operational enablement, training, and ...
RIA Operations Manager
Mill Valley, CA · Remote
$85K - $100K/yr
Working knowledge of RIA operations, compliance processes, billing, and advisor workflows * Strong proficiency in Google Sheets (dashboard building required) * Experience auditing work for quality ...
RIA Operations Manager
Mill Valley, CA · Remote
$85K - $100K/yr
Working knowledge of RIA operations, compliance processes, billing, and advisor workflows * Strong proficiency in Google Sheets (dashboard building required) * Experience auditing work for quality ...
RIA Operations Manager
Mill Valley, CA · Remote
$85K - $100K/yr
Working knowledge of RIA operations, compliance processes, billing, and advisor workflows * Strong proficiency in Google Sheets (dashboard building required) * Experience auditing work for quality ...
Quick apply
RIA Operations Manager
Mill Valley, CA · Remote
$85K - $100K/yr
Working knowledge of RIA operations, compliance processes, billing, and advisor workflows * Strong proficiency in Google Sheets (dashboard building required) * Experience auditing work for quality ...
Operations Manager
Red Bank, NJ · On-site
The RIA Operations Manager is responsible for managing the day-to-day operational activities of our Red Bank, NJ office. As a single-office Registered Investment Advisor (RIA), this role is central ...
Quick apply
Operations Manager
Red Bank, NJ · On-site
The RIA Operations Manager is responsible for managing the day-to-day operational activities of our Red Bank, NJ office. As a single-office Registered Investment Advisor (RIA), this role is central ...
Lead the operational strategy and control environment for Associated Investment Services' broker-dealer and RIA platform. This role drives operational integrity, regulatory alignment, and technology ...
Lead the operational strategy and control environment for Associated Investment Services' broker-dealer and RIA platform. This role drives operational integrity, regulatory alignment, and technology ...
Lead the operational strategy and control environment for Associated Investment Services' broker-dealer and RIA platform. This role drives operational integrity, regulatory alignment, and technology ...
Lead the operational strategy and control environment for Associated Investment Services' broker-dealer and RIA platform. This role drives operational integrity, regulatory alignment, and technology ...
Lead the operational strategy and control environment for Associated Investment Services' broker-dealer and RIA platform. This role drives operational integrity, regulatory alignment, and technology ...
Lead the operational strategy and control environment for Associated Investment Services' broker-dealer and RIA platform. This role drives operational integrity, regulatory alignment, and technology ...
Client Service & Operations Associate
Bloomfield Hills, MI · On-site
$65K - $75K/yr
What we're looking for: * 3+ years of experience in wealth management, financial services, RIA operations, or client service. * Experience in similar roles such as Client Associate, Operations ...
Client Service & Operations Associate
Bloomfield Hills, MI · On-site
$65K - $75K/yr
What we're looking for: * 3+ years of experience in wealth management, financial services, RIA operations, or client service. * Experience in similar roles such as Client Associate, Operations ...
Responsibilities of the Operations Manager (RIA): • Oversee day-to-day office operations and ensure smooth workflow across departments. • Manage and supervise the operations and case processing ...
Responsibilities of the Operations Manager (RIA): • Oversee day-to-day office operations and ensure smooth workflow across departments. • Manage and supervise the operations and case processing ...
Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ensure smooth workflow across departments. · Manage and supervise the operations and case processing ...
Quick apply
Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ensure smooth workflow across departments. · Manage and supervise the operations and case processing ...
Requirements What We're Looking For * 3+ years of experience in wealth management, financial services, RIA operations, or client service. * Experience in similar roles such as Client Associate ...
Requirements What We're Looking For * 3+ years of experience in wealth management, financial services, RIA operations, or client service. * Experience in similar roles such as Client Associate ...
Strong understanding of client service and RIA operations * Exceptional organizational, communication, and client service skills * Ability to thrive in a fast-paced, evolving environment Why Ashton ...
Strong understanding of client service and RIA operations * Exceptional organizational, communication, and client service skills * Ability to thrive in a fast-paced, evolving environment Why Ashton ...
Ria Operations information
See salary details
$39.9K is the 25th percentile. Wages below this are outliers.
$31.5K - $41K
28% of jobs
$41K - $50.6K
13% of jobs
$50.6K - $60.1K
5% of jobs
The median wage is $68.5K / yr.
$60.1K - $69.7K
4% of jobs
$69.7K - $79.2K
5% of jobs
$79.2K - $88.8K
7% of jobs
$88.8K - $98.3K
7% of jobs
$101.7K is the 75th percentile. Wages above this are outliers.
$98.3K - $107.9K
13% of jobs
$107.9K - $117.4K
9% of jobs
$117.4K - $127K
3% of jobs
$127K - $136.5K
4% of jobs
$31.5K
$77.3K
$136.5K
How much do ria operations jobs pay per year?
What are some common challenges faced in a Ria Operations role, and how can I prepare for them?
What are the key skills and qualifications needed to thrive as a Ria Operations specialist, and why are they important?
What are Ria Operations?

Full-time
Posted 13 days ago
Job description
Director of Brokerage and RIA Operations
If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable control environment, we should talk. Our client is seeking a Director of Brokerage, RIA Operations & Controls to lead the operational strategy, technology enablement, and control framework for its broker-dealer and RIA platform.
This highly visible leadership role oversees account opening, trade support, product governance, clearing firm relationships, commission processing, reconciliation, reporting, and operational integrity while partnering closely with Finance, Risk, Compliance, and Private Wealth. You'll serve as the Operations Principal and FINOP specialist, helping shape a scalable, best-in-class operating model designed for growth.
Qualified candidates will bring 10+ years of broker-dealer or RIA operations experience, including 7+ years of leadership experience, along with a strong understanding of controls, regulatory requirements, and technology-driven efficiency. Series 7, 24, and 27 licenses are required, though candidates possessing two of the three will be considered; Series 4 and 66 (or 63/65) are a plus. Available in Green Bay and Milwaukee only! If you appreciate strong controls, clean reconciliations, and the satisfaction that comes from making complex operations look effortless, you may have just found your people.
To learn more about our organization please visit us at www.westportone.com
To apply for this position, submit your resume by choosing one of the following:
- ***CLICKING “APPLY NOW” ON THIS PAGE*** (PREFERRED)
- Email your resume in WORD format to mollie@westportone.com. Please refer to job reference code NB/DBRIAWI in the subject line.
- NO CALLS PLEASE
About Management Recruiters International
Sourced by ZipRecruiter
Industry
Recruiting and staffing services
Company size
1,001 - 5,000 Employees
Headquarters location
Goose Creek, SC, US