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Ria Operations Jobs in Minnesota (NOW HIRING)

Investment Advisory Counsel

Oakdale, MN · On-site

$250K - $300K/yr

... operations. * Provide guidance on fiduciary obligations, disclosures and advisory business practices. RIA M&A & Integration Leadership * Lead legal aspects of RIA acquisitions, including regulatory ...

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Collaborate with internal departments (e.g., financial planning, investment operations, compliance ...

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Collaborate with internal departments (e.g., financial planning, investment operations, compliance ...

Tax Manager, Sales Tax

Brooklyn Park, MN · On-site

$73K - $132K/yr

... operational knowledge while working on a wide range of strategic priorities. You will work closely ... Experience with CCH, RIA, and/or Avalara * Experience in using data and analytical tools including ...

Tax Manager, Sales Tax

Minneapolis, MN · Hybrid

$73K - $132K/yr

... operational knowledge while working on a wide range of strategic priorities. You will work closely ... Experience with CCH, RIA, and/or Avalara * Experience in using data and analytical tools including ...

... operations professionals. We are always looking for talented, service-focused individuals to join ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...

Ria Operations information

What are some common challenges faced in a Ria Operations role, and how can I prepare for them?

In a Ria Operations role, you may frequently encounter challenges related to compliance with international money transfer regulations, managing high transaction volumes, and ensuring accuracy in data processing. Being detail-oriented and staying updated on regulatory changes are critical to overcoming these challenges. Additionally, developing strong communication skills will help you collaborate effectively with compliance teams, customer service, and external partners. Proactively learning about anti-money laundering (AML) and fraud prevention practices can also give you a competitive edge.

What are the key skills and qualifications needed to thrive as a Ria Operations specialist, and why are they important?

To thrive as a Ria Operations specialist, you need a solid understanding of financial operations, compliance, and transaction processing, often supported by a degree in finance or business administration. Familiarity with payment processing systems, anti-money laundering (AML) compliance tools, and Ria’s proprietary platforms is typically required. Attention to detail, problem-solving skills, and effective communication are crucial soft skills in this role. These competencies ensure accurate, secure, and efficient handling of financial transactions while maintaining regulatory compliance.

What are Ria Operations?

Ria Operations typically refer to the functions and processes involved in managing money transfer and remittance services within the Ria Money Transfer company. This includes handling transactions, ensuring compliance with financial regulations, customer service, and supporting the secure and efficient movement of funds across borders. Operations staff work to prevent fraud, resolve customer issues, and maintain smooth workflow within the company. Their role is crucial in delivering reliable and timely remittance services to customers worldwide.
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Infographic showing various Ria Operations job openings in Minnesota as of July 2026, with employment types broken down into 100% Full Time. Highlights an 60% In-person, 33% Hybrid, and 7% Remote job distribution.

Client Operations Associate - Manager

DSG CAPITAL ADVISORS, LLC

Minneapolis, MN

$70K - $85K/yr

Full-time

Posted 22 days ago


Job description

We're growing — and we're looking for the person to keep everything running smoothly.

DSG Capital Advisors is a boutique, fast-growing Registered Investment Advisor (RIA) based in Edina, MN. We serve a select group of high-net-worth client families through a personalized, Family Office model, and as we grow, we're adding a Client Operations Associate / Manager to our team.

This isn't a back-office role. You'll work side by side with our advisors, leadership, and clients, playing a meaningful part in the experience we deliver every day.

What you'll do:

· Manage day-to-day operations and workflows across the firm

· Support client onboarding, account management, and service requests

· Coordinate between advisors, leadership, and custodians

· Identify and improve operational processes as we scale

· Contribute to a team-first culture built on accountability and excellence

Who we're looking for:

· 2–8 years of operations experience in an RIA, wealth management, or financial services environment

· Someone who thrives in a boutique, high-touch setting — not a large corporation

· Detail-oriented, proactive, and comfortable wearing multiple hats

· A collaborative communicator who takes ownership of their work

· A process-driven professional dedicated to streamlining workflows and maximizing operational efficiency.

We value people who show up, invest in the team, and grow with the firm. As DSG continues to expand, we are committed to recognizing and rewarding those who make meaningful contributions to our success.

DSG Capital Advisors, LLC does not discriminate based on race, color, religion, sex, national origin, age, disability, or genetic information.