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Finop Jobs (NOW HIRING)

Carlyle

Capital Markets Finance & Operations

Manhattan, NY · On-site

$200 - $250/hr

Serve as the designated FINOP responsible for FINRA Rule 1220(a)(4) obligations, including ensuring the broker-dealer maintains required minimum net capital under SEC Rule 15c3-1 (the "Net Capital ...

1P284 THE CARLYLE GROUP EMPLOYEE CO., LLC

$200 - $250/hr

Serve as the designated FINOP responsible for FINRA Rule 1220(a)(4) obligations, ensuring mandatory net capital compliance with SEC Rule 15c3‑1 (the "Net Capital Rule"). * Prepare and file all ...

Varsity Tutors

Series 27 Tutor

Gilbert, AZ · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

Varsity Tutors

Series 27 Tutor

Spanish Fork, UT · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

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Finop information

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$100.7K

$190K

How much do finop jobs pay per year?

As of Sep 5, 2026, the average yearly pay for finop in the United States is $100,669.00, according to ZipRecruiter salary data. Most workers in this role earn between $72,500.00 and $106,000.00 per year, depending on experience, location, and employer.

What is a finop?

A Finop (Financial and Operations Principal) is responsible for overseeing a firm's financial and regulatory compliance, typically in the securities or brokerage industry. They ensure adherence to FINRA and SEC regulations, manage financial reporting, and monitor capital requirements. Finops play a key role in maintaining the financial health of a firm while ensuring all operations align with industry standards.

What are the main daily responsibilities of a finop in a broker-dealer firm?

A Finop is responsible for preparing and reviewing financial statements, ensuring compliance with SEC and FINRA regulations, and submitting regulatory filings such as FOCUS reports on a regular schedule. They work closely with accounting and operations teams to reconcile accounts, address compliance issues, and respond to regulatory inquiries. Finops are also often called upon to implement internal controls and provide guidance on maintaining the firm’s financial compliance. This role requires frequent collaboration with both senior management and external auditors, ensuring the firm’s financial practices meet industry standards and legal obligations.

What are the key skills and qualifications needed to thrive in the finop position, and why are they important?

To thrive as a Finop (Financial and Operations Principal), you need a strong understanding of broker-dealer financial regulations, accounting principles, and compliance procedures, typically supported by a Series 27 or Series 28 FINRA license. Experience with regulatory reporting systems, financial statement preparation, and tools such as Excel and specialized compliance software is important. Attention to detail, problem-solving ability, and strong communication skills help Finops effectively interact with regulators and internal teams. These skills ensure accuracy in financial reporting, protect the firm from regulatory risk, and support smooth operations in a complex financial environment.

Is FinOps a good career?

FinOps is a growing field focused on managing cloud financial operations, combining finance, technology, and operations skills. It offers opportunities for career advancement, especially for those with expertise in cloud platforms, budgeting, and cost optimization tools. The role is in demand as organizations seek to control cloud spending and improve financial efficiency.

What are the responsibilities of a FinOp?

A FinOp, or Financial Operations professional, is responsible for managing financial reporting, ensuring compliance with regulations, and overseeing accounting processes within a financial or trading firm. They handle tasks such as reconciling accounts, preparing financial statements, and maintaining accurate records, often using specialized software and requiring strong attention to detail. The role typically requires knowledge of financial regulations and certifications like the Series 27 or Series 99.
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Finop jobs near you
Infographic showing various Finop job openings in the United States as of August 2026, with employment types broken down into 7% Full Time, and 93% Part Time. Highlights an 4% Physical, 1% Hybrid, and 95% Remote job distribution, with an average salary of $100,669 per year, or $48.4 per hour.

CFO & FINOP (Series 27) -- Broker-Dealer Leader (New York)

Hold Brothers Capital, LLC

Manhattan, NY • On-site

Full-time

Re-posted 13 days ago

Job description

Hold Brothers Capital, LLC is seeking a CFO/FINOP to oversee accounting and regulatory filing functions for a self-clearing broker‑dealer. The role reports to the CEO and entails hands‑on day‑to‑day accounting, financial reporting, payroll, reconciliations, tax filings, and coordination with external auditors and regulators.

Series 27 is required. Key duties include managing FINOP responsibilities, preparing consolidated financial statements, maintaining banking relationships, and ensuring

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