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Finop Jobs (NOW HIRING)

Varsity Tutors

Series 27 Tutor

Bridgeport, CT · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

Varsity Tutors

Series 27 Tutor

Albuquerque, NM · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

Varsity Tutors

Series 27 Tutor

Binghamton, NY · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

Varsity Tutors

Series 27 Tutor

Charlotte, NC · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

Varsity Tutors

Series 27 Tutor

Wilmington, NC · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

Varsity Tutors

Series 27 Tutor

SC · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

Varsity Tutors

Series 27 Tutor

Mount Vernon, NY · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

Varsity Tutors

Series 27 Tutor

MS · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

Varsity Tutors

Series 27 Tutor

MI · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

Varsity Tutors

Series 27 Tutor

Lincoln, NE · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

Varsity Tutors

Series 27 Tutor

Lawrence, MA · Remote

$18 - $40/hr

Ability to explain SEC Rule 15c3-1 net capital requirements, customer reserve formula, and FOCUS report preparation while preparing compliance professionals for FINOP qualification. * Strategic Test ...

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How much do finop jobs pay per year?

As of Jul 27, 2026, the average yearly pay for finop in the United States is $100,669.00, according to ZipRecruiter salary data. Most workers in this role earn between $72,500.00 and $106,000.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive in the Finop position, and why are they important?

To thrive as a Finop (Financial and Operations Principal), you need a strong understanding of broker-dealer financial regulations, accounting principles, and compliance procedures, typically supported by a Series 27 or Series 28 FINRA license. Experience with regulatory reporting systems, financial statement preparation, and tools such as Excel and specialized compliance software is important. Attention to detail, problem-solving ability, and strong communication skills help Finops effectively interact with regulators and internal teams. These skills ensure accuracy in financial reporting, protect the firm from regulatory risk, and support smooth operations in a complex financial environment.

What is a Finop job?

A Finop (Financial and Operations Principal) is responsible for overseeing a firm's financial and regulatory compliance, typically in the securities or brokerage industry. They ensure adherence to FINRA and SEC regulations, manage financial reporting, and monitor capital requirements. Finops play a key role in maintaining the financial health of a firm while ensuring all operations align with industry standards.

What are the main daily responsibilities of a Finop in a broker-dealer firm?

A Finop is responsible for preparing and reviewing financial statements, ensuring compliance with SEC and FINRA regulations, and submitting regulatory filings such as FOCUS reports on a regular schedule. They work closely with accounting and operations teams to reconcile accounts, address compliance issues, and respond to regulatory inquiries. Finops are also often called upon to implement internal controls and provide guidance on maintaining the firm’s financial compliance. This role requires frequent collaboration with both senior management and external auditors, ensuring the firm’s financial practices meet industry standards and legal obligations.

More about Finop jobs
What cities are hiring for Finop jobs? Cities with the most Finop job openings:
What are the most commonly searched types of Finop jobs? The most popular types of Finop jobs are:
What states have the most Finop jobs? States with the most job openings for Finop jobs include:
What job categories do people searching Finop jobs look for? The top searched job categories for Finop jobs are:
Finop jobs near you
Infographic showing various Finop job openings in the United States as of July 2026, with employment types broken down into 92% Full Time, and 8% Part Time. Highlights an 50% In-person, 8% Hybrid, and 42% Remote job distribution, with an average salary of $100,669 per year, or $48.4 per hour.
Chief Financial Officer / Financial Operations Principal

Chief Financial Officer / Financial Operations Principal

Hold Brothers LLC

Manhattan, NY • On-site

$240 - $300/hr

Other

Medical, Dental, PTO

Posted 13 days ago

Job description

Job Summary

Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to be responsible for our Accounting and Regulatory Filing functions. Reporting to the CEO, this role is responsible for hands‑on day‑to‑day accounting including, but not limited to: financial and regulatory reporting, accounting controls, payroll, account reconciliations, vendor management, accounts payables/receivables, tax filings, and all other related FINOP and accounting responsibilities. This individual will collaborate with business unit and functional teams for the end‑to‑end process in producing consolidated financial statements and related disclosures. Series 27 is required.

Essential Functions
  • Partner with CEO, CFO and senior management to work on day to day accounting and FINOP responsibilities of self‑clearing proprietary trading firm.
  • Preparing financials and books and records for the Broker‑Dealer and ensuring all regulatory reporting requirements are met.
  • All account reconciliations (weekly, monthly, quarterly, and annual)
  • All payroll, and all payroll processing related functions including: ADP Workforce Now Time & Attendance administration, ensuring accuracy of payroll submissions, new employee set‑up, management of internal and external payroll audits, payroll tax reporting and reconciliations, etc.
  • Ensuring accurate and timely completion of the month‑end, quarter‑end, and year‑end close process.
  • Serve as main point of contact for all banking relationships.
  • Keeping abreast of regulatory developments and making strategic recommendations for process/control modifications and the oversight of their implementation.
  • Maintaining relationships with key external stakeholders (regulatory/government bodies, external auditors) as it pertains to the Broker‑Dealer.
  • Contributing value‑added and strategic insight to organizational areas within the Firm and other stakeholders throughout the business.
  • Managing all tax filings, planning, and compliance with all required federal, state, local, payroll, property and other applicable taxes.
  • Supervision and/or performance of the Broker‑Dealer’s responsibilities under all financial responsibility rules promulgated pursuant to the provisions of the Securities Exchange Act of 1934 (Exchange Act).
  • Collaborating with all departments to ensure financial information and new systems will efficiently and accurately consolidate with accounting processes and systems.
  • Facilitating and/or performing the following duties:
  • Accounts Payables/Account Receivables
  • Account and vendor reconciliations
  • Vendor management
  • FOCUS Reports
  • Net Capital Computations
  • Annual Audit Support
  • FINRA Examination Support
  • Accounting Due Diligence
  • Bookkeeping
  • Other duties as assigned
  • Degree in Accounting or Finance required; Advanced degree is a plus
  • Series 27 required
  • Experience with Great Plains, ADP Workforce Now, and QuickBooks
  • CPA a plus but not required
  • Minimum of 10+ years combined experience in accounting and as a FINOP.
  • Demonstrable experience working with FINRA, SEC, and expert knowledge of regulatory reporting requirements.

Paid time off, Health insurance, Dental insurance

Salary: $240,000 - $300,000

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