Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance ...
Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance ...
Deputy Chief Compliance Officer
Winter Park, FL · On-site
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
Winter Park, FL · On-site
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Chief Compliance Officer
Fort Wayne, IN · On-site
$150 - $200/hr
Chief Compliance Officer FORT WAYNE, IN, US Salary Range: $150,000.00 to $200,000.00 Annually Superior Auto is one of the Midwest's largest privately held automotive retailers, operating 71 locations ...
Chief Compliance Officer
Fort Wayne, IN · On-site
$150 - $200/hr
Chief Compliance Officer FORT WAYNE, IN, US Salary Range: $150,000.00 to $200,000.00 Annually Superior Auto is one of the Midwest's largest privately held automotive retailers, operating 71 locations ...
Deputy Chief Compliance Officer
$120K - $170K/yr
The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer and supports ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
$120K - $170K/yr
The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer and supports ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
Miami, FL · On-site
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
Miami, FL · On-site
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
Birmingham, AL · On-site
$150K - $175K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
Birmingham, AL · On-site
$150K - $175K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
New York, NY · On-site
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
New York, NY · On-site
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
CHIEF COMPLIANCE OFFICER POSITION SUMMARY Goodwill San Antonio's Chief Compliance Officer is responsible for ensuring the Agency's activities are conducted in accordance with all applicable laws ...
CHIEF COMPLIANCE OFFICER POSITION SUMMARY Goodwill San Antonio's Chief Compliance Officer is responsible for ensuring the Agency's activities are conducted in accordance with all applicable laws ...
Chief Compliance Officer
San Antonio, TX · On-site
CHIEF COMPLIANCE OFFICER POSITION SUMMARY Goodwill San Antonio's Chief Compliance Officer is responsible for ensuring the Agency's activities are conducted in accordance with all applicable laws ...
Chief Compliance Officer
San Antonio, TX · On-site
CHIEF COMPLIANCE OFFICER POSITION SUMMARY Goodwill San Antonio's Chief Compliance Officer is responsible for ensuring the Agency's activities are conducted in accordance with all applicable laws ...
Deputy Chief Compliance Officer
Birmingham, AL · On-site
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
Birmingham, AL · On-site
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
New York, NY · On-site
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Deputy Chief Compliance Officer
New York, NY · On-site
$120K - $170K/yr
Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ... RIA entities and affiliated firms, including Forms ADV (1A), ADV-E, 13F, NP-X, 13H, and other ...
Chief Compliance Officer
Manhattan, NY · On-site
$160 - $210/hr
Chief Compliance Officer Regular Full-Time Compliance 220 Liberty St, Warsaw, NY, US Salary Range: $160,000.00 To $210,000.00 Annually Purpose As a key senior leader of a growing and innovative ...
Chief Compliance Officer
Manhattan, NY · On-site
$160 - $210/hr
Chief Compliance Officer Regular Full-Time Compliance 220 Liberty St, Warsaw, NY, US Salary Range: $160,000.00 To $210,000.00 Annually Purpose As a key senior leader of a growing and innovative ...
Chief Compliance Officer
Minneapolis, MN · On-site
About the Job ROLE OF THE ASSOCIATE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER Reporting directly to the Executive Vice President for Finance and Operations, the CCO leads the Office of ...
Chief Compliance Officer
Minneapolis, MN · On-site
About the Job ROLE OF THE ASSOCIATE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER Reporting directly to the Executive Vice President for Finance and Operations, the CCO leads the Office of ...
Chief Compliance Officer
Fort Wayne, IN · On-site
$150K - $200K/yr
We are seeking an experienced compliance executive to serve as our Chief Compliance Officer. Reporting directly to the CEO or CFO--and serving as a member of the Executive Leadership Team--this ...
Quick apply
Chief Compliance Officer
Fort Wayne, IN · On-site
$150K - $200K/yr
We are seeking an experienced compliance executive to serve as our Chief Compliance Officer. Reporting directly to the CEO or CFO--and serving as a member of the Executive Leadership Team--this ...
Summary The Chief Compliance Officer ("CCO") of H. Lee Moffitt Cancer Center and Research Institute, Inc. ("Center") provides business leadership and vision for the strategic planning and management ...
Summary The Chief Compliance Officer ("CCO") of H. Lee Moffitt Cancer Center and Research Institute, Inc. ("Center") provides business leadership and vision for the strategic planning and management ...
Chief Compliance Officer
San Juan Capistrano, CA · On-site
$185K/yr
About the Engagement Camino Health Center is engaging an experienced compliance consultant to serve as Fractional Chief Compliance Officer, providing independent contractor (1099) compliance advisory ...
Quick apply
Chief Compliance Officer
San Juan Capistrano, CA · On-site
$185K/yr
About the Engagement Camino Health Center is engaging an experienced compliance consultant to serve as Fractional Chief Compliance Officer, providing independent contractor (1099) compliance advisory ...
Chief Compliance Officer
Phoenix, AZ · On-site
Chief Compliance Officer Location: CityScape What you'll do: As the Chief Compliance Officer (CCO) you'll oversee and manage the regulatory compliance framework of Western Alliance Bank and all ...
Chief Compliance Officer
Phoenix, AZ · On-site
Chief Compliance Officer Location: CityScape What you'll do: As the Chief Compliance Officer (CCO) you'll oversee and manage the regulatory compliance framework of Western Alliance Bank and all ...
Junior Chief Compliance Officer Ria information
See salary details
$31.5K - $47.5K
10% of jobs
$60.4K is the 25th percentile. Wages below this are outliers.
$47.5K - $63.5K
19% of jobs
$63.5K - $79.5K
19% of jobs
The median wage is $81.5K / yr.
$79.5K - $95.5K
17% of jobs
$106.4K is the 75th percentile. Wages above this are outliers.
$95.5K - $111.5K
15% of jobs
$111.5K - $127.5K
6% of jobs
$127.5K - $143.5K
5% of jobs
$143.5K - $159.5K
3% of jobs
$159.5K - $175.5K
2% of jobs
$175.5K - $191.5K
2% of jobs
$191.5K - $207.5K
1% of jobs
$31.5K
$98.9K
$207.5K
How much do junior chief compliance officer ria jobs pay per year?
As of Aug 7, 2026, the average yearly pay for junior chief compliance officer ria in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.
What is the difference between Junior Chief Compliance Officer Ria vs Compliance Analyst?
| Aspect | Junior Chief Compliance Officer Ria | Compliance Analyst |
|---|---|---|
| Credentials | Typically requires a bachelor’s degree in law, finance, or related field; certifications like CCEP or CRC are common | Usually holds a bachelor’s degree; certifications like CCEP or CRC are also beneficial |
| Work Environment | Works in corporate compliance departments, often with senior management oversight | Works in compliance teams, conducting audits and monitoring adherence to regulations |
| Employer & Industry Usage | Used in financial services, healthcare, and large corporations to oversee compliance programs | Common across various industries for monitoring regulatory adherence and risk management |
The Junior Chief Compliance Officer Ria holds a more senior role with broader responsibilities, including strategic compliance oversight, whereas a Compliance Analyst focuses on operational tasks like monitoring and reporting. Ria typically requires more experience and higher-level certifications, working closely with management to develop compliance policies.
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Re-posted 6 days ago
Job description
We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role in Commercial Banking .Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance Programs appropriately addresses the regulatory risks relative to the Division/Unit's business activities. As a Compliance leader, working within the Compliance function, the Deputy Chief Compliance Officer will be actively engaged with multiple businesses to provide compliance advice, monitoring and oversight of effective Programs
The incumbent must have the ability to act as a Deputy in the absence of the Chief Compliance Officer. 1. Serve as a subject matter expert, and support the NY Compliance team in executing its compliance responsibilities.
2. Assist in directing the overall compliance program and strategy for Firm Compliance. Assist with the day-to-day management of the Compliance Program for the New York Branches, which includes the BSA/AML and OFAC Compliance Programs and Consumer Compliance Program.
3. Recommend policies and partner with senior management to implement the Firm's compliance program. 4.
Provide strong leadership, and develop Compliance staff. 5. Provide advice and guidance to management on the implications of compliance trends and issues affecting the firm.
6. Provide support to and work with legal and business groups to interpret and execute various regulatory and overall compliance issues. 7.
Partner with Bank colleagues and build a coherent and effective NY compliance program. 8. Interact with business teams and other staff to assist in resolving compliance issues.
9. Assist on special projects and ad hoc assignments. QUALIFICATIONS Candidates should offer a minimum of 10 years direct experience in Commercial Banking.
Knowledge of U.S. banking business, such as commercial lending, private banking, and correspondent banking. Proficiency in BSA/AML/OFAC and consumer regulations required (Reg B,D,E, F,O, P,U,Z,AA,CC,DD, etc)
Technical Skills: Must be able to use various in-house software compliance monitoring systems. Proficient in MS office.