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Chief Compliance Officer Ria Jobs (NOW HIRING)

P2P

Chief Compliance Officer

Stamford, CT · On-site

$175 - $225/hr

Reporting to the Chief Legal Officer, the CCO is the firm's senior compliance authority ... Design, implement, and maintain a comprehensive compliance program covering RIA, B/D, and 40 Act ...

Storm2

Chief Compliance Officer

Dallas, TX · On-site

⚡ Chief Compliance Officer 💼 Institutional Broker Dealer & Clearing 💲 $250,000 to $350,000 + Bonus + Equity 🌎 Dallas, Texas A regulated financial services firm operating across ...

EagleBank

Chief Compliance Officer

Bethesda, MD · On-site

$176K - $303K/yr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

EagleBank

Chief Compliance Officer

Bethesda, MD · Hybrid

$176K - $303K/yr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

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Chief Compliance Officer Ria information

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$31.5K

$98.9K

$207.5K

How much do chief compliance officer ria jobs pay per year?

As of Aug 27, 2026, the average yearly pay for chief compliance officer ria in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is a chief compliance officer RIA?

A Chief Compliance Officer (CCO) for a Registered Investment Advisor (RIA) is responsible for ensuring the firm complies with SEC and state regulations. They develop and implement compliance policies, conduct risk assessments, oversee audits, and educate employees on regulatory requirements. The CCO also monitors changes in industry regulations and updates compliance programs accordingly. Their role is crucial in protecting the firm from legal and reputational risks while maintaining ethical business practices.

What are the key skills and qualifications needed to thrive as a chief compliance officer RIA?

To thrive as a Chief Compliance Officer at Ria, you need expertise in regulatory compliance, risk management, and financial industry standards, typically backed by a degree in law, finance, or a related field. Familiarity with regulatory management software, anti-money laundering (AML) platforms, and certifications such as CAMS or CRCM is highly valued. Strong leadership, excellent communication, and the ability to influence organizational culture are vital soft skills in this leadership role. These competencies are crucial to ensure Ria remains compliant with complex regulations while maintaining operational integrity and trust with stakeholders.

What are some of the main challenges a chief compliance officer RIA might encounter on a daily basis?

A Chief Compliance Officer at Ria often faces the challenge of navigating a complex and evolving regulatory landscape, especially given the company's global footprint in the financial services sector. Ensuring compliance across multiple jurisdictions and adapting to frequent regulatory changes can require proactive risk assessment and close collaboration with legal and operational teams. Additionally, maintaining a strong compliance culture within the organization, training staff on policies, and responding promptly to incidents or audits are crucial aspects of the job. These responsibilities make the role fast-paced, dynamic, and integral to Ria's long-term success.

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Chief Compliance Officer Ria jobs near you
Infographic showing various Chief Compliance Officer Ria job openings in the United States as of August 2026, with employment types broken down into 100% Full Time. Highlights an 50% Hybrid, and 50% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Chief Compliance Officer

InforCapital, partnership

Dallas, TX • On-site

$150 - $200/hr

Other

Re-posted 20 days ago

Job description

# Chief Compliance OfficerTyree & D'Angelo Partnersc\_suitePrivate EquityOn-siteLocationDallas, United StatesDate PostedJune 5, 2026Stay ahead of the marketGet instant notifications when new job openings matching "Private Equity / c\_suite jobs in Dallas, United States" are published.## About This RoleTyree & D'Angelo Partners (TDP), a private equity investment firm with offices in Chicago and Dallas, is seeking a Chief Compliance Officer for one of its portfolio companies in the wealth management space. TDP invests in lower middle market businesses and has managed over $3 billion of enterprise value across more than 2,000 investment partnerships. The CCO will oversee the regulatory compliance program for a rapidly growing Registered Investment Advisor (RIA), serving as primary SEC liaison, managing Form ADV processes across all RIA entities, monitoring evolving SEC rules, and building a scalable compliance infrastructure. Responsibilities include overseeing all aspects of RIA compliance during a period of active M&A growth. The role requires deep experience in RIA compliance combined with the strategic mindset to support a multi-entity growth strategy. In-person presence in Dallas is strongly preferred.Apply for this Position #J-18808-Ljbffr

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