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Junior Chief Compliance Officer Ria Jobs (NOW HIRING)

Socket.dev

Chief Compliance Officer

Rockville, MD · On-site

$170 - $200/hr

S.-registered investment adviser (RIA) under the Investment Advisers Act of 1940 (Advisers Act ... The CCO reports to the Global Chief Compliance Officer of ISS STOXX, as well as to the General ...

New

Diversify

Junior Compliance Officer

Sandy, UT · On-site

The Junior Compliance Officer supports the Chief Compliance Officer and the Senior Compliance ... The role is split roughly evenly between RIA-side and BD-side compliance work, with general ...

Diversify

Junior Compliance Officer

Sandy, UT · On-site

$75K - $80K/yr

The Junior Compliance Officer supports the Chief Compliance Officer and the Senior Compliance ... The role is split roughly evenly between RIA-side and BD-side compliance work, with general ...

Diversify

Junior Compliance Officer

South Jordan, UT · On-site

The Junior Compliance Officer supports the Chief Compliance Officer and the Senior Compliance ... The role is split roughly evenly between RIA-side and BD-side compliance work, with general ...

P2P

Chief Compliance Officer

Stamford, CT · On-site

$175 - $225/hr

Reporting to the Chief Legal Officer, the CCO is the firm's senior compliance authority ... Design, implement, and maintain a comprehensive compliance program covering RIA, B/D, and 40 Act ...

Storm2

Chief Compliance Officer

Dallas, TX · On-site

⚡ Chief Compliance Officer 💼 Institutional Broker Dealer & Clearing 💲 $250,000 to $350,000 + Bonus + Equity 🌎 Dallas, Texas A regulated financial services firm operating across ...

EagleBank

Chief Compliance Officer

Bethesda, MD · On-site

$176K - $303K/yr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

EagleBank

Chief Compliance Officer

Bethesda, MD · Hybrid

$176K - $303K/yr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

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Junior Chief Compliance Officer Ria information

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$31.5K

$98.9K

$207.5K

How much do junior chief compliance officer ria jobs pay per year?

As of Aug 6, 2026, the average yearly pay for junior chief compliance officer ria in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is the difference between Junior Chief Compliance Officer Ria vs Compliance Analyst?

AspectJunior Chief Compliance Officer RiaCompliance Analyst
CredentialsTypically requires a bachelor’s degree in law, finance, or related field; certifications like CCEP or CRC are commonUsually holds a bachelor’s degree; certifications like CCEP or CRC are also beneficial
Work EnvironmentWorks in corporate compliance departments, often with senior management oversightWorks in compliance teams, conducting audits and monitoring adherence to regulations
Employer & Industry UsageUsed in financial services, healthcare, and large corporations to oversee compliance programsCommon across various industries for monitoring regulatory adherence and risk management

The Junior Chief Compliance Officer Ria holds a more senior role with broader responsibilities, including strategic compliance oversight, whereas a Compliance Analyst focuses on operational tasks like monitoring and reporting. Ria typically requires more experience and higher-level certifications, working closely with management to develop compliance policies.

More about Junior Chief Compliance Officer Ria jobs
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Junior Chief Compliance Officer Ria jobs near you
Infographic showing various Junior Chief Compliance Officer Ria job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Chief Compliance Officer

InforCapital, partnership

Dallas, TX • On-site

$150 - $200/hr

Other

Posted 29 days ago

Job description

# Chief Compliance OfficerTyree & D'Angelo Partnersc\_suitePrivate EquityOn-siteLocationDallas, United StatesDate PostedJune 5, 2026Stay ahead of the marketGet instant notifications when new job openings matching "Private Equity / c\_suite jobs in Dallas, United States" are published.## About This RoleTyree & D'Angelo Partners (TDP), a private equity investment firm with offices in Chicago and Dallas, is seeking a Chief Compliance Officer for one of its portfolio companies in the wealth management space. TDP invests in lower middle market businesses and has managed over $3 billion of enterprise value across more than 2,000 investment partnerships. The CCO will oversee the regulatory compliance program for a rapidly growing Registered Investment Advisor (RIA), serving as primary SEC liaison, managing Form ADV processes across all RIA entities, monitoring evolving SEC rules, and building a scalable compliance infrastructure. Responsibilities include overseeing all aspects of RIA compliance during a period of active M&A growth. The role requires deep experience in RIA compliance combined with the strategic mindset to support a multi-entity growth strategy. In-person presence in Dallas is strongly preferred.Apply for this Position #J-18808-Ljbffr

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