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Executive Chief Compliance Officer Ria Jobs (NOW HIRING)

Socket.dev

Chief Compliance Officer

Rockville, MD · On-site

$170 - $200/hr

S.-registered investment adviser (RIA) under the Investment Advisers Act of 1940 (Advisers Act ... The CCO reports to the Global Chief Compliance Officer of ISS STOXX, as well as to the General ...

New

Storm2

Chief Compliance Officer

Dallas, TX · On-site

... on executive who can support growth while maintaining a strong supervisory framework and high standards of regulatory integrity. About the role: As Chief Compliance Officer , you will lead and ...

Superior Auto Inc

Chief Compliance Officer

Fort Wayne, IN · On-site

$150 - $200/hr

We are seeking an experienced compliance executive to serve as our Chief Compliance Officer. Reporting directly to the CEO or CFO--and serving as a member of the Executive Leadership Team--this ...

Superior Auto Inc

Chief Compliance Officer

Fort Wayne, IN · On-site

$150K - $200K/yr

We are seeking an experienced compliance executive to serve as our Chief Compliance Officer. Reporting directly to the CEO or CFO--and serving as a member of the Executive Leadership Team--this ...

P2P

Chief Compliance Officer

Stamford, CT · On-site

$175 - $225/hr

Reporting to the Chief Legal Officer, the CCO is the firm's senior compliance authority ... Design, implement, and maintain a comprehensive compliance program covering RIA, B/D, and 40 Act ...

EagleBank

Chief Compliance Officer

Bethesda, MD · On-site

$176K - $303K/yr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

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Executive Chief Compliance Officer Ria information

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$31.5K

$98.9K

$207.5K

How much do executive chief compliance officer ria jobs pay per year?

As of Aug 6, 2026, the average yearly pay for executive chief compliance officer ria in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is the difference between Executive Chief Compliance Officer Ria vs Chief Compliance Officer?

AspectExecutive Chief Compliance Officer RiaChief Compliance Officer
CredentialsTypically requires advanced degrees (JD, MBA) and certifications like CRC or CCEPSimilar credentials, often with compliance certifications
Work EnvironmentExecutive-level, strategic planning in large organizationsOperational compliance management across departments
Employer & Industry UsageUsed in financial, healthcare, and corporate sectorsCommon in regulated industries like banking, healthcare, and finance

The Executive Chief Compliance Officer Ria holds a senior strategic role focusing on compliance governance at the executive level, while the Chief Compliance Officer typically manages day-to-day compliance operations. Both roles require similar credentials and are prevalent in regulated industries, but the Executive Chief Compliance Officer Ria is more involved in high-level policy development and organizational oversight.

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Executive Chief Compliance Officer Ria jobs near you

Chief Compliance Officer

InforCapital, partnership

Dallas, TX • On-site

$150 - $200/hr

Other

Posted 29 days ago

Job description

# Chief Compliance OfficerTyree & D'Angelo Partnersc\_suitePrivate EquityOn-siteLocationDallas, United StatesDate PostedJune 5, 2026Stay ahead of the marketGet instant notifications when new job openings matching "Private Equity / c\_suite jobs in Dallas, United States" are published.## About This RoleTyree & D'Angelo Partners (TDP), a private equity investment firm with offices in Chicago and Dallas, is seeking a Chief Compliance Officer for one of its portfolio companies in the wealth management space. TDP invests in lower middle market businesses and has managed over $3 billion of enterprise value across more than 2,000 investment partnerships. The CCO will oversee the regulatory compliance program for a rapidly growing Registered Investment Advisor (RIA), serving as primary SEC liaison, managing Form ADV processes across all RIA entities, monitoring evolving SEC rules, and building a scalable compliance infrastructure. Responsibilities include overseeing all aspects of RIA compliance during a period of active M&A growth. The role requires deep experience in RIA compliance combined with the strategic mindset to support a multi-entity growth strategy. In-person presence in Dallas is strongly preferred.Apply for this Position #J-18808-Ljbffr

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