A global financial services firm located in Houston is seeking a Chief Compliance Officer for their Energy and Commodities Brokerage business. The ideal candidate will have at least 10 years of ...
A global financial services firm located in Houston is seeking a Chief Compliance Officer for their Energy and Commodities Brokerage business. The ideal candidate will have at least 10 years of ...
Chief Compliance Officer FCM; Energy and Commodities Location: Houston In Office Cantor Fitzgerald, with over 16,000 employees, has been a leading global financial services firm at the forefront of ...
Chief Compliance Officer FCM; Energy and Commodities Location: Houston In Office Cantor Fitzgerald, with over 16,000 employees, has been a leading global financial services firm at the forefront of ...
Strategic Finance Executive (CFO) (Houston)
Houston, TX · On-site
$180K - $200K/yr
The CFO will oversee financial transactions, manage accounting processes, and ensure compliance ... This full-time executive role offers a competitive salary range of $180,000 to $200,000 annually ...
Strategic Finance Executive (CFO) (Houston)
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The Compliance Officer monitors employee compliance with the Code of Ethics and Personal Trading Policy, the Global Outside Business Activities policy, the Global Political Contributions policy and ...
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Houston, TX · On-site
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Executive Division: Legal Department Opening Date: 07/27/2026 Closing Date: 8/14/2026 11:59 PM Central POSITION OVERVIEW The Open Records Compliance Officer oversees the daily operations of the Open ...
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The position sits in the Ethics & Sustainability Department, under the Global Head of Ethics & Sustainability, and ultimately the Chief Legal Officer. The Senior Compliance Officer will have ...
New
The position sits in the Ethics & Sustainability Department, under the Global Head of Ethics & Sustainability, and ultimately the Chief Legal Officer. The Senior Compliance Officer will have ...
New
Manager Compliance
Houston, TX · On-site
Support executive leadership and the Chief Compliance Officer with reporting, presentations, board materials, and regulatory preparation * Assist with investigations related to compliance concerns ...
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Houston, TX · On-site
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Chief Executive Officer Career Opportunity Passionate and empowered to apply your CEO expertise Are ... Ensure compliance with relevant laws, regulations, and the policies and procedures set forth by the ...
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Houston, TX · On-site
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Houston, TX · On-site
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Quick apply
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Houston, TX · On-site
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Houston, TX · On-site
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Houston, TX · On-site
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Houston, TX · On-site
$100K - $110K/yr
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Houston, TX · On-site
$100K - $110K/yr
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Houston, TX · On-site
$100K - $110K/yr
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New
Quick apply
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Houston, TX · On-site
$100K - $110K/yr
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Houston, TX · On-site
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Houston, TX · On-site
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Quick apply
The CFO will oversee financial planning, reporting, budgeting, compliance, cash flow, and risk management while serving as a key advisor to the executive team. This role is critical in shaping ...
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Executive Chief Compliance Officer Ria information
See Spring, TX salary details
$28K - $42.3K
10% of jobs
$53.7K is the 25th percentile. Wages below this are outliers.
$42.3K - $56.5K
19% of jobs
$56.5K - $70.7K
19% of jobs
The median wage is $72.5K / yr.
$70.7K - $85K
17% of jobs
$94.6K is the 75th percentile. Wages above this are outliers.
$85K - $99.2K
15% of jobs
$99.2K - $113.5K
6% of jobs
$113.5K - $127.7K
5% of jobs
$127.7K - $141.9K
3% of jobs
$141.9K - $156.2K
2% of jobs
$156.2K - $170.4K
2% of jobs
$170.4K - $184.7K
1% of jobs
$28K
$88.1K
$184.7K
How much do executive chief compliance officer ria jobs pay per year?
As of Aug 8, 2026, the average yearly pay for executive chief compliance officer ria in Spring, TX is $88,054.00, according to ZipRecruiter salary data. Most workers in this role earn between $54,700.00 and $102,300.00 per year, depending on experience, location, and employer.
What is the difference between Executive Chief Compliance Officer Ria vs Chief Compliance Officer?
| Aspect | Executive Chief Compliance Officer Ria | Chief Compliance Officer |
|---|---|---|
| Credentials | Typically requires advanced degrees (JD, MBA) and certifications like CRC or CCEP | Similar credentials, often with compliance certifications |
| Work Environment | Executive-level, strategic planning in large organizations | Operational compliance management across departments |
| Employer & Industry Usage | Used in financial, healthcare, and corporate sectors | Common in regulated industries like banking, healthcare, and finance |
The Executive Chief Compliance Officer Ria holds a senior strategic role focusing on compliance governance at the executive level, while the Chief Compliance Officer typically manages day-to-day compliance operations. Both roles require similar credentials and are prevalent in regulated industries, but the Executive Chief Compliance Officer Ria is more involved in high-level policy development and organizational oversight.
Full-time
This job post has expired 1 day ago. Applications are no longer accepted.
Job description
A global financial services firm located in Houston is seeking a Chief Compliance Officer for their Energy and Commodities Brokerage business. The ideal candidate will have at least 10 years of relevant experience in compliance, focusing on derivatives or securities. This role involves designing compliance programs, engaging with senior management, and preparing for regulatory inquiries. The firm offers a competitive salary, benefits, and potential for bonuses. Candidates should possess strong communication skills and a solid understanding of compliance requirements.
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About Cantor Fitzgerald
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
10,000+ Employees
Headquarters location
New York, NY, US
Year founded
1945