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Internship Chief Compliance Officer Ria Jobs (NOW HIRING)

Socket.dev

Chief Compliance Officer

Rockville, MD · On-site

$170 - $200/hr

S.-registered investment adviser (RIA) under the Investment Advisers Act of 1940 (Advisers Act ... The CCO reports to the Global Chief Compliance Officer of ISS STOXX, as well as to the General ...

New

P2P

Chief Compliance Officer

Stamford, CT · On-site

$175 - $225/hr

Reporting to the Chief Legal Officer, the CCO is the firm's senior compliance authority ... Design, implement, and maintain a comprehensive compliance program covering RIA, B/D, and 40 Act ...

Storm2

Chief Compliance Officer

Dallas, TX · On-site

⚡ Chief Compliance Officer 💼 Institutional Broker Dealer & Clearing 💲 $250,000 to $350,000 + Bonus + Equity 🌎 Dallas, Texas A regulated financial services firm operating across ...

EagleBank

Chief Compliance Officer

Bethesda, MD · On-site

$176K - $303K/yr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

EagleBank

Chief Compliance Officer

Bethesda, MD · Hybrid

$176K - $303K/yr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

Banking

Deputy Chief Compliance Officer

New York, NY

Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance ...

Superior Auto Inc

Chief Compliance Officer

Fort Wayne, IN · On-site

$150 - $200/hr

Chief Compliance Officer FORT WAYNE, IN, US Salary Range: $150,000.00 to $200,000.00 Annually Superior Auto is one of the Midwest's largest privately held automotive retailers, operating 71 locations ...

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Internship Chief Compliance Officer Ria information

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$31.5K

$98.9K

$207.5K

How much do internship chief compliance officer ria jobs pay per year?

As of Aug 6, 2026, the average yearly pay for internship chief compliance officer ria in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is the difference between Internship Chief Compliance Officer Ria vs Compliance Analyst?

AspectInternship Chief Compliance Officer RiaCompliance Analyst
CredentialsTypically pursuing or holding a degree in law, business, or compliance; internships may not require certificationsOften requires a bachelor's degree; certifications like CCEP are a plus
Work EnvironmentInternship setting within compliance departments, focusing on learning and support rolesFull-time or part-time roles in compliance teams, analyzing policies and monitoring compliance
Employer & Industry UsageUsed in financial, healthcare, and corporate sectors for training future compliance leadersCommon across industries for ongoing compliance monitoring and reporting

While Internship Chief Compliance Officer Ria is an entry-level, learning-focused role preparing for future leadership, Compliance Analyst is a more experienced, operational role responsible for analyzing and ensuring ongoing compliance within organizations.

What does an internship Chief Compliance Officer at RIA do?

An Internship Chief Compliance Officer at Ria supports the company's compliance department in ensuring that all operations adhere to legal and regulatory requirements, especially related to money transfer and financial services. Interns typically assist with compliance monitoring, policy review, risk assessment, and staff training on regulatory standards. They may also help in preparing reports for audits and investigating potential compliance issues. This role offers hands-on experience in compliance management and insight into financial industry regulations.

What kind of projects or tasks can an intern expect to work on while supporting the Chief Compliance Officer at RIA?

As an intern assisting the Chief Compliance Officer at Ria, you can expect to engage in a variety of compliance-related tasks, such as helping to review and update internal policies, assisting with regulatory research, and supporting the preparation of compliance reports. You may also be involved in monitoring transactions for potential compliance issues and collaborating with different departments to ensure adherence to industry regulations. This hands-on experience provides valuable exposure to the frameworks and processes that govern financial services compliance, and offers insight into the broader risk management strategies of a global organization.

What are the key skills and qualifications needed to thrive as an internship Chief Compliance Officer at RIA?

To thrive as an Internship Chief Compliance Officer at Ria, you need a solid understanding of regulatory compliance, risk assessment, and relevant financial industry standards, typically supported by coursework or experience in law, finance, or business. Familiarity with compliance management systems, AML (Anti-Money Laundering) software, and knowledge of frameworks like GDPR or OFAC is often required. Strong analytical thinking, attention to detail, and effective communication skills help you interpret regulations and collaborate across departments. These skills are crucial for ensuring the company adheres to legal requirements, mitigates risk, and maintains a trustworthy reputation.
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Internship Chief Compliance Officer Ria jobs near you

Chief Compliance Officer

InforCapital, partnership

Dallas, TX • On-site

$150 - $200/hr

Other

Posted 29 days ago

Job description

# Chief Compliance OfficerTyree & D'Angelo Partnersc\_suitePrivate EquityOn-siteLocationDallas, United StatesDate PostedJune 5, 2026Stay ahead of the marketGet instant notifications when new job openings matching "Private Equity / c\_suite jobs in Dallas, United States" are published.## About This RoleTyree & D'Angelo Partners (TDP), a private equity investment firm with offices in Chicago and Dallas, is seeking a Chief Compliance Officer for one of its portfolio companies in the wealth management space. TDP invests in lower middle market businesses and has managed over $3 billion of enterprise value across more than 2,000 investment partnerships. The CCO will oversee the regulatory compliance program for a rapidly growing Registered Investment Advisor (RIA), serving as primary SEC liaison, managing Form ADV processes across all RIA entities, monitoring evolving SEC rules, and building a scalable compliance infrastructure. Responsibilities include overseeing all aspects of RIA compliance during a period of active M&A growth. The role requires deep experience in RIA compliance combined with the strategic mindset to support a multi-entity growth strategy. In-person presence in Dallas is strongly preferred.Apply for this Position #J-18808-Ljbffr

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