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Internship Chief Compliance Officer Ria Jobs (NOW HIRING)

Oanda Corporation

Chief Compliance Officer

New York, NY · On-site

OANDA is looking for a Chief Compliance Officer (CCO) to lead our US compliance strategy and champion a robust culture of integrity. How do we work? As a registered Futures Commission Merchant (FCM ...

Five Star Bank

Chief Compliance Officer

Buffalo, NY · On-site

$160K - $210K/yr

As a key senior leader of a growing and innovative financial institution, the Chief Compliance Officer (CCO) oversees all regulatory compliance and ethics functions for Five Star Bank and its ...

Five Star Bank

Chief Compliance Officer

Warsaw, NY · On-site

$160K - $210K/yr

As a key senior leader of a growing and innovative financial institution, the Chief Compliance Officer (CCO) oversees all regulatory compliance and ethics functions for Five Star Bank and its ...

OpenLoop Health, Inc

Chief Compliance Officer

As Chief Compliance Officer (CCO) , you will define and own our enterprise compliance strategy and operating model. You'll design and scale a risk-based program covering clinical, pharmacy, privacy ...

Socket.dev

Chief Compliance Officer (CCO)

Hoboken, NJ · On-site

$270 - $300/hr

... Chief Compliance Officer who can do more than manage a compliance function -- someone who can ... dealer, RIA, fintech, or crypto-asset business preferred. * Strong working knowledge of the US ...

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Oanda

Chief Compliance Officer

Chicago, IL · On-site +1

OANDA is looking for a Chief Compliance Officer (CCO) to lead our US compliance strategy and champion a robust culture of integrity. How do we work? As a registered Futures Commission Merchant (FCM ...

Five Star Bank

Chief Compliance Officer

Rochester, NY · On-site

$160K - $210K/yr

As a key senior leader of a growing and innovative financial institution, the Chief Compliance Officer (CCO) oversees all regulatory compliance and ethics functions for Five Star Bank and its ...

Zivahh

Chief Compliance Officer

Tukwila, WA · On-site

$150K - $220K/yr

Chief Compliance Officer Location:Tukwila, WA, 98188 What you will be doing: * Provide leadership and vision to the Compliance function of the firm. * Design, implement, and oversee the organization ...

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Internship Chief Compliance Officer Ria information

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$31.5K

$98.9K

$207.5K

How much do internship chief compliance officer ria jobs pay per year?

As of Aug 6, 2026, the average yearly pay for internship chief compliance officer ria in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is the difference between Internship Chief Compliance Officer Ria vs Compliance Analyst?

AspectInternship Chief Compliance Officer RiaCompliance Analyst
CredentialsTypically pursuing or holding a degree in law, business, or compliance; internships may not require certificationsOften requires a bachelor's degree; certifications like CCEP are a plus
Work EnvironmentInternship setting within compliance departments, focusing on learning and support rolesFull-time or part-time roles in compliance teams, analyzing policies and monitoring compliance
Employer & Industry UsageUsed in financial, healthcare, and corporate sectors for training future compliance leadersCommon across industries for ongoing compliance monitoring and reporting

While Internship Chief Compliance Officer Ria is an entry-level, learning-focused role preparing for future leadership, Compliance Analyst is a more experienced, operational role responsible for analyzing and ensuring ongoing compliance within organizations.

What does an internship Chief Compliance Officer at RIA do?

An Internship Chief Compliance Officer at Ria supports the company's compliance department in ensuring that all operations adhere to legal and regulatory requirements, especially related to money transfer and financial services. Interns typically assist with compliance monitoring, policy review, risk assessment, and staff training on regulatory standards. They may also help in preparing reports for audits and investigating potential compliance issues. This role offers hands-on experience in compliance management and insight into financial industry regulations.

What kind of projects or tasks can an intern expect to work on while supporting the Chief Compliance Officer at RIA?

As an intern assisting the Chief Compliance Officer at Ria, you can expect to engage in a variety of compliance-related tasks, such as helping to review and update internal policies, assisting with regulatory research, and supporting the preparation of compliance reports. You may also be involved in monitoring transactions for potential compliance issues and collaborating with different departments to ensure adherence to industry regulations. This hands-on experience provides valuable exposure to the frameworks and processes that govern financial services compliance, and offers insight into the broader risk management strategies of a global organization.

What are the key skills and qualifications needed to thrive as an internship Chief Compliance Officer at RIA?

To thrive as an Internship Chief Compliance Officer at Ria, you need a solid understanding of regulatory compliance, risk assessment, and relevant financial industry standards, typically supported by coursework or experience in law, finance, or business. Familiarity with compliance management systems, AML (Anti-Money Laundering) software, and knowledge of frameworks like GDPR or OFAC is often required. Strong analytical thinking, attention to detail, and effective communication skills help you interpret regulations and collaborate across departments. These skills are crucial for ensuring the company adheres to legal requirements, mitigates risk, and maintains a trustworthy reputation.
What cities are hiring for Internship Chief Compliance Officer Ria jobs? Cities with the most Internship Chief Compliance Officer Ria job openings:
What are the most commonly searched types of Chief Compliance Officer Ria jobs? The most popular types of Chief Compliance Officer Ria jobs are:
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Internship Chief Compliance Officer Ria jobs near you

Chief Compliance Officer

Oanda Corporation

New York, NY • On-site

Full-time

Re-posted 13 days ago

Job description

Fancy helping to shape the future of FinTech?
We have always been innovators. In 1996 we were the first company to share exchange rate information, free of charge on the internet. Today, we are a world leading online trading group.
Join us to:
  • Help build the future of online trading
  • Be part of a culture driven by integrity and global impact
  • Become part of an award-winning company - check out our full list of awards here

We are only as good as our people. Luckily, our people are the best. Join us!
Are you a bold, seasoned compliance leader looking to make a significant impact in the trading industry?
OANDA is looking for a Chief Compliance Officer (CCO) to lead our US compliance strategy and champion a robust culture of integrity.
How do we work?
As a registered Futures Commission Merchant (FCM) and Retail Foreign Exchange Dealer (RFED) with the CFTC and Forex Dealer Member (FDM) with the NFA, OANDA operates at the highest regulatory standards. In this critical role, you will report directly to the Global Head of Compliance (with a dotted line to the CEO) and serve as the ultimate anchor for our US regulatory, AML, and operational risk management.
This position can be based out of either our Chicago or New York locations.
Responsibilities:
  • Regulatory Liaison & Governance: Serve as the primary point of contact for the NFA and CFTC. You will lead audit readiness, manage regulatory examinations, and represent compliance as a member of the Risk Committee.
  • Strategic Oversight: Plan and execute a comprehensive Compliance and AML strategy that seamlessly aligns with OANDA's commercial goals.
  • Program Ownership: Design, develop, and own our end-to-end Compliance Monitoring Program, policy management, and compliance training initiatives.
  • Team Leadership: Manage, mentor, and develop a dedicated team of three direct compliance and AML professionals.
  • Business Advisory: Act as the subject matter expert, balancing risk and opportunity to provide pragmatic, business-focused guidance on new initiatives, client onboarding, and marketing reviews.

What we are looking for:
  • Experience: 10+ years of relevant regulatory and AML experience within a similar financial services environment, plus 6+ years in a leadership/management position.
  • Education: Bachelor's degree in Finance, Business, Law, or a related discipline.
  • Expertise: Deep, practical knowledge of NFA and CFTC rules, regulations, and interpretive notices.
  • Leadership Style: A "hands-on" leader with gravitas who can seamlessly navigate complex information, drive change management, and communicate effectively with stakeholders across the firm. Collaborative & Compliant: A fast-paced, execution-oriented culture where common-sense business solutions meet strict regulatory excellence.

At OANDA, to help us efficiently process applications, we use AI-driven tools to help source and rank candidates based on professional experience and skills. While these tools provide recommendations, our recruitment process remains human-centric: all final shortlisting and hiring decisions are made by OANDA team. You have the right to request a human review of your application.
OANDA Global Corporation is a diverse and global team with offices around the world. We value the unique skills and experiences each individual brings to OANDA. We are committed to creating and sustaining a collegial work environment in which all individuals are treated with dignity and respect and one which reflects the diversity of the community in which we operate. We provide an inclusive and accessible environment for everyone. Candidates selected for an interview will be contacted directly. If you require accommodation during the recruitment and selection process, please let us know. We will work with you to provide as seamless a recruitment experience as possible.
Learn more about our culture here.
Review OANDA Privacy Policy and learn more about how we treat your personal data and protect your privacy.

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