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Salaried Chief Compliance Officer Ria Jobs (NOW HIRING)

EagleBank

Chief Compliance Officer

Bethesda, MD · On-site

$176K - $303K/yr

The minimum and maximum projected annualized salary for this position is: $176,966.00 to $303,371 ... The Chief Compliance Officer partners closely with business leaders, risk management, legal ...

P2P

Chief Compliance Officer

Stamford, CT · On-site

$175 - $225/hr

Reporting to the Chief Legal Officer, the CCO is the firm's senior compliance authority ... Design, implement, and maintain a comprehensive compliance program covering RIA, B/D, and 40 Act ...

Storm2

Chief Compliance Officer

Dallas, TX · On-site

⚡ Chief Compliance Officer 💼 Institutional Broker Dealer & Clearing 💲 $250,000 to $350,000 + Bonus + Equity 🌎 Dallas, Texas A regulated financial services firm operating across ...

EagleBank

Chief Compliance Officer

Bethesda, MD · Hybrid

$176K - $303K/yr

The minimum and maximum projected annualized salary for this position is: $176,966.00 to $303,371 ... The Chief Compliance Officer partners closely with business leaders, risk management, legal ...

Eagle Bancorp, Inc.

Chief Compliance Officer

Bethesda, MD · On-site

$176.97 - $303.37/hr

The minimum and maximum projected annualized salary for this position is: $176,966.00 to $303,371 ... The Chief Compliance Officer partners closely with business leaders, risk management, legal ...

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Salaried Chief Compliance Officer Ria information

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$31.5K

$98.9K

$207.5K

How much do salaried chief compliance officer ria jobs pay per year?

As of Sep 6, 2026, the average yearly pay for salaried chief compliance officer ria in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is a salaried Chief Compliance Officer RIA?

A Salaried Chief Compliance Officer at Ria is responsible for overseeing the company’s compliance program, ensuring that all operations adhere to legal and regulatory requirements. This role involves developing and implementing policies to prevent illegal, unethical, or improper conduct, as well as monitoring ongoing compliance activities within the organization. The CCO also acts as a liaison with regulatory bodies and helps train staff on compliance issues. At Ria, which operates globally in money transfer and financial services, the CCO plays a critical role in managing anti-money laundering (AML) policies and ensuring the integrity of all financial transactions.

What are the key skills and qualifications needed to thrive as a salaried Chief Compliance Officer RIA?

A Salaried Chief Compliance Officer at Ria requires a deep understanding of regulatory frameworks, risk management, and financial compliance, typically supported by a degree in law, finance, or business and relevant experience in compliance leadership roles. Familiarity with compliance management systems, anti-money laundering (AML) software, and certifications such as CAMS or CCEP are also highly valuable. Exceptional analytical thinking, integrity, and strong communication skills help build trust and effectively guide teams through complex regulatory environments. These competencies ensure organizational adherence to legal standards, protect against financial risks, and foster a culture of ethical conduct.

What are some common challenges faced by Chief Compliance Officers at financial services companies like RIA, and how can they be addressed?

Chief Compliance Officers (CCOs) at financial services firms such as Ria often encounter challenges related to staying ahead of evolving regulatory requirements across multiple jurisdictions. They must also ensure that all departments consistently adhere to compliance policies while managing and training teams to recognize and prevent risks like money laundering or fraud. Building strong relationships with both internal stakeholders and external regulators is essential. Proactively investing in compliance technology and continuous staff education can help address these challenges and maintain a culture of compliance.

What is the difference between Salaried Chief Compliance Officer Ria vs Chief Compliance Officer?

AspectSalaried Chief Compliance Officer RiaChief Compliance Officer
CredentialsTypically requires advanced degrees (JD, MBA) and compliance certifications (CCEP, CRCM)Similar credentials, often with extensive compliance certifications
Work EnvironmentCorporate offices, financial institutions, regulated industriesSame as Ria, often in large organizations or financial sectors
Employer & IndustryFinancial services, banking, healthcare, regulated sectorsSame as Ria, with broader industry applications
Search & Comparison IntentHigh overlap, often searched together due to similar roles

The Salaried Chief Compliance Officer Ria and Chief Compliance Officer roles share similar credentials, work environments, and industry usage. The main difference lies in the specific company or platform (Ria), but their responsibilities and qualifications are largely aligned, making them comparable in most professional contexts.

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Salaried Chief Compliance Officer Ria jobs near you
Infographic showing various Salaried Chief Compliance Officer Ria job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 12% Part Time, and 4% Contract. Highlights an 93% Physical, 2% Hybrid, and 5% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Chief Compliance Officer

InforCapital, partnership

Dallas, TX • On-site

$150 - $200/hr

Other

Re-posted 17 hours ago

Job description

# Chief Compliance OfficerTyree & D'Angelo Partnersc\_suitePrivate EquityOn-siteLocationDallas, United StatesDate PostedJune 5, 2026Stay ahead of the marketGet instant notifications when new job openings matching "Private Equity / c\_suite jobs in Dallas, United States" are published.## About This RoleTyree & D'Angelo Partners (TDP), a private equity investment firm with offices in Chicago and Dallas, is seeking a Chief Compliance Officer for one of its portfolio companies in the wealth management space. TDP invests in lower middle market businesses and has managed over $3 billion of enterprise value across more than 2,000 investment partnerships. The CCO will oversee the regulatory compliance program for a rapidly growing Registered Investment Advisor (RIA), serving as primary SEC liaison, managing Form ADV processes across all RIA entities, monitoring evolving SEC rules, and building a scalable compliance infrastructure. Responsibilities include overseeing all aspects of RIA compliance during a period of active M&A growth. The role requires deep experience in RIA compliance combined with the strategic mindset to support a multi-entity growth strategy. In-person presence in Dallas is strongly preferred.Apply for this Position #J-18808-Ljbffr

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