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Chief Compliance Officer Ria Jobs (NOW HIRING)

NIGHTSEA INC

Chief Compliance Officer

Bridgewater, NJ · On-site

$200K - $280K/yr

Position Overview We are seeking an experienced Chief Compliance Officer (CCO) with proven expertise in U.S. regulatory compliance for stablecoins, cryptocurrencies, and digital assets . The CCO will ...

Novig

Chief Compliance Officer

New York, NY · On-site +1

$275K - $325K/yr

Chief Compliance Officer $275k - $325k • meaningful equity About Novig Novig is building America's #1 sports prediction market. Our mission is to financialize and democratize sports trading ...

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Chief Compliance Officer Ria information

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$31.5K

$98.9K

$207.5K

How much do chief compliance officer ria jobs pay per year?

As of Jun 10, 2026, the average yearly pay for chief compliance officer ria in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What are some of the main challenges a Chief Compliance Officer at Ria might encounter on a daily basis?

A Chief Compliance Officer at Ria often faces the challenge of navigating a complex and evolving regulatory landscape, especially given the company's global footprint in the financial services sector. Ensuring compliance across multiple jurisdictions and adapting to frequent regulatory changes can require proactive risk assessment and close collaboration with legal and operational teams. Additionally, maintaining a strong compliance culture within the organization, training staff on policies, and responding promptly to incidents or audits are crucial aspects of the job. These responsibilities make the role fast-paced, dynamic, and integral to Ria's long-term success.

What is a Chief Compliance Officer RIA job?

A Chief Compliance Officer (CCO) for a Registered Investment Advisor (RIA) is responsible for ensuring the firm complies with SEC and state regulations. They develop and implement compliance policies, conduct risk assessments, oversee audits, and educate employees on regulatory requirements. The CCO also monitors changes in industry regulations and updates compliance programs accordingly. Their role is crucial in protecting the firm from legal and reputational risks while maintaining ethical business practices.

What are the key skills and qualifications needed to thrive in the Chief Compliance Officer Ria position, and why are they important?

To thrive as a Chief Compliance Officer at Ria, you need expertise in regulatory compliance, risk management, and financial industry standards, typically backed by a degree in law, finance, or a related field. Familiarity with regulatory management software, anti-money laundering (AML) platforms, and certifications such as CAMS or CRCM is highly valued. Strong leadership, excellent communication, and the ability to influence organizational culture are vital soft skills in this leadership role. These competencies are crucial to ensure Ria remains compliant with complex regulations while maintaining operational integrity and trust with stakeholders.

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Chief Compliance Officer Ria jobs near you
Infographic showing various Chief Compliance Officer Ria job openings in the United States as of June 2026, with employment types broken down into 1% Full Time, 70% Part Time, and 29% Contract. Highlights an 64% Physical, 18% Hybrid, and 18% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Chief Compliance Officer

Platinum Point Capital

Philadelphia, PA • On-site, Remote

$150K - $250K/yr

Full-time

Posted 16 days ago

Job description

Job Description
Chief Compliance Officer (CCO)
Confidential Portfolio Company • Remote-friendly
About Us
Confidential Portfolio Company -- builds the payment rails for the businesses the rest of the financial system overlooks - crypto-native companies and emerging-market financial institutions that move serious cross-border and stablecoin volume but can't get served by mainstream banks. We process billions of dollars a year for a fast-growing client base, and we're building the in-house infrastructure - compliance, orchestration, and direct access - to turn that into a category-defining payments business. We're a small, senior team where every person's work is visible and consequential. Here, compliance isn't a cost center; it's the engine that unlocks our growth.
Responsibilities
  • Build in-house compliance and onboarding function from the ground up - the capability that directly unlocks the company's growth.
  • Own the BSA/AML, OFAC sanctions, and KYC/KYB programs for a high-volume cross-border and stablecoin payments business.
  • Make the onboarding and risk decisions that turn a signed pipeline into live revenue - owning the judgment that is, quite literally, the product.
  • Define and confirm the company's regulatory perimeter - FinCEN/MSB registration, money-transmission analysis, and state requirements - in partnership with outside counsel.
  • Run transaction monitoring, SAR/CTR workflows, and the compliance reporting and relationships with our banking and licensed-rail partners.
  • Be the company's senior compliance voice to the board, partners, and regulators.
Requirements
  • 8+ years in financial-services compliance, including senior ownership of a BSA/AML program
  • Deep expertise in BSA/AML, OFAC sanctions, and KYC/KYB
  • Experience standing up or running compliance at a money services business (MSB) or payments company
  • CAMS (or equivalent) and the ability to serve as named BSA/AML Officer
  • Comfortable operating hands-on in a small, fast-moving company
Bonus Points
  • Hands-on crypto, digital-asset, and stablecoin compliance experience, including the post-GENIUS Act regulatory landscape
  • Background in cross-border payments, correspondent banking, and Latin America / emerging-markets remittances
  • Working knowledge of money transmitter licensing (MTLs), state-by-state requirements, and the FinCEN MSB framework
  • Familiarity with the Travel Rule and blockchain analytics tools (Chainalysis, Elliptic, TRM Labs)
  • Experience with transaction monitoring systems, KYB/onboarding tooling, and SAR/CTR processes
  • Prior role as a Chief Compliance Officer, BSA Officer, or Head of Compliance at a fintech, payments, or digital-asset firm
Perks
  • Equity participation in a public company with real upside
  • Remote-first
  • A genuine founding role: you build the function, own it end to end, and report directly to senior leadership and the board
  • The rare chance to own compliance at the frontier of crypto, stablecoins, and cross-border payments

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