Our client, a rapidly growing Registered Investment Advisor (RIA) in the Tampa Bay area, is seeking ... Experience in an operations, office management, administrative assistant, executive assistant ...
Our client, a rapidly growing Registered Investment Advisor (RIA) in the Tampa Bay area, is seeking ... Experience in an operations, office management, administrative assistant, executive assistant ...
Senior RIA Operations Consultant
$90K - $110K/yr
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and ... Responsibilities Advisor Enablement and Relationship Management * Serve as a trusted operational ...
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Senior RIA Operations Consultant
$90K - $110K/yr
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and ... Responsibilities Advisor Enablement and Relationship Management * Serve as a trusted operational ...
... manage complex client situations calmly and professionally Preferred Experience: • Experience supporting Broker Dealer clients • Exposure to RIA environments and brokerage account operations • ...
... manage complex client situations calmly and professionally Preferred Experience: • Experience supporting Broker Dealer clients • Exposure to RIA environments and brokerage account operations • ...
Executive Operations Manager
Miami, FL · On-site
$60K/yr
OPERATIONS & EXECUTIVE SUPPORT MANAGER Hospitality Investment Firm • Miami, FL • USD $60,000, Negotiable ABOUT THE ROLE We are searching for an Operations & Executive Support Manager for a Miami ...
Executive Operations Manager
Miami, FL · On-site
$60K/yr
OPERATIONS & EXECUTIVE SUPPORT MANAGER Hospitality Investment Firm • Miami, FL • USD $60,000, Negotiable ABOUT THE ROLE We are searching for an Operations & Executive Support Manager for a Miami ...
The operation manager will also formulate and recommend policies and programs which guide the ... Automotive, CEO, Director, Operations, Automotive Management, Service Manager, Regional Sales ...
The operation manager will also formulate and recommend policies and programs which guide the ... Automotive, CEO, Director, Operations, Automotive Management, Service Manager, Regional Sales ...
Operations Manager
Fort Lauderdale, FL · On-site
$50K - $60K/yr
Provides direction and leadership and is responsible for managing the daily operations within Executive Home Care. The Office Manager oversees the daily operations of the agency, ensuring smooth ...
Operations Manager
Fort Lauderdale, FL · On-site
$50K - $60K/yr
Provides direction and leadership and is responsible for managing the daily operations within Executive Home Care. The Office Manager oversees the daily operations of the agency, ensuring smooth ...
Project Lead / Project Manager Investment RIA Custody Advisory Services
Saint Petersburg, FL · On-site
$35 - $40/hr
Project Lead / Project Manager Investment RIA Custody Advisory Clearing Services Location: Tampa ... Operational processes common to a custody and clearing platform. Project planning and ...
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Project Lead / Project Manager Investment RIA Custody Advisory Services
Saint Petersburg, FL · On-site
$35 - $40/hr
Project Lead / Project Manager Investment RIA Custody Advisory Clearing Services Location: Tampa ... Operational processes common to a custody and clearing platform. Project planning and ...
Sitting within Citi's Security and Investigative Services function - a team dedicated to crisis management, intelligence, investigations, executive protection, and security operations - this role is ...
Sitting within Citi's Security and Investigative Services function - a team dedicated to crisis management, intelligence, investigations, executive protection, and security operations - this role is ...
Regular reporting of financial performance to ownership or the executive team will also be required ... Safety and Compliance The General Manager will ensure that all operations comply with applicable ...
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Regular reporting of financial performance to ownership or the executive team will also be required ... Safety and Compliance The General Manager will ensure that all operations comply with applicable ...
Regular reporting of financial performance to ownership or the executive team will also be required ... Safety and Compliance The General Manager will ensure that all operations comply with applicable ...
Regular reporting of financial performance to ownership or the executive team will also be required ... Safety and Compliance The General Manager will ensure that all operations comply with applicable ...
... operations. Position Summary: We are seeking a detail-oriented and proactive Compliance Manager to ... The ideal candidate will have substantial RIA compliance experience and will act as a key partner ...
... operations. Position Summary: We are seeking a detail-oriented and proactive Compliance Manager to ... The ideal candidate will have substantial RIA compliance experience and will act as a key partner ...
Executive Operations & Events Manager
$75K - $85K/yr
Executive Operations amp; Events Manager Jacksonville, FL | Full-Time | $75,000 - $85,000 Some people wait for instructions. Others walk into a situation, identify what needs to happen, organize the ...
Executive Operations & Events Manager
$75K - $85K/yr
Executive Operations amp; Events Manager Jacksonville, FL | Full-Time | $75,000 - $85,000 Some people wait for instructions. Others walk into a situation, identify what needs to happen, organize the ...
OPERATIONS & EXECUTIVE SUPPORT MANAGER Hospitality Investment Firm • Miami, FL • USD $60,000, Negotiable ABOUT THE ROLE We are searching for an Operations & Executive Support Manager for a Miami ...
New
OPERATIONS & EXECUTIVE SUPPORT MANAGER Hospitality Investment Firm • Miami, FL • USD $60,000, Negotiable ABOUT THE ROLE We are searching for an Operations & Executive Support Manager for a Miami ...
New
Operations Executive Support Manager
Miami, FL · On-site
$60K/yr
OPERATIONS & EXECUTIVE SUPPORT MANAGER Hospitality Investment Firm • Miami, FL • USD $60,000, Negotiable ABOUT THE ROLE We are searching for an Operations & Executive Support Manager for a Miami ...
Operations Executive Support Manager
Miami, FL · On-site
$60K/yr
OPERATIONS & EXECUTIVE SUPPORT MANAGER Hospitality Investment Firm • Miami, FL • USD $60,000, Negotiable ABOUT THE ROLE We are searching for an Operations & Executive Support Manager for a Miami ...
... wealth management firm is seeking a Client Service Associate to join its operations team in a ... Must have 2+ years of RIA or Broker/Dealer experience in client service or operations to be ...
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... wealth management firm is seeking a Client Service Associate to join its operations team in a ... Must have 2+ years of RIA or Broker/Dealer experience in client service or operations to be ...
Head of Investment Platform
Tampa, FL · On-site +1
Ten or more years of experience in wealth management asset management RIA platform leadership TAMP ... Executive level cross functional leadership across Investments Technology Compliance Operations and ...
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Head of Investment Platform
Tampa, FL · On-site +1
Ten or more years of experience in wealth management asset management RIA platform leadership TAMP ... Executive level cross functional leadership across Investments Technology Compliance Operations and ...
Executive Assistant
Alachua, FL · Hybrid
This role ensures seamless operations, manages executive priorities, and supports organizational efficiency in a fast-paced, deadline-driven environment. What You'll Do: * Manage executive calendars ...
Executive Assistant
Alachua, FL · Hybrid
This role ensures seamless operations, manages executive priorities, and supports organizational efficiency in a fast-paced, deadline-driven environment. What You'll Do: * Manage executive calendars ...
Executive Assistant
$50K - $60K/yr
... Entity Operations Management • Coordinate across leadership teams, board members, vendors, and ... Executive & Administrative Support • Manage complex calendars across multiple entities (school ...
Executive Assistant
$50K - $60K/yr
... Entity Operations Management • Coordinate across leadership teams, board members, vendors, and ... Executive & Administrative Support • Manage complex calendars across multiple entities (school ...
Executive Assistant
Alachua, FL · On-site
This role ensures seamless operations, manages executive priorities, and supports organizational efficiency in a fast-paced, deadline-driven environment. What You'll Do: * Manage executive calendars ...
Executive Assistant
Alachua, FL · On-site
This role ensures seamless operations, manages executive priorities, and supports organizational efficiency in a fast-paced, deadline-driven environment. What You'll Do: * Manage executive calendars ...
Executive Assistant
Alachua, FL · Hybrid
This role ensures seamless operations, manages executive priorities, and supports organizational efficiency in a fast-paced, deadline-driven environment. What You'll Do: * Manage executive calendars ...
Executive Assistant
Alachua, FL · Hybrid
This role ensures seamless operations, manages executive priorities, and supports organizational efficiency in a fast-paced, deadline-driven environment. What You'll Do: * Manage executive calendars ...
Executive Ria Operation Manager information
What is the difference between Executive Ria Operation Manager vs Ria Compliance Officer?
| Aspect | Executive Ria Operation Manager | Ria Compliance Officer |
|---|---|---|
| Credentials | Relevant certifications in money transfer and management | Compliance certifications like CAMS or CRCM |
| Work Environment | Oversees daily operations of Ria money transfer services | Focuses on regulatory compliance and risk management |
| Employer & Industry Usage | Used in financial services and remittance companies | Common in financial institutions and money transfer firms |
| Search & Comparison Intent | Understanding operational roles in Ria | Understanding compliance responsibilities in Ria |
The Executive Ria Operation Manager primarily oversees daily operations and ensures efficient service delivery within Ria, while the Ria Compliance Officer focuses on regulatory adherence and risk mitigation. Both roles require financial certifications but differ in their core responsibilities and focus areas within the money transfer industry.
Other
Posted 3 days ago
Job description
Our client, a rapidly growing Registered Investment Advisor (RIA) in the Tampa Bay area, is seeking a highly organized and proactive Operations Associate to join their team. This is a unique opportunity for an operations-minded professional to gain broad exposure to the inner workings of a growing wealth management firm while working directly alongside the Chief Operating Officer.
The Operations Associate will play a key role in supporting the firm's day-to-day operations, helping drive organizational efficiency, supporting compliance initiatives, coordinating administrative functions, and contributing to the infrastructure needed to support continued growth. This position offers exceptional visibility across all aspects of the business and is ideal for someone looking to build a long-term career in RIA operations and management.
Key Responsibilities
- Partner directly with the COO on a wide range of operational, administrative, and strategic initiatives.
- Support day-to-day office operations and help maintain an efficient, organized work environment.
- Assist with firm compliance processes, regulatory filings, audits, and documentation management.
- Coordinate vendor relationships, office services, technology providers, and operational resources.
- Manage administrative workflows, internal processes, and operational projects across the firm.
- Assist with onboarding new employees and maintaining operational procedures and documentation.
- Support business continuity, recordkeeping, and operational risk management initiatives.
- Help monitor and improve operational processes to enhance efficiency and scalability.
- Coordinate meetings, manage schedules, and assist with internal communications and special projects.
- Collaborate with advisors, client service professionals, and leadership to support firm-wide initiatives.
- Provide general administrative and operational support as needed in a fast-paced, growth-oriented environment.
Qualifications
- Bachelor's degree preferred but not required.
- 3+ years of experience within a Registered Investment Advisor (RIA), investment management firm, financial services organization, or related professional services environment.
- Experience in an operations, office management, administrative assistant, executive assistant, client service, or similar support role.
- Exceptional organizational skills and attention to detail.
- Strong written and verbal communication abilities.
- Ability to manage multiple priorities and adapt to changing business needs.
- Self-starter with a willingness to take ownership and learn new areas of the business.
- Strong proficiency with Microsoft Office Suite and business productivity tools.