... the RIA space to join our Large Market team as a Market Director. This role is part of a senior ... Seeks to understand the philosophy, structure, and strategic priorities of each firm, acting as a ...
... the RIA space to join our Large Market team as a Market Director. This role is part of a senior ... Seeks to understand the philosophy, structure, and strategic priorities of each firm, acting as a ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Responsible for providing leadership to the Direct Client Development team. Motivate and encourage ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Responsible for providing leadership to the Direct Client Development team. Motivate and encourage ...
... the RIA space to join our Large Market team as a Market Director. This role is part of a senior ... Seeks to understand the philosophy, structure, and strategic priorities of each firm, acting as a ...
... the RIA space to join our Large Market team as a Market Director. This role is part of a senior ... Seeks to understand the philosophy, structure, and strategic priorities of each firm, acting as a ...
... As the Market Director - Large Market RIA, Northeast , your focus will be on thegrowth and ... Seeks to understand the philosophy, structure, and strategic priorities of each firm, acting as a ...
... As the Market Director - Large Market RIA, Northeast , your focus will be on thegrowth and ... Seeks to understand the philosophy, structure, and strategic priorities of each firm, acting as a ...
Director, Wealth Strategy - Estate Planning
Atlanta, GA · On-site
$170K - $200K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... As a Director, Wealth Strategy, you will leverage your estate planning and tax expertise to deepen ...
Quick apply
Director, Wealth Strategy - Estate Planning
Atlanta, GA · On-site
$170K - $200K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... As a Director, Wealth Strategy, you will leverage your estate planning and tax expertise to deepen ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Investment Specialists support the firm's Sr. Investment Strategists and report to the Sr. Director ...
Quick apply
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Investment Specialists support the firm's Sr. Investment Strategists and report to the Sr. Director ...
Director, Wealth Strategy - Estate Planning
$170K - $200K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... As a Director, Wealth Strategy, you will leverage your estate planning and tax expertise to deepen ...
Quick apply
Director, Wealth Strategy - Estate Planning
$170K - $200K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... As a Director, Wealth Strategy, you will leverage your estate planning and tax expertise to deepen ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Investment Specialists support the firm's Sr. Investment Strategists and report to the Sr. Director ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Investment Specialists support the firm's Sr. Investment Strategists and report to the Sr. Director ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... The Director, Financial Planning UHNW takes a leading role in driving the success of financial ...
Quick apply
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... The Director, Financial Planning UHNW takes a leading role in driving the success of financial ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... The Director, Financial Planning UHNW takes a leading role in driving the success of financial ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... The Director, Financial Planning UHNW takes a leading role in driving the success of financial ...
Director, Wealth Strategy - Estate Planning
$170K - $200K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... As a Director, Wealth Strategy, you will leverage your estate planning and tax expertise to deepen ...
Director, Wealth Strategy - Estate Planning
$170K - $200K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... As a Director, Wealth Strategy, you will leverage your estate planning and tax expertise to deepen ...
Senior Investment Strategist (Texas; Mountain or Pacific Time Zones)
Houston, TX · On-site +1
$150K - $180K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Director, Investment Strategy . Investment Strategists provide thought leadership, portfolio ...
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Senior Investment Strategist (Texas; Mountain or Pacific Time Zones)
Houston, TX · On-site +1
$150K - $180K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Director, Investment Strategy . Investment Strategists provide thought leadership, portfolio ...
Senior Investment Strategist (Texas; Mountain or Pacific Time Zones)
Denver, CO · On-site +1
$150K - $180K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Director, Investment Strategy . Investment Strategists provide thought leadership, portfolio ...
Quick apply
Senior Investment Strategist (Texas; Mountain or Pacific Time Zones)
Denver, CO · On-site +1
$150K - $180K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Director, Investment Strategy . Investment Strategists provide thought leadership, portfolio ...
Senior Investment Strategist (Texas; Mountain or Pacific Time Zones)
Los Angeles, CA · On-site +1
$150K - $180K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Director, Investment Strategy . Investment Strategists provide thought leadership, portfolio ...
Quick apply
Senior Investment Strategist (Texas; Mountain or Pacific Time Zones)
Los Angeles, CA · On-site +1
$150K - $180K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Director, Investment Strategy . Investment Strategists provide thought leadership, portfolio ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Investment Strategists support the firm's regional advisor teams and report to the Sr. Director ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Investment Strategists support the firm's regional advisor teams and report to the Sr. Director ...
Director of Wealth Management
Frisco, TX · On-site
$180K - $210K/yr
The Director partners closely with firm leadership, advisors, tax professionals, and operations to ... Experience within a registered investment advisory (RIA) firm serving high-net-worth clients.
Director of Wealth Management
Frisco, TX · On-site
$180K - $210K/yr
The Director partners closely with firm leadership, advisors, tax professionals, and operations to ... Experience within a registered investment advisory (RIA) firm serving high-net-worth clients.
Managing Director
Sarasota, FL · Remote
$210K - $250K/yr
The firm is now adding a Managing Director as a core component of that platform. When an RIA engages the platform, they gain direct access to dedicated CPA expertise as part of the offering--meaning ...
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Managing Director
Sarasota, FL · Remote
$210K - $250K/yr
The firm is now adding a Managing Director as a core component of that platform. When an RIA engages the platform, they gain direct access to dedicated CPA expertise as part of the offering--meaning ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... The analyst will work closely with the Director, Investment Research, and other members of the ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... The analyst will work closely with the Director, Investment Research, and other members of the ...
Director of Finance
Washington, DC · On-site
Our client is a rapidly growing independent RIA/wealth management firm with a multinational ... The firm is seeking an experienced Finance Director with a background in wealth management or ...
Director of Finance
Washington, DC · On-site
Our client is a rapidly growing independent RIA/wealth management firm with a multinational ... The firm is seeking an experienced Finance Director with a background in wealth management or ...
Executive Director of Operations About the Firm OnePoint BFG Wealth Partners growing, client-centric Registered Investment Advisor (RIA) firm based in Parsippany, NJ, serving high-net-worth ...
Quick apply
Executive Director of Operations About the Firm OnePoint BFG Wealth Partners growing, client-centric Registered Investment Advisor (RIA) firm based in Parsippany, NJ, serving high-net-worth ...
Director Ria Firm information
See salary details
$34K - $47.2K
4% of jobs
$47.2K - $60.5K
8% of jobs
$60.5K - $73.7K
11% of jobs
$75.8K is the 25th percentile. Wages below this are outliers.
$73.7K - $86.9K
12% of jobs
$86.9K - $100.1K
14% of jobs
The median wage is $101.9K / yr.
$100.1K - $113.4K
12% of jobs
$113.4K - $126.6K
13% of jobs
$129.9K is the 75th percentile. Wages above this are outliers.
$126.6K - $139.8K
9% of jobs
$139.8K - $153K
9% of jobs
$153K - $166.3K
5% of jobs
$166.3K - $179.5K
3% of jobs
$34K
$107.7K
$179.5K
How much do director ria firm jobs pay per year?
What is the difference between Director Ria Firm vs Financial Advisor?
| Aspect | Director Ria Firm | Financial Advisor |
|---|---|---|
| Credentials | Series 7, 63, 65/66, and possibly CFP or CFA | Series 7, 63, 65/66, CFP or similar certifications |
| Work Environment | Leadership role managing RIA firm operations | Client-facing, providing personalized financial advice |
| Employer & Industry Usage | Typically employed by or managing an RIA firm | Employed by firms or independent, serving individual clients |
The main difference is that a Director Ria Firm oversees the firm's operations and compliance, while a Financial Advisor focuses on advising clients on investments and financial planning. Both roles often hold similar certifications, but their responsibilities and work environments differ significantly.

Full-time
Re-posted 21 days ago
Vanguard rating
8.7
Based on 62 frontline employees who took The Breakroom Quiz
17th of 148 rated financial services
Job description
As the Market Director - Large Market RIA, Northeast, your focus will be on the growth and retention of assets among RIAs with $500M+ in AUM. This model is designed to enable deeper, more strategic engagement with a high-priority book-averaging ~130 clients per territory. You will drive market share and net cash flow by executing custom strategies tailored to the unique needs of large firms.
About Vanguard
At Vanguard, our core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. We put our investors first in all we do, and because of it, clients, advisors, and institutions have entrusted $11 trillion in AUM to us.
Vanguard's Financial Advisor Services is the largest and fastest growing division within Vanguard. Our sales team serves broker dealers, RIAs, and bank clients by consulting them on their business and offering up investment products, research, and non-investment solutions to our clients, both to home office decision makers and advisors alike. We aim to be the "advisor to the advisor," bringing the full breadth and depth of Vanguard to each interaction. The RIA Large Market Sales Executive identifies, builds, and develops new relationships in the independent advisor community, through in-person interactions.
Vanguards CEO, Salim Ramji has emphasized a strong focus on fixed income, and our aim will be to continue to show the value of Vanguard fixed income to the financial advisor community. Vanguard is a leader in both indexed and active products, but there is an opportunity for us to do more to bring superior performance at lower costs to the RIA community. We have the potential to disrupt industry with our growing, world-class lineup of fixed income funds while remaining a leader in indexed equities.
What it takes
- Generates and deepen relationships with large Registered Investment Advisors (RIAs), focused on those with $500M+ in AUM, with at least 60%+ of interactions in-person. Seeks to understand the philosophy, structure, and strategic priorities of each firm, acting as a trusted advisor in aligning Vanguard's capabilities with client needs.
- Drives results and outcomes, with a strong emphasis on fixed income solutions and custom strategy execution. Delivers key messages through targeted engagements including in-person meetings, virtual visits, phone calls, and participation in national, regional, and local events.
- Builds and maintains a pipeline of high-quality sales opportunities, evidencing wins regularly within a strategically curated book of ~150 high-priority clients.
- Demonstrates deep expertise in capital markets, investment management, and industry trends. Leverages this knowledge to position Vanguard's offerings credibly and consultatively, especially in areas where we aim to disrupt-like fixed income.
- Develops and executes a strategic sales plan focused on depth over breadth, enabling stronger retention, loyalty, and asset growth.
- Build strong relationships across the firm, not just with investment decision-makers, but across entire organizations. Supports event strategy, expands fields of play, and helps bring the full breadth of Vanguard to each client.
- Collaborate closely with internal sales partners in a 1:1 model, sharing ownership of territory strategy, prospecting, and execution. Coaches and supports less experienced sales executives and internal stakeholders.
- Embraces technology and experimentation to enhance the sales process and client experience. Uses data and insights to prioritize efforts and optimize territory performance.
- Efficiently manages administrative responsibilities and contributes meaningfully to Vanguard's corporate initiatives-helping shape strategy, drive execution, and support adoption across the organization.
Qualifications
- Minimum ten years related experience. At least five years sales experience required.
- Undergraduate degree or equivalent combination of training and experience.
- FINRA Series 7 & 63 required.
Special Factors
- Candidate must be currently based in territory or be willing to relocate.
- Territory covers Massachusetts, New Hampshire, Vermont, Maine, and Rhode Island.
- Existing relationships and connectivity in the Massachusetts, New Hampshire, Vermont, Maine, and Rhode Island market is strongly preferred.
- Knowledge of fixed income markets and preferred fixed income investment landscape.
- Knowledge of direct indexing preferred.
- CFA preferred.
Special Factors
Sponsorship
Vanguard is not offering visa sponsorship for this position.
About Vanguard
At Vanguard, we don't just have a mission-we're on a mission.
To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.
How We Work
Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.