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Director Ria Firm Jobs (NOW HIRING)

The role will support the local Senior Director - Private Wealth Solutions (RIA Distribution), the ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...

$225K - $275K/yr

MBA highly preferred. * 10+ years of progressive experience in FP&A, including direct executive and ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... You will lead a team of designers and copywriters, including both direct reports and dotted-line ...

The role will support the local Senior Director - Private Wealth Solutions (RIA Distribution), the ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...

The role will support the local Senior Director - Private Wealth Solutions (RIA Distribution), the ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...

$225K - $275K/yr

MBA highly preferred. * 10+ years of progressive experience in FP&A, including direct executive and ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...

The role will support the local Senior Director - Private Wealth Solutions (RIA Distribution), the ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Mercer Advisors is seeking an experienced and passionate Creative Director to join our team. The ...

Showing results 21-40

Director Ria Firm information

See salary details

$34K

$107.7K

$179.5K

How much do director ria firm jobs pay per year?

As of Sep 12, 2026, the average yearly pay for director ria firm in the United States is $107,680.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,500.00 and $135,500.00 per year, depending on experience, location, and employer.

What is the difference between Director Ria Firm vs Financial Advisor?

AspectDirector Ria FirmFinancial Advisor
CredentialsSeries 7, 63, 65/66, and possibly CFP or CFASeries 7, 63, 65/66, CFP or similar certifications
Work EnvironmentLeadership role managing RIA firm operationsClient-facing, providing personalized financial advice
Employer & Industry UsageTypically employed by or managing an RIA firmEmployed by firms or independent, serving individual clients

The main difference is that a Director Ria Firm oversees the firm's operations and compliance, while a Financial Advisor focuses on advising clients on investments and financial planning. Both roles often hold similar certifications, but their responsibilities and work environments differ significantly.

More about Director Ria Firm jobs

What cities are hiring for Director Ria Firm jobs?

Cities with the most Director Ria Firm job openings:

What are the most commonly searched types of Ria Firm jobs?

The most popular types of Ria Firm jobs are:

What states have the most Director Ria Firm jobs?

States with the most job openings for Director Ria Firm jobs include:

Infographic showing various Director Ria Firm job openings in the United States as of September 2026, with employment types broken down into 2% As Needed, 84% Full Time, 12% Part Time, 1% Temporary, and 1% Contract. Highlights an 89% Physical, 3% Hybrid, and 8% Remote job distribution, with an average salary of $107,680 per year, or $51.8 per hour.

Director of Brokerage and RIA Operations

Green Bay, WI โ€ข On-site

MRINetwork Jobs
Recruiting and Staffing Servicesย โ€ขย 1 - 5K employees

Full-time

Re-posted 21 days ago


Job description

Director of Brokerage and RIA Operations

If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable control environment, we should talk. Our client is seeking a Director of Brokerage, RIA Operations & Controls to lead the operational strategy, technology enablement, and control framework for its broker-dealer and RIA platform.

This highly visible leadership role oversees account opening, trade support, product governance, clearing firm relationships, commission processing, reconciliation, reporting, and operational integrity while partnering closely with Finance, Risk, Compliance, and Private Wealth. You'll serve as the Operations Principal and FINOP specialist, helping shape a scalable, best-in-class operating model designed for growth.

Qualified candidates will bring 10+ years of broker-dealer or RIA operations experience, including 7+ years of leadership experience, along with a strong understanding of controls, regulatory requirements, and technology-driven efficiency. Series 7, 24, and 27 licenses are required, though candidates possessing two of the three will be considered; Series 4 and 66 (or 63/65) are a plus. Available in Green Bay and Milwaukee only! If you appreciate strong controls, clean reconciliations, and the satisfaction that comes from making complex operations look effortless, you may have just found your people.

To learn more about our organization please visit us at www.westportone.com

To apply for this position, submit your resume by choosing one of the following:

  • ***CLICKING “APPLY NOW” ON THIS PAGE*** (PREFERRED) 
  • Email your resume in WORD format to mollie@westportone.com. Please refer to job reference code NB/DBRIAWI in the subject line. 
  • NO CALLS PLEASE