The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): • Oversee day-to-day office operations and ...
The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): • Oversee day-to-day office operations and ...
The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ...
Quick apply
The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ...
Channel Marketing Manager RIA
$120K - $160K/yr
About Calamos Calamos is a diversified, global asset and wealth management firm offering a wide ... The Channel Marketing Manager RIA is responsible for building, executing and implementing channel ...
Channel Marketing Manager RIA
$120K - $160K/yr
About Calamos Calamos is a diversified, global asset and wealth management firm offering a wide ... The Channel Marketing Manager RIA is responsible for building, executing and implementing channel ...
Channel Marketing Manager - Intermediary and RIA
$120K - $160K/yr
About Calamos Calamos is a diversified, global asset and wealth management firm offering a wide ... Summary of the Role The Intermediary and RIA Channel Marketing Manager will develop and execute ...
Channel Marketing Manager - Intermediary and RIA
$120K - $160K/yr
About Calamos Calamos is a diversified, global asset and wealth management firm offering a wide ... Summary of the Role The Intermediary and RIA Channel Marketing Manager will develop and execute ...
Channel Marketing Manager - Intermediary and RIA
$120K - $160K/yr
About Calamos Calamos is a diversified, global asset and wealth management firm offering a wide ... Summary of the Role The Intermediary and RIA Channel Marketing Manager will develop and execute ...
Channel Marketing Manager - Intermediary and RIA
$120K - $160K/yr
About Calamos Calamos is a diversified, global asset and wealth management firm offering a wide ... Summary of the Role The Intermediary and RIA Channel Marketing Manager will develop and execute ...
Relationship Manager - RIA
Chevy Chase, MD · On-site
$85K - $105K/yr
... private wealth management firm serving high-net-worth individuals, families, trusts, and ... RIA), investment management firm or broker/dealer. • Professional Financial Designation (CFP ® ...
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Relationship Manager - RIA
Chevy Chase, MD · On-site
$85K - $105K/yr
... private wealth management firm serving high-net-worth individuals, families, trusts, and ... RIA), investment management firm or broker/dealer. • Professional Financial Designation (CFP ® ...
Financial Planner - RIA Firm
$70K - $100K/yr
Our firm has a proven marketing and operations system, which has allowed us to steadily increase ... Planning areas include but are not limited to financial statement analysis, risk management ...
Financial Planner - RIA Firm
$70K - $100K/yr
Our firm has a proven marketing and operations system, which has allowed us to steadily increase ... Planning areas include but are not limited to financial statement analysis, risk management ...
RIA Enterprise National Account Manager
Baltimore, MD · On-site +1
... RIA segment. This includes the development and collaborative implementation of the business ... firm to carry out the business strategy. Must manage the assigned key client relationships ...
RIA Enterprise National Account Manager
Baltimore, MD · On-site +1
... RIA segment. This includes the development and collaborative implementation of the business ... firm to carry out the business strategy. Must manage the assigned key client relationships ...
Tax Manager
Kansas City, MO · On-site
$125K - $160K/yr
Opportunity to work with HNWIs in an RIA firm environment vs. the typical Public Accounting CPA role About Us: We are one of the fastest-growing, Mid-Sized Wealth Management/ RIA firms in the U.S ...
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Tax Manager
Kansas City, MO · On-site
$125K - $160K/yr
Opportunity to work with HNWIs in an RIA firm environment vs. the typical Public Accounting CPA role About Us: We are one of the fastest-growing, Mid-Sized Wealth Management/ RIA firms in the U.S ...
Qualified candidates should have 1-4 years of experience at a major private wealth management/RIA firm with exposure to high net worth clients and large, complex portfolios. Base salary up to 130k ...
Qualified candidates should have 1-4 years of experience at a major private wealth management/RIA firm with exposure to high net worth clients and large, complex portfolios. Base salary up to 130k ...
VP Client Development
Manhattan, NY · On-site
... wealth management/RIA firm with exposure to high net worth clients and large, complex portfolios. Background in investment banking/investment management analytics and top school educational ...
VP Client Development
Manhattan, NY · On-site
... wealth management/RIA firm with exposure to high net worth clients and large, complex portfolios. Background in investment banking/investment management analytics and top school educational ...
VP Client Development
New York, NY · Hybrid
... wealth management/RIA firm with exposure to high net worth clients and large, complex portfolios. Background in investment banking/investment management analytics and top school educational ...
VP Client Development
New York, NY · Hybrid
... wealth management/RIA firm with exposure to high net worth clients and large, complex portfolios. Background in investment banking/investment management analytics and top school educational ...
... firm that has built its business to provide a Family Office investment experience to a broader universe of clientele. As a Registered Investment Adviser (RIA), they provide wealth management and ...
... firm that has built its business to provide a Family Office investment experience to a broader universe of clientele. As a Registered Investment Adviser (RIA), they provide wealth management and ...
Office Manager
Little Rock, AR · On-site
A growing Registered Investment Adviser (RIA) firm is seeking a professional, organized Office Manager to oversee daily office operations and administrative functions. This role is critical to ...
Office Manager
Little Rock, AR · On-site
A growing Registered Investment Adviser (RIA) firm is seeking a professional, organized Office Manager to oversee daily office operations and administrative functions. This role is critical to ...
Client Service Associate
Madison, WI · On-site
$14.50 - $20.25/hr
... Investment Advisor (RIA) firm that provides planning, investment, and advisory services to ... Provide a high level of customer service and guidance to clients by managing client inquiries and ...
Client Service Associate
Madison, WI · On-site
$14.50 - $20.25/hr
... Investment Advisor (RIA) firm that provides planning, investment, and advisory services to ... Provide a high level of customer service and guidance to clients by managing client inquiries and ...
Tax Manager
Parsippany, NJ · On-site
$111K - $146K/yr
As a leading RIA firm, we are experiencing rapid growth and are seeking a dynamic and driven individual to join our team as a Tax Manager. Position Overview: We are seeking a Tax Manager for a ...
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Tax Manager
Parsippany, NJ · On-site
$111K - $146K/yr
As a leading RIA firm, we are experiencing rapid growth and are seeking a dynamic and driven individual to join our team as a Tax Manager. Position Overview: We are seeking a Tax Manager for a ...
Customer Service Associate
Atlanta, GA · On-site
$14 - $19.25/hr
... Investment Advisor (RIA) firm that prides itself on high-touch service and long-term client ... is a plus Comfort with CRM tools, scheduling systems, and common office software A calm ...
Customer Service Associate
Atlanta, GA · On-site
$14 - $19.25/hr
... Investment Advisor (RIA) firm that prides itself on high-touch service and long-term client ... is a plus Comfort with CRM tools, scheduling systems, and common office software A calm ...
When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll: * Manage ... Follow firm-defined client service process to deliver consistent, high-touch experiences. * Develop ...
When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll: * Manage ... Follow firm-defined client service process to deliver consistent, high-touch experiences. * Develop ...
When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll: * Manage ... Follow firm-defined client service process to deliver consistent, high-touch experiences. * Develop ...
When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll: * Manage ... Follow firm-defined client service process to deliver consistent, high-touch experiences. * Develop ...
Financial Advisor
North Little Rock, AR · On-site
When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll: * Manage ... Follow firm-defined client service process to deliver consistent, high-touch experiences. * Develop ...
Quick apply
Financial Advisor
North Little Rock, AR · On-site
When you join our team-based RIA serving mass-affluent and high-net-worth clients, you'll: * Manage ... Follow firm-defined client service process to deliver consistent, high-touch experiences. * Develop ...
Manager Ria Firm information
See salary details
$27.5K - $37.5K
9% of jobs
$37.5K - $47.5K
13% of jobs
$50K is the 25th percentile. Wages below this are outliers.
$47.5K - $57.5K
12% of jobs
$57.5K - $67.5K
9% of jobs
The median wage is $74.7K / yr.
$67.5K - $77.5K
9% of jobs
$77.5K - $87.5K
5% of jobs
$87.5K - $97.5K
4% of jobs
$97.5K - $107.5K
6% of jobs
$110.5K is the 75th percentile. Wages above this are outliers.
$107.5K - $117.5K
22% of jobs
$117.5K - $127.5K
6% of jobs
$127.5K - $137.5K
3% of jobs
$27.5K
$81.7K
$137.5K
How much do manager ria firm jobs pay per year?
What is the difference between Manager Ria Firm vs Financial Advisor?
| Aspect | Manager Ria Firm | Financial Advisor |
|---|---|---|
| Credentials | Series 7, 66, or 65 licenses, CFP certification often preferred | Series 7, 66, or 65 licenses, CFP certification common |
| Work Environment | Manages firm operations, oversees advisors, compliance | Provides personalized financial planning and investment advice |
| Employer & Industry | Ria firms, financial services industry | Independent or firm-based financial advisory firms |
While both roles require similar licenses and certifications, a Manager Ria Firm oversees the firm's operations and compliance, whereas a Financial Advisor focuses on client financial planning and investment advice. The Manager Ria Firm role is more managerial and administrative, while the Financial Advisor role is client-facing and advisory-focused.
Can financial advisors make $500,000 a year?
What jobs make $1,000,000 a year?
Is $200,000 enough to work with a financial advisor?
What is an RIA manager?
Full-time
Posted 20 days ago
Job description
Responsibilities of the Operations Manager (RIA):
• Oversee day-to-day office operations and ensure smooth workflow across departments.
• Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
• Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
• Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
• Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
• Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
• Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
• Collaborate with leadership to drive new business development and operational strategy.
• Support recruiting, onboarding, and training of new staff as the firm grows.
• Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
• 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
• Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
• Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
• Experience with annuity business processing strongly preferred.
• Proven leadership and team management abilities.
• Excellent organizational, problem-solving, and communication skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
• Bachelor's degree in Finance, Business, or related field preferred.
What the Position Offers:
• Leadershiprole with significant impact on firm's growth and success
• Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match