The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): • Oversee day-to-day office operations and ...
The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): • Oversee day-to-day office operations and ...
The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ...
Quick apply
The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ...
Client Service Associate
Houston, TX · On-site
$13.75 - $19/hr
Type: Full-Time, In Person Firm: Concenture Wealth Management Years of Experience: 1-5+ years of experience in financial services, wealth management, investment management, or boutique RIA firm Join ...
Client Service Associate
Houston, TX · On-site
$13.75 - $19/hr
Type: Full-Time, In Person Firm: Concenture Wealth Management Years of Experience: 1-5+ years of experience in financial services, wealth management, investment management, or boutique RIA firm Join ...
Client Service Associate
Houston, TX · On-site
$13.75 - $19/hr
Type: Full-Time, In Person Firm: Concenture Wealth Management Years of Experience: 1-5+ years of experience in financial services, wealth management, investment management, or boutique RIA firm Join ...
New
Client Service Associate
Houston, TX · On-site
$13.75 - $19/hr
Type: Full-Time, In Person Firm: Concenture Wealth Management Years of Experience: 1-5+ years of experience in financial services, wealth management, investment management, or boutique RIA firm Join ...
New
Client Service Associate
Houston, TX · On-site
$13.75 - $19/hr
Required qualifications: · 1-5+ years of experience in financial services, wealth management, investment management, or boutique RIA firm · Experience supporting client-facing workflows, service ...
Client Service Associate
Houston, TX · On-site
$13.75 - $19/hr
Required qualifications: · 1-5+ years of experience in financial services, wealth management, investment management, or boutique RIA firm · Experience supporting client-facing workflows, service ...
Tax Manager
Dallas, TX · Remote
$130K - $175K/yr
About the Firm Our client is a registered investment advisory (RIA) firm headquartered in Texas ... About the Role The Tax Manager will be stepping into a well-established environment with an ...
Quick apply
Tax Manager
Dallas, TX · Remote
$130K - $175K/yr
About the Firm Our client is a registered investment advisory (RIA) firm headquartered in Texas ... About the Role The Tax Manager will be stepping into a well-established environment with an ...
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
As mentioned,CerityPartners isa Barron'stop 100 RIA firm and one of the fastest growing in the ... Whetheryou'reinterested in financial planning, investment management, tax advisory, or operational ...
New
As mentioned,CerityPartners isa Barron'stop 100 RIA firm and one of the fastest growing in the ... Whetheryou'reinterested in financial planning, investment management, tax advisory, or operational ...
New
Financial Advisor - RIA
Houston, TX · On-site
Financial Advisor Confidential RIA | Houston Metro A growing independent wealth management firm is seeking an experienced Financial Advisor to join its Houston office. This role is ideal for an ...
Quick apply
Financial Advisor - RIA
Houston, TX · On-site
Financial Advisor Confidential RIA | Houston Metro A growing independent wealth management firm is seeking an experienced Financial Advisor to join its Houston office. This role is ideal for an ...
... firm's new Registered Investment Advisor entity. This is a key leadership hire with long-term ... We will leverage a third-party institutional platform to power all asset management recommendations ...
Quick apply
... firm's new Registered Investment Advisor entity. This is a key leadership hire with long-term ... We will leverage a third-party institutional platform to power all asset management recommendations ...
As mentioned, Cerity Partners is a Barron's top 100 RIA firm and one of the fastest growing in the ... Whether you're interested in financial planning, investment management, tax advisory, or ...
New
As mentioned, Cerity Partners is a Barron's top 100 RIA firm and one of the fastest growing in the ... Whether you're interested in financial planning, investment management, tax advisory, or ...
New
As mentioned, Cerity Partners is a Barron's top 100 RIA firm and one of the fastest growing in the ... Whether you're interested in financial planning, investment management, tax advisory, or ...
As mentioned, Cerity Partners is a Barron's top 100 RIA firm and one of the fastest growing in the ... Whether you're interested in financial planning, investment management, tax advisory, or ...
The RIA advises private equity funds and private credit funds related to the seniors housing real ... private funds manager, regulator or law firm advising registered investment advisers.
The RIA advises private equity funds and private credit funds related to the seniors housing real ... private funds manager, regulator or law firm advising registered investment advisers.
As mentioned,CerityPartners isa Barron'stop 100 RIA firm and one of the fastest growing in the ... Whetheryou'reinterested in financial planning, investment management, tax advisory, or operational ...
New
As mentioned,CerityPartners isa Barron'stop 100 RIA firm and one of the fastest growing in the ... Whetheryou'reinterested in financial planning, investment management, tax advisory, or operational ...
New
Investment Strategist (Texas; Mountain or Pacific Time Zones)
Houston, TX · On-site +1
$150K - $180K/yr
... management firm, RIA, or similar firm * MBA or CFA a plus * Familiarity with private market investments, alternative asset solutions and quantitative, factor-based investing a plus * Strong ...
Quick apply
Investment Strategist (Texas; Mountain or Pacific Time Zones)
Houston, TX · On-site +1
$150K - $180K/yr
... management firm, RIA, or similar firm * MBA or CFA a plus * Familiarity with private market investments, alternative asset solutions and quantitative, factor-based investing a plus * Strong ...
Senior RIA Billing Specialist
Austin, TX · On-site
Serving as the firm's subject matter expert for RIA billing, the Senior RIA Billing Specialist ... Manage the quarterly billing calendar and execute billing cycles accurately and on schedule.
Senior RIA Billing Specialist
Austin, TX · On-site
Serving as the firm's subject matter expert for RIA billing, the Senior RIA Billing Specialist ... Manage the quarterly billing calendar and execute billing cycles accurately and on schedule.
Senior RIA Billing Specialist (67711)
Austin, TX · On-site +1
Serving as the firm's subject matter expert for RIA billing, the Senior RIA Billing Specialist ... Manage the quarterly billing calendar and execute billing cycles accurately and on schedule.
Senior RIA Billing Specialist (67711)
Austin, TX · On-site +1
Serving as the firm's subject matter expert for RIA billing, the Senior RIA Billing Specialist ... Manage the quarterly billing calendar and execute billing cycles accurately and on schedule.
Serving as the firm's subject matter expert for RIA billing, the Senior RIA Billing Specialist ... Manage the quarterly billing calendar and execute billing cycles accurately and on schedule.
Serving as the firm's subject matter expert for RIA billing, the Senior RIA Billing Specialist ... Manage the quarterly billing calendar and execute billing cycles accurately and on schedule.
Manager Ria Firm information
What is the difference between Manager Ria Firm vs Financial Advisor?
| Aspect | Manager Ria Firm | Financial Advisor |
|---|---|---|
| Credentials | Series 7, 66, or 65 licenses, CFP certification often preferred | Series 7, 66, or 65 licenses, CFP certification common |
| Work Environment | Manages firm operations, oversees advisors, compliance | Provides personalized financial planning and investment advice |
| Employer & Industry | Ria firms, financial services industry | Independent or firm-based financial advisory firms |
While both roles require similar licenses and certifications, a Manager Ria Firm oversees the firm's operations and compliance, whereas a Financial Advisor focuses on client financial planning and investment advice. The Manager Ria Firm role is more managerial and administrative, while the Financial Advisor role is client-facing and advisory-focused.
What are the most commonly searched types of Ria Firm jobs in Texas?
The most popular types of Ria Firm jobs in Texas are:
What cities in Texas are hiring for Manager Ria Firm jobs?
Cities in Texas with the most Manager Ria Firm job openings:
Operations Manager (Wealth Management/RIA)
Fort Worth, TX • On-site
Texas State Library and Archives Commision
• Libraries and Archives • 201 - 500 employees201 - 500 employees
Full-time
Re-posted 13 days ago
Job description
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives. The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal operations, ensuring this high-volume office runs efficiently and client cases are processed accurately and on time. This individual will manage the operations staff, monitor case flow, and coordinate with advisors to help them achieve performance goals. The ideal candidate will have deep industry knowledge, strong leadership skills, and hands-on experience with key financial technology platforms.
Responsibilities of the Operations Manager (RIA):
• Oversee day-to-day office operations and ensure smooth workflow across departments.
• Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
• Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
• Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
• Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
• Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
• Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
• Collaborate with leadership to drive new business development and operational strategy.
• Support recruiting, onboarding, and training of new staff as the firm grows.
• Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
• 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
• Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
• Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
• Experience with annuity business processing strongly preferred.
• Proven leadership and team management abilities.
• Excellent organizational, problem-solving, and communication skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
• Bachelor's degree in Finance, Business, or related field preferred.
What the Position Offers:
• Leadershiprole with significant impact on firm's growth and success
• Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match
Responsibilities of the Operations Manager (RIA):
• Oversee day-to-day office operations and ensure smooth workflow across departments.
• Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
• Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
• Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
• Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
• Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
• Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
• Collaborate with leadership to drive new business development and operational strategy.
• Support recruiting, onboarding, and training of new staff as the firm grows.
• Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
• 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
• Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
• Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
• Experience with annuity business processing strongly preferred.
• Proven leadership and team management abilities.
• Excellent organizational, problem-solving, and communication skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
• Bachelor's degree in Finance, Business, or related field preferred.
What the Position Offers:
• Leadershiprole with significant impact on firm's growth and success
• Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match
About Texas State Library and Archives Commission
Sourced by ZipRecruiter
Industry
Libraries and archives
Company size
201 - 500 Employees
Headquarters location
Austin, TX, US