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Manager Ria Firm Jobs in Texas (NOW HIRING)

Cetera

Community Leader - RIA Network

Dallas, TX · Hybrid

$124K - $167K/yr

Newly recruited revenue and assets, Same Store Sales growth, advisory AUM growth and advisor and firm retention. Build and manage the RIA Network community team as growth warrants. Own revenue ...

Cetera

Community Leader - RIA Network

Dallas, TX · Hybrid

$124K - $167K/yr

Newly recruited revenue and assets, Same Store Sales growth, advisory AUM growth and advisor and firm retention. Build and manage the RIA Network community team as growth warrants. Own revenue ...

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All JobsManager Ria Firm JobsManager Ria Firm Jobs in Texas

Manager Ria Firm information

What is the difference between Manager Ria Firm vs Financial Advisor?

AspectManager Ria FirmFinancial Advisor
CredentialsSeries 7, 66, or 65 licenses, CFP certification often preferredSeries 7, 66, or 65 licenses, CFP certification common
Work EnvironmentManages firm operations, oversees advisors, complianceProvides personalized financial planning and investment advice
Employer & IndustryRia firms, financial services industryIndependent or firm-based financial advisory firms

While both roles require similar licenses and certifications, a Manager Ria Firm oversees the firm's operations and compliance, whereas a Financial Advisor focuses on client financial planning and investment advice. The Manager Ria Firm role is more managerial and administrative, while the Financial Advisor role is client-facing and advisory-focused.

Can financial advisors make $500,000 a year?

Financial advisors can earn $500,000 or more annually, especially those with extensive experience, a strong client base, and specialization in high-net-worth individuals. Achieving this level often requires advanced certifications like the CFP or CFA, a robust network, and effective sales skills. Income varies widely based on location, firm size, and individual performance.

What jobs make $1,000,000 a year?

In the context of a Manager at Ria Firm, high-earning roles often include executive positions such as CEOs, CFOs, and other C-suite leaders, as well as successful entrepreneurs and certain investment professionals. These roles typically require extensive experience, advanced skills, and often involve leadership in finance, technology, or business development. Achieving a $1 million annual income usually involves a combination of salary, bonuses, and equity or profit sharing.

Is $200,000 enough to work with a financial advisor?

For a Manager at Ria Firm, $200,000 can be sufficient to work with a financial advisor, depending on the advisor's fee structure and the level of services required. Many financial advisors charge a percentage of assets under management or flat fees, which can vary widely, so it's important to discuss costs upfront. The salary may also influence the scope of financial planning or investment management services you can afford.

What is an RIA manager?

An RIA manager oversees registered investment advisor firms, managing client portfolios, ensuring compliance with regulations, and leading financial advisory teams. They typically hold certifications such as the Series 65 or 66 and have strong knowledge of investment strategies and regulatory requirements.
What are the most commonly searched types of Ria Firm jobs in Texas? The most popular types of Ria Firm jobs in Texas are:
What cities in Texas are hiring for Manager Ria Firm jobs? Cities in Texas with the most Manager Ria Firm job openings:
Manager Ria Firm jobs near you

Operations Manager (Wealth Management/RIA)

Texas State Library and Archives Commision

Fort Worth, TX

Full-time

Posted 20 days ago

Job description

Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives. The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal operations, ensuring this high-volume office runs efficiently and client cases are processed accurately and on time. This individual will manage the operations staff, monitor case flow, and coordinate with advisors to help them achieve performance goals. The ideal candidate will have deep industry knowledge, strong leadership skills, and hands-on experience with key financial technology platforms.
Responsibilities of the Operations Manager (RIA):
• Oversee day-to-day office operations and ensure smooth workflow across departments.
• Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
• Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
• Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
• Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
• Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
• Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
• Collaborate with leadership to drive new business development and operational strategy.
• Support recruiting, onboarding, and training of new staff as the firm grows.
• Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
• 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
• Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
• Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
• Experience with annuity business processing strongly preferred.
• Proven leadership and team management abilities.
• Excellent organizational, problem-solving, and communication skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
• Bachelor's degree in Finance, Business, or related field preferred.
What the Position Offers:
• Leadershiprole with significant impact on firm's growth and success
• Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match

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