The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): • Oversee day-to-day office operations and ...
The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): • Oversee day-to-day office operations and ...
The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ...
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The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ...
Wealth Management Operations Specialist
Austin, TX · On-site
$75K/yr
The ideal candidate has prior experience working in a wealth management or registered investment advisory (RIA) firm and is comfortable managing multiple operational processes with accuracy ...
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Wealth Management Operations Specialist
Austin, TX · On-site
$75K/yr
The ideal candidate has prior experience working in a wealth management or registered investment advisory (RIA) firm and is comfortable managing multiple operational processes with accuracy ...
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
New
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
New
Tax Manager
Dallas, TX · Remote
$130K - $175K/yr
About the Firm Our client is a registered investment advisory (RIA) firm headquartered in Texas ... About the Role The Tax Manager will be stepping into a well-established environment with an ...
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Tax Manager
Dallas, TX · Remote
$130K - $175K/yr
About the Firm Our client is a registered investment advisory (RIA) firm headquartered in Texas ... About the Role The Tax Manager will be stepping into a well-established environment with an ...
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
New
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
New
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
... M discipline, and cross-functional coordination. The role requires sound judgment in evaluating ... Analyze advisor, firm, and platform-level data to identify growth opportunities, underpenetrated ...
Manager, RIA Business Development Sales Support
Westlake, TX · On-site
$83K - $105K/yr
... the firm. The role is designed to help Managing Directors and BDO's grow Schwab's market share ... through sophisticated sales discovery and development. They deliver a myriad of support elements to ...
Manager, RIA Business Development Sales Support
Westlake, TX · On-site
$83K - $105K/yr
... the firm. The role is designed to help Managing Directors and BDO's grow Schwab's market share ... through sophisticated sales discovery and development. They deliver a myriad of support elements to ...
... firm's new Registered Investment Advisor entity. This is a key leadership hire with long-term ... We will leverage a third-party institutional platform to power all asset management recommendations ...
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... firm's new Registered Investment Advisor entity. This is a key leadership hire with long-term ... We will leverage a third-party institutional platform to power all asset management recommendations ...
Senior RIA Operations Consultant
$90K - $110K/yr
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and ... firm's overall service model. Responsibilities Advisor Enablement and Relationship Management
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Senior RIA Operations Consultant
$90K - $110K/yr
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and ... firm's overall service model. Responsibilities Advisor Enablement and Relationship Management
... the firm. The role is designed to help Managing Directors and BDO's grow Schwab's market share ... through sophisticated sales discovery and development. They deliver a myriad of support elements to ...
... the firm. The role is designed to help Managing Directors and BDO's grow Schwab's market share ... through sophisticated sales discovery and development. They deliver a myriad of support elements to ...
Proven ability to manage high-volume, single-wave transitions, not just phased onboarding * Track ... firm in real time, with real anxiety about client continuity and disruption * High emotional ...
Proven ability to manage high-volume, single-wave transitions, not just phased onboarding * Track ... firm in real time, with real anxiety about client continuity and disruption * High emotional ...
Senior Investment Strategist (Texas; Mountain or Pacific Time Zones)
Houston, TX · On-site +1
$150K - $180K/yr
... management firm, RIA, or similar firm * MBA or CFA a plus * Familiarity with private market investments, alternative asset solutions and quantitative, factor-based investing a plus * Strong ...
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Senior Investment Strategist (Texas; Mountain or Pacific Time Zones)
Houston, TX · On-site +1
$150K - $180K/yr
... management firm, RIA, or similar firm * MBA or CFA a plus * Familiarity with private market investments, alternative asset solutions and quantitative, factor-based investing a plus * Strong ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Managing client communications and follow-up with clients' other advisors * Ensuring adherence to ...
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Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Managing client communications and follow-up with clients' other advisors * Ensuring adherence to ...
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
Quick apply
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
Tax Planning Manager
Dallas, TX · On-site +1
$120K - $145K/yr
High-Growth Fintech / Wealth Management (RIA) Location: Irving, TX (Hybrid ) if local, or remote if ... Access to the firm's elite financial planning services for your own personal use.
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Tax Planning Manager
Dallas, TX · On-site +1
$120K - $145K/yr
High-Growth Fintech / Wealth Management (RIA) Location: Irving, TX (Hybrid ) if local, or remote if ... Access to the firm's elite financial planning services for your own personal use.
Tax Manager
Houston, TX · On-site
$200K/yr
As a Barron's Top 100 RIA firm and voted Best Places to Work by Fortune, Pacific Coast Business ... As Tax Manager, you will work directly with the tax team to review and prepare income, trust, and ...
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Tax Manager
Houston, TX · On-site
$200K/yr
As a Barron's Top 100 RIA firm and voted Best Places to Work by Fortune, Pacific Coast Business ... As Tax Manager, you will work directly with the tax team to review and prepare income, trust, and ...
Tax Manager
Austin, TX · On-site
$200K/yr
As a Barron's Top 100 RIA firm and voted Best Places to Work by Fortune, Pacific Coast Business ... As Tax Manager, you will work directly with the tax team to review and prepare income, trust, and ...
New
Quick apply
Tax Manager
Austin, TX · On-site
$200K/yr
As a Barron's Top 100 RIA firm and voted Best Places to Work by Fortune, Pacific Coast Business ... As Tax Manager, you will work directly with the tax team to review and prepare income, trust, and ...
New
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
Quick apply
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
Tax Manager
Houston, TX · On-site
$200K/yr
As a Barron's Top 100 RIA firm and voted Best Places to Work by Fortune, Pacific Coast Business ... As Tax Manager, you will work directly with the tax team to review and prepare income, trust, and ...
Quick apply
Tax Manager
Houston, TX · On-site
$200K/yr
As a Barron's Top 100 RIA firm and voted Best Places to Work by Fortune, Pacific Coast Business ... As Tax Manager, you will work directly with the tax team to review and prepare income, trust, and ...
Manager Ria Firm information
What is the difference between Manager Ria Firm vs Financial Advisor?
| Aspect | Manager Ria Firm | Financial Advisor |
|---|---|---|
| Credentials | Series 7, 66, or 65 licenses, CFP certification often preferred | Series 7, 66, or 65 licenses, CFP certification common |
| Work Environment | Manages firm operations, oversees advisors, compliance | Provides personalized financial planning and investment advice |
| Employer & Industry | Ria firms, financial services industry | Independent or firm-based financial advisory firms |
While both roles require similar licenses and certifications, a Manager Ria Firm oversees the firm's operations and compliance, whereas a Financial Advisor focuses on client financial planning and investment advice. The Manager Ria Firm role is more managerial and administrative, while the Financial Advisor role is client-facing and advisory-focused.
What are the most commonly searched types of Ria Firm jobs in Texas? The most popular types of Ria Firm jobs in Texas are:
What cities in Texas are hiring for Manager Ria Firm jobs? Cities in Texas with the most Manager Ria Firm job openings:
Operations Manager (Wealth Management/RIA)
Fort Worth, TX • On-site
Full-time
Re-posted 2 days ago
Job description
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives. The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal operations, ensuring this high-volume office runs efficiently and client cases are processed accurately and on time. This individual will manage the operations staff, monitor case flow, and coordinate with advisors to help them achieve performance goals. The ideal candidate will have deep industry knowledge, strong leadership skills, and hands-on experience with key financial technology platforms.
Responsibilities of the Operations Manager (RIA):
• Oversee day-to-day office operations and ensure smooth workflow across departments.
• Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
• Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
• Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
• Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
• Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
• Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
• Collaborate with leadership to drive new business development and operational strategy.
• Support recruiting, onboarding, and training of new staff as the firm grows.
• Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
• 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
• Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
• Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
• Experience with annuity business processing strongly preferred.
• Proven leadership and team management abilities.
• Excellent organizational, problem-solving, and communication skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
• Bachelor's degree in Finance, Business, or related field preferred.
What the Position Offers:
• Leadershiprole with significant impact on firm's growth and success
• Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match
Responsibilities of the Operations Manager (RIA):
• Oversee day-to-day office operations and ensure smooth workflow across departments.
• Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
• Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
• Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
• Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
• Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
• Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
• Collaborate with leadership to drive new business development and operational strategy.
• Support recruiting, onboarding, and training of new staff as the firm grows.
• Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
• 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
• Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
• Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
• Experience with annuity business processing strongly preferred.
• Proven leadership and team management abilities.
• Excellent organizational, problem-solving, and communication skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
• Bachelor's degree in Finance, Business, or related field preferred.
What the Position Offers:
• Leadershiprole with significant impact on firm's growth and success
• Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match