The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ...
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The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ...
Quick apply
The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal ... Responsibilities of the Operations Manager (RIA): · Oversee day-to-day office operations and ...
$90K - $110K/yr
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and ... firm's overall service model. Responsibilities Advisor Enablement and Relationship Management
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$90K - $110K/yr
The Senior RIA Operations Consultant serves as a trusted operational partner to advisors and ... firm's overall service model. Responsibilities Advisor Enablement and Relationship Management
Dallas, TX · On-site
$75K - $100K/yr
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
Dallas, TX · On-site
$75K - $100K/yr
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
$75K - $100K/yr
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
Quick apply
$75K - $100K/yr
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
Dallas, TX · On-site
$75K - $100K/yr
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
Dallas, TX · On-site
$75K - $100K/yr
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
$75K - $100K/yr
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
Quick apply
$75K - $100K/yr
... managed by a single team. We deliver the kind of comprehensive care once reserved for only the ... Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ...
... services firm providing investment banking, securities and investment management services to a ... YOUR IMPACT Goldman Sachs is seeking an RIA Custody Client Services Representative to join our ...
... services firm providing investment banking, securities and investment management services to a ... YOUR IMPACT Goldman Sachs is seeking an RIA Custody Client Services Representative to join our ...
... services firm providing investment banking, securities and investment management services to a ... YOUR IMPACT Goldman Sachs is seeking an RIA Custody Client Services Representative to join our ...
... services firm providing investment banking, securities and investment management services to a ... YOUR IMPACT Goldman Sachs is seeking an RIA Custody Client Services Representative to join our ...
... services firm providing investment banking, securities and investment management services to a ... YOUR IMPACT Goldman Sachs is seeking an RIA Custody Client Services Representative to join our ...
... services firm providing investment banking, securities and investment management services to a ... YOUR IMPACT Goldman Sachs is seeking an RIA Custody Client Services Representative to join our ...
Dallas, TX · Remote
$130K - $150K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Management of a service specialist, as assigned, as related to overseeing day-to-day tasks ...
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Dallas, TX · Remote
$130K - $150K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Management of a service specialist, as assigned, as related to overseeing day-to-day tasks ...
Dallas, TX · Remote
$90K - $130K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Managing a service specialist, as assigned, as related to overseeing day-to-day tasks, training ...
Quick apply
Dallas, TX · Remote
$90K - $130K/yr
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Managing a service specialist, as assigned, as related to overseeing day-to-day tasks, training ...
Dallas, TX · On-site
The Company is a rapidly growing Registered Investment Advisor ("RIA"), focused primarily on ... Risk Management & Ongoing Oversight * Conduct annual firm-wide risk assessments by practice ...
Dallas, TX · On-site
The Company is a rapidly growing Registered Investment Advisor ("RIA"), focused primarily on ... Risk Management & Ongoing Oversight * Conduct annual firm-wide risk assessments by practice ...
Dallas, TX · On-site
The Company is a rapidly growing Registered Investment Advisor ("RIA"), focused primarily on ... Risk Management & Ongoing Oversight * Conduct annual firm-wide risk assessments by practice ...
Dallas, TX · On-site
The Company is a rapidly growing Registered Investment Advisor ("RIA"), focused primarily on ... Risk Management & Ongoing Oversight * Conduct annual firm-wide risk assessments by practice ...
$125K - $350K/yr
Recognized by Barron's as a top RIA firm for eight years in a row (awarded each September (2018 ... and manage over $324 billion in assets 2. Our unique approach to serving clients combines our ...
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$125K - $350K/yr
Recognized by Barron's as a top RIA firm for eight years in a row (awarded each September (2018 ... and manage over $324 billion in assets 2. Our unique approach to serving clients combines our ...
Dallas, TX · On-site
$125K - $350K/yr
Recognized by Barron's as a top RIA firm for eight years in a row (awarded each September (2018 ... and manage over $324 billion in assets 2. Our unique approach to serving clients combines our ...
Dallas, TX · On-site
$125K - $350K/yr
Recognized by Barron's as a top RIA firm for eight years in a row (awarded each September (2018 ... and manage over $324 billion in assets 2. Our unique approach to serving clients combines our ...
Westlake, TX · On-site
$115K - $187K/yr
Experience with and knowledge of common RIA firm business needs and challenges spanning Business Management, Technology, and Operations. * Outstanding analytical skills with the ability to think ...
Westlake, TX · On-site
$115K - $187K/yr
Experience with and knowledge of common RIA firm business needs and challenges spanning Business Management, Technology, and Operations. * Outstanding analytical skills with the ability to think ...
Experience with and knowledge of common RIA firm business needs and challenges spanning Business Management, Technology, and Operations. * Outstanding analytical skills with the ability to think ...
Experience with and knowledge of common RIA firm business needs and challenges spanning Business Management, Technology, and Operations. * Outstanding analytical skills with the ability to think ...
Dallas, TX · On-site +1
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... firm, what gets shipped is determined by who runs the operating model. Your Impact * Own the ...
Dallas, TX · On-site +1
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... firm, what gets shipped is determined by who runs the operating model. Your Impact * Own the ...
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... firm, what gets shipped is determined by who runs the operating model. Your Impact * Own the ...
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... firm, what gets shipped is determined by who runs the operating model. Your Impact * Own the ...
University Park, TX · On-site
$180 - $280/hr
... Management Dallas, TX, US 13 days ago Requisition ID: 1048 True North is a $5B+ RIA with a clear ... This is an opportunity to step into a high-visibility leadership role at a firm with a proven ...
University Park, TX · On-site
$180 - $280/hr
... Management Dallas, TX, US 13 days ago Requisition ID: 1048 True North is a $5B+ RIA with a clear ... This is an opportunity to step into a high-visibility leadership role at a firm with a proven ...
$25.8K - $35.2K
9% of jobs
$35.2K - $44.5K
13% of jobs
$46.9K is the 25th percentile. Wages below this are outliers.
$44.5K - $53.9K
12% of jobs
$53.9K - $63.3K
9% of jobs
The median wage is $70.1K / yr.
$63.3K - $72.7K
9% of jobs
$72.7K - $82K
5% of jobs
$82K - $91.4K
4% of jobs
$91.4K - $100.8K
6% of jobs
$103.6K is the 75th percentile. Wages above this are outliers.
$100.8K - $110.2K
22% of jobs
$110.2K - $119.5K
6% of jobs
$119.5K - $128.9K
3% of jobs
$25.8K
$76.6K
$128.9K
| Aspect | Manager Ria Firm | Financial Advisor |
|---|---|---|
| Credentials | Series 7, 66, or 65 licenses, CFP certification often preferred | Series 7, 66, or 65 licenses, CFP certification common |
| Work Environment | Manages firm operations, oversees advisors, compliance | Provides personalized financial planning and investment advice |
| Employer & Industry | Ria firms, financial services industry | Independent or firm-based financial advisory firms |
While both roles require similar licenses and certifications, a Manager Ria Firm oversees the firm's operations and compliance, whereas a Financial Advisor focuses on client financial planning and investment advice. The Manager Ria Firm role is more managerial and administrative, while the Financial Advisor role is client-facing and advisory-focused.
Cities near Denton, TX with the most Manager Ria Firm job openings:
Fort Worth, TX • On-site
Full-time
Re-posted 29 days ago
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives. The firm seeks an experienced Operations Manager to oversee all aspects of the firm’s internal operations, ensuring this high-volume office runs efficiently and client cases are processed accurately and on time. This individual will manage the operations staff, monitor case flow, and coordinate with advisors to help them achieve performance goals. The ideal candidate will have deep industry knowledge, strong leadership skills, and hands-on experience with key financial technology platforms.
Responsibilities of the Operations Manager (RIA):
· Oversee day-to-day office operations and ensure smooth workflow across departments.
· Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
· Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
· Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
· Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
· Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
· Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
· Collaborate with leadership to drive new business development and operational strategy.
· Support recruiting, onboarding, and training of new staff as the firm grows.
· Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
· 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
· Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
· Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
· Experience with annuity business processing strongly preferred.
· Proven leadership and team management abilities.
· Excellent organizational, problem-solving, and communication skills.
· Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
· Bachelor’s degree in Finance, Business, or related field preferred.
What the Position Offers:
· Leadership role with significant impact on firm’s growth and success
· Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match
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Recruiting and staffing services
1 - 10 Employees
Dallas, TX, US