ZipRecruiter

Log In

1

Manager Ria Firm Jobs in Texas (NOW HIRING)

Farther

Senior Trading Associate

Dallas, TX · On-site +1

$14.75 - $17.75/hr

The Role Farther is seeking a Senior Trading Associate to support and scale the firm's trading ... Your Impact * Execute and manage trades across RIA advisory accounts and advisory platforms ...

Farther

Senior Trading Associate

Dallas, TX

$14.75 - $17.75/hr

The Role Farther is seeking a Senior Trading Associate to support and scale the firm's trading ... Your Impact * Execute and manage trades across RIA advisory accounts and advisory platforms ...

Farther

Senior Trading Associate

Dallas, TX

$14.75 - $17.75/hr

The Role Farther is seeking a Senior Trading Associate to support and scale the firm's trading ... Your Impact * Execute and manage trades across RIA advisory accounts and advisory platforms ...

Altruist

Compliance Director

Dallas, TX · Hybrid

... firm's Insider Trading program (pre-clearance, blackout windows, and ongoing monitoring ... Third-Party RIA Regulatory Requests - Own the program end-to-end, including responses to regulator ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

... firm to make sure our advisors can focus on what they do best, serving clients, while we keep the ... Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

... firm to make sure our advisors can focus on what they do best, serving clients, while we keep the ... Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards ...

Altruist

Compliance Director

Dallas, TX · On-site

About Altruist Altruist is transforming the multi-trillion dollar wealth management industry by ... Third-Party RIA Regulatory Requests - Own the program end-to-end, including responses to regulator ...

NorthPoint Search Group

Public Tax Senior

Houston, TX · On-site

... firm culture. Key Responsibilities: • Review federal and multi-state tax returns. • Research ... CCH, RIA, or Engagement is a plus. • Strong project management, leadership, and communication ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

... firm to make sure our advisors can focus on what they do best, serving clients, while we keep the ... Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards ...

NorthPoint Search Group

Public Tax Senior

Dallas, TX · On-site

... firm culture. Key Responsibilities: • Review federal and multi-state tax returns. • Research ... CCH, RIA, or Engagement is a plus. • Strong project management, leadership, and communication ...

Altruist

Senior Manager, Fixed Income Trading

Dallas, TX · On-site

$107K - $146K/yr

... firm's market profile. * Advisor & Client Service * Deliver best-in-class service to Altruist ... Experience supporting enterprise RIA firms, wirehouse breakaways, or large institutional clients.

next page

Showing results 1-20

All JobsRia Firm JobsManager Ria Firm JobsManager Ria Firm Jobs in Texas

Manager Ria Firm information

What is the difference between Manager Ria Firm vs Financial Advisor?

AspectManager Ria FirmFinancial Advisor
CredentialsSeries 7, 66, or 65 licenses, CFP certification often preferredSeries 7, 66, or 65 licenses, CFP certification common
Work EnvironmentManages firm operations, oversees advisors, complianceProvides personalized financial planning and investment advice
Employer & IndustryRia firms, financial services industryIndependent or firm-based financial advisory firms

While both roles require similar licenses and certifications, a Manager Ria Firm oversees the firm's operations and compliance, whereas a Financial Advisor focuses on client financial planning and investment advice. The Manager Ria Firm role is more managerial and administrative, while the Financial Advisor role is client-facing and advisory-focused.

What are the most commonly searched types of Ria Firm jobs in Texas? The most popular types of Ria Firm jobs in Texas are:
What cities in Texas are hiring for Manager Ria Firm jobs? Cities in Texas with the most Manager Ria Firm job openings:
Manager Ria Firm jobs near you
Senior Trading Associate

Senior Trading Associate

Farther

Dallas, TX • On-site, Remote

$14.75 - $17.75/hr

Full-time

Medical, Retirement, PTO

Re-posted 12 hours ago

Job description

Company Description
Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience.
Farther's founders are leaders and innovators from the private wealth industry who possess a unique blend of traditional wealth management, fintech, and technology production expertise. We're backed by top-tier venture capital firms, fintech investors, and industry leaders.
Joining Farther means joining a collaborative team of entrepreneurs who are passionate about helping their clients and our teammates achieve more. If you're the type who breaks through walls to get things done the right way, we want to build the future of wealth management with you.
The Role
Farther is seeking a Senior Trading Associate to support and scale the firm's trading operations across multiple platforms and custodial environments. This role sits at the center of our investment operations function and is responsible for ensuring the accurate, compliant, and efficient execution of client investment strategies.
The Senior Trading Associate will oversee the full trade lifecycle - from order intake through execution, allocation, reconciliation, and settlement - while maintaining strict adherence to regulatory, custodial, and operational controls. You'll partner closely with financial advisors, portfolio management, compliance, and custodial partners to ensure seamless execution across multiple custodians and platforms, while also helping to scale trading infrastructure and identify opportunities for automation and system improvement.
Your Impact
  • Execute and manage trades across RIA advisory accounts and advisory platforms, ensuring accurate order entry, allocation, and settlement.
  • Oversee the end-to-end trade lifecycle, including order management, trade confirmation, allocation, and post-trade reconciliation across equities, ETFs, mutual funds, and fixed income.
  • Monitor trading activity to identify exceptions, discrepancies, or settlement breaks, and lead investigations through resolution.
  • Partner with Compliance and Operations leadership to ensure adherence to FINRA, SEC, and firm trading policies.
  • Support trade execution for advisors during large asset transitions, portfolio restructures, and client-driven trade activity, including portfolio rebalancing and model implementation.
  • Identify opportunities to streamline trading workflows and reduce manual operational risk; partner with technology and operations teams to enhance trading systems and automation capabilities.
  • Contribute to the design and documentation of scalable trading procedures and operational playbooks as the firm grows.

The Ideal Match
  • Bachelor's degree in Finance, Economics, Business, or a related field.
  • 4+ years of experience in trading operations, investment operations, or trade execution within wealth management, asset management, or broker-dealer environments.
  • Strong understanding of trade execution workflows, order management systems, settlement and reconciliation processes, and portfolio rebalancing mechanics.
  • Experience with custodial trading platforms (Schwab, Fidelity, Pershing, Apex, etc.) and advanced proficiency in Excel and data analysis.
  • Demonstrated ability to operate in high-volume trading environments with exceptional accuracy, a risk-aware mindset, and comfort with technology-driven workflows.

Bonus Points
  • Experience supporting both RIA trading environments and broker-dealer platforms.
  • Active or interest in obtaining Series 7 and Series 63,
  • Background in fast-growth fintech or technology-enabled wealth firms.
  • Exposure to trading automation, process improvement, or system implementations

Why Join Us
  • Competitive comp package that rewards impact
  • Work alongside some of the brightest minds in fintech
  • Ground-floor opportunity at a fast-scaling startup
  • Chart your own growth path as we expand
  • Full health benefits + 401(k) matching & Roth IRA options
  • Unlimited PTO
  • Ready to disrupt wealth management? Let's talk!

Ready to disrupt wealth management? Let's talk!
Farther logo

About Farther

Sourced by ZipRecruiter

Farther is a new kind of financial institution: combining expert advisors and cutting-edge technology to deliver a comprehensive, tailored wealth management experience. Farther empowers advisors to deliver exceptional value to their clients -- on their own terms. We're here to help established advisors scale, providing everything they need to succeed from technology to client support and from marketing to mentoring. To deliver on that goal, we've reimagined what a wealth management platform delivers, allowing clients to easily find a financial advisor and communicate how and when they want, to customize, invest, and professionally manage their entire financial lives in one place, and to automatically squeeze more out of every hard-earned dollar to reduce their tax bills. In other words, we help our clients go Farther. Farther's founders are leaders and innovators from the private wealth industry and possess a unique mix of traditional wealth management, fintech, and technology production expertise. We're backed by top tier venture capital firms, fintech investors, and industry leaders. Joining Farther means joining a collaborative team of entrepreneurs and builders who are passionate about helping our clients and our teammates achieve more. If you're the type who breaks through walls to get things done the right way, we want to go farther with you.

Industry

Finance and insurance

Company size

51 - 200 Employees

Headquarters location

New York, NY, US

Year founded

2019

View All Farther Jobs

Apply