Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives.
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives.
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives.
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Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives.
Community Leader - RIA Network
Dallas, TX · Hybrid
$124K - $167K/yr
... firm retention. Build and manage the RIA Network community team as growth warrants. Own revenue ... Executive-level communicator with the ability to influence senior stakeholders. Proficiency in CRM ...
Community Leader - RIA Network
Dallas, TX · Hybrid
$124K - $167K/yr
... firm retention. Build and manage the RIA Network community team as growth warrants. Own revenue ... Executive-level communicator with the ability to influence senior stakeholders. Proficiency in CRM ...
Community Leader - RIA Network
Dallas, TX · Hybrid
$124K - $167K/yr
... firm retention. Build and manage the RIA Network community team as growth warrants. Own revenue ... Executive-level communicator with the ability to influence senior stakeholders. Proficiency in CRM ...
Community Leader - RIA Network
Dallas, TX · Hybrid
$124K - $167K/yr
... firm retention. Build and manage the RIA Network community team as growth warrants. Own revenue ... Executive-level communicator with the ability to influence senior stakeholders. Proficiency in CRM ...
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... firm-wide priorities; conduct year-end performance reviews for direct reports * Champion the ...
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... firm-wide priorities; conduct year-end performance reviews for direct reports * Champion the ...
Director of Wealth Management
Frisco, TX · On-site
$180K - $210K/yr
Serve as a senior leader and thought partner to executive leadership on growth strategy, capacity ... Experience within a registered investment advisory (RIA) firm serving high-net-worth clients.
Director of Wealth Management
Frisco, TX · On-site
$180K - $210K/yr
Serve as a senior leader and thought partner to executive leadership on growth strategy, capacity ... Experience within a registered investment advisory (RIA) firm serving high-net-worth clients.
Operations / Client Service Associate
Austin, TX · On-site +1
$70K - $90K/yr
Guiding Financial is a boutique RIA based in Austin, TX operating as a quasi-family office for ... As a small, entrepreneurial firm, we offer a dynamic and collaborative work environment where your ...
Operations / Client Service Associate
Austin, TX · On-site +1
$70K - $90K/yr
Guiding Financial is a boutique RIA based in Austin, TX operating as a quasi-family office for ... As a small, entrepreneurial firm, we offer a dynamic and collaborative work environment where your ...
Executive Assistant
Austin, TX · On-site
$60K - $75K/yr
Oakwell Private Wealth Management is a financial planning firm based in Austin, TX and we are seeking an Executive Assistant to join our team. At Oakwell, we pride ourselves on building relationships ...
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Executive Assistant
Austin, TX · On-site
$60K - $75K/yr
Oakwell Private Wealth Management is a financial planning firm based in Austin, TX and we are seeking an Executive Assistant to join our team. At Oakwell, we pride ourselves on building relationships ...
Executive Assistant
Austin, TX · On-site
$60K - $75K/yr
Oakwell Private Wealth Management is a financial planning firm based in Austin, TX and we are seeking an Executive Assistant to join our team. At Oakwell, we pride ourselves on building relationships ...
Executive Assistant
Austin, TX · On-site
$60K - $75K/yr
Oakwell Private Wealth Management is a financial planning firm based in Austin, TX and we are seeking an Executive Assistant to join our team. At Oakwell, we pride ourselves on building relationships ...
Chief Compliance Officer
Dallas, TX · On-site
Chief Compliance Officer Reporting To: CEO Location: Dallas, Texas (in-person strongly preferred ... TDP Confidential Portfolio Company Private Equity Firm Overview Tyree & D'Angelo Partners ("TDP ...
Chief Compliance Officer
Dallas, TX · On-site
Chief Compliance Officer Reporting To: CEO Location: Dallas, Texas (in-person strongly preferred ... TDP Confidential Portfolio Company Private Equity Firm Overview Tyree & D'Angelo Partners ("TDP ...
Chief Compliance Officer Reporting To: CEO Location: Dallas, Texas (in-person strongly preferred ... TDP Confidential Portfolio Company Private Equity Firm Overview Tyree & D'Angelo Partners ("TDP ...
Chief Compliance Officer Reporting To: CEO Location: Dallas, Texas (in-person strongly preferred ... TDP Confidential Portfolio Company Private Equity Firm Overview Tyree & D'Angelo Partners ("TDP ...
Executive Assistant
Austin, TX · On-site
$60K - $75K/yr
Oakwell Private Wealth Management is a financial planning firm based in Austin, TX and we are seeking an Executive Assistant to join our team. At Oakwell, we pride ourselves on building relationships ...
Executive Assistant
Austin, TX · On-site
$60K - $75K/yr
Oakwell Private Wealth Management is a financial planning firm based in Austin, TX and we are seeking an Executive Assistant to join our team. At Oakwell, we pride ourselves on building relationships ...
... Wells Fargo and RIA distribution channels, in particular. The External Wholesaler will be ... firm products and value proposition. * Partner with CEO, fellow sales professionals, and support ...
... Wells Fargo and RIA distribution channels, in particular. The External Wholesaler will be ... firm products and value proposition. * Partner with CEO, fellow sales professionals, and support ...
Sales - Sales Executive II
Dallas, TX · On-site
... the RIA channel. The Sales Executive reports to the Sales Manager. What you'll Do: * Identify ... Increase the firm's profitability by cultivating new business relationships and following up on all ...
Sales - Sales Executive II
Dallas, TX · On-site
... the RIA channel. The Sales Executive reports to the Sales Manager. What you'll Do: * Identify ... Increase the firm's profitability by cultivating new business relationships and following up on all ...
Compliance Director
Dallas, TX · Hybrid
... Party RIA Regulatory Requests, and Employee Compliance - including licensing and registration ... You'll also serve as a trusted partner to executives across Product, Engineering, Legal, and ...
Compliance Director
Dallas, TX · Hybrid
... Party RIA Regulatory Requests, and Employee Compliance - including licensing and registration ... You'll also serve as a trusted partner to executives across Product, Engineering, Legal, and ...
Operations / Client Service Associate
Austin, TX · On-site +1
$70K - $90K/yr
Guiding Financial is a boutique RIA based in Austin, TX operating as a quasi-family office for ... As a small, entrepreneurial firm, we offer a dynamic and collaborative work environment where your ...
Operations / Client Service Associate
Austin, TX · On-site +1
$70K - $90K/yr
Guiding Financial is a boutique RIA based in Austin, TX operating as a quasi-family office for ... As a small, entrepreneurial firm, we offer a dynamic and collaborative work environment where your ...
Compliance Director
Dallas, TX · On-site
... Party RIA Regulatory Requests, and Employee Compliance - including licensing and registration ... You'll also serve as a trusted partner to executives across Product, Engineering, Legal, and ...
Compliance Director
Dallas, TX · On-site
... Party RIA Regulatory Requests, and Employee Compliance - including licensing and registration ... You'll also serve as a trusted partner to executives across Product, Engineering, Legal, and ...
Director of Advisory
Austin, TX · On-site
$170K - $225K/yr
... and the CEO accountable to established goals and processes * Instill and uphold the firm ... RIA or comparable deep-planning experience is preferred * Proven leadership experience managing ...
Director of Advisory
Austin, TX · On-site
$170K - $225K/yr
... and the CEO accountable to established goals and processes * Instill and uphold the firm ... RIA or comparable deep-planning experience is preferred * Proven leadership experience managing ...
... executives in a global business environment. * Strategically minded and self-motivated with the ... Experience with an asset management firm, ETF provider, broker dealer, or large RIA preferred.
... executives in a global business environment. * Strategically minded and self-motivated with the ... Experience with an asset management firm, ETF provider, broker dealer, or large RIA preferred.
Tax Director - Hybrid
Austin, TX · Hybrid
$190K - $220K/yr
Collaborate with firm leadership to intelligently integrate tax strategies with our other core ... Please submit your resume to take the next step toward executive leadership with our premier family ...
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Tax Director - Hybrid
Austin, TX · Hybrid
$190K - $220K/yr
Collaborate with firm leadership to intelligently integrate tax strategies with our other core ... Please submit your resume to take the next step toward executive leadership with our premier family ...
Executive Ria Firm information
What is the difference between Executive Ria Firm vs Registered Investment Advisor?
| Aspect | Executive Ria Firm | Registered Investment Advisor |
|---|---|---|
| Credentials | Typically holds SEC registration, CFP, or CFA certifications | Requires SEC registration, CFP, CFA, or similar certifications |
| Work Environment | Financial advisory firms, often with a team of advisors | Independent or firm-based financial advisory setting |
| Industry Usage | Commonly used for firms providing investment advice | Used for individuals or firms offering personalized investment management |
Both Executive Ria Firms and Registered Investment Advisors are regulated entities providing investment advice. The main difference lies in the context of usage; 'Executive Ria Firm' emphasizes the firm's leadership and operational structure, while 'Registered Investment Advisor' is a regulatory designation. Understanding these distinctions helps clients identify qualified financial advisory services.
What are the most commonly searched types of Ria Firm jobs in Texas? The most popular types of Ria Firm jobs in Texas are:
What are popular job titles related to Executive Ria Firm jobs in Texas? For Executive Ria Firm jobs in Texas, the most frequently searched job titles are:
What job categories do people searching Executive Ria Firm jobs in Texas look for? The top searched job categories for Executive Ria Firm jobs in Texas are:
What cities in Texas are hiring for Executive Ria Firm jobs? Cities in Texas with the most Executive Ria Firm job openings:
Operations Manager (Wealth Management/RIA)
Fort Worth, TX • On-site
Full-time
Re-posted 14 days ago
Job description
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives. The firm seeks an experienced Operations Manager to oversee all aspects of the firm's internal operations, ensuring this high-volume office runs efficiently and client cases are processed accurately and on time. This individual will manage the operations staff, monitor case flow, and coordinate with advisors to help them achieve performance goals. The ideal candidate will have deep industry knowledge, strong leadership skills, and hands-on experience with key financial technology platforms.
Responsibilities of the Operations Manager (RIA):
• Oversee day-to-day office operations and ensure smooth workflow across departments.
• Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
• Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
• Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
• Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
• Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
• Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
• Collaborate with leadership to drive new business development and operational strategy.
• Support recruiting, onboarding, and training of new staff as the firm grows.
• Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
• 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
• Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
• Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
• Experience with annuity business processing strongly preferred.
• Proven leadership and team management abilities.
• Excellent organizational, problem-solving, and communication skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
• Bachelor's degree in Finance, Business, or related field preferred.
What the Position Offers:
• Leadershiprole with significant impact on firm's growth and success
• Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match
Responsibilities of the Operations Manager (RIA):
• Oversee day-to-day office operations and ensure smooth workflow across departments.
• Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
• Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
• Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
• Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
• Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
• Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
• Collaborate with leadership to drive new business development and operational strategy.
• Support recruiting, onboarding, and training of new staff as the firm grows.
• Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
• 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
• Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
• Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
• Experience with annuity business processing strongly preferred.
• Proven leadership and team management abilities.
• Excellent organizational, problem-solving, and communication skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
• Bachelor's degree in Finance, Business, or related field preferred.
What the Position Offers:
• Leadershiprole with significant impact on firm's growth and success
• Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match