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Executive Ria Firm Jobs (NOW HIRING)

Mercer Advisors

Community Analytics Manager

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Executive Reporting & Program Office Leadership * Own recurring business reviews, executive ...

Mercer Advisors

VP, Privacy

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... This role requires strong communication, leadership, and executive presence when representing the ...

Mercer Advisors

VP, Privacy

Denver, CO

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... This role requires strong communication, leadership, and executive presence when representing the ...

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Executive Ria Firm information

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$26.5K

$93.6K

$184K

How much do executive ria firm jobs pay per year?

As of Aug 22, 2026, the average yearly pay for executive ria firm in the United States is $93,552.00, according to ZipRecruiter salary data. Most workers in this role earn between $58,000.00 and $120,500.00 per year, depending on experience, location, and employer.

What is the difference between Executive Ria Firm vs Registered Investment Advisor?

AspectExecutive Ria FirmRegistered Investment Advisor
CredentialsTypically holds SEC registration, CFP, or CFA certificationsRequires SEC registration, CFP, CFA, or similar certifications
Work EnvironmentFinancial advisory firms, often with a team of advisorsIndependent or firm-based financial advisory setting
Industry UsageCommonly used for firms providing investment adviceUsed for individuals or firms offering personalized investment management

Both Executive Ria Firms and Registered Investment Advisors are regulated entities providing investment advice. The main difference lies in the context of usage; 'Executive Ria Firm' emphasizes the firm's leadership and operational structure, while 'Registered Investment Advisor' is a regulatory designation. Understanding these distinctions helps clients identify qualified financial advisory services.

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Executive Ria Firm jobs near you
Infographic showing various Executive Ria Firm job openings in the United States as of August 2026, with employment types broken down into 90% Full Time, 6% Part Time, and 4% Contract. Highlights an 83% Physical, 5% Hybrid, and 12% Remote job distribution, with an average salary of $93,552 per year, or $45 per hour.

Chief Compliance Officer - RIA (Atlanta)

Pinnacle Career Coaching

Atlanta, GA • On-site

Full-time

This job post has expired today. Applications are no longer accepted.

Job description

We've partnered with a fast-growing RIA that is looking for a CCO to join their close-knit team as they continue to expand their presence and operations.

This is a hands-on position building a compliance program with the support of the executive team and external consultancy.

What you'll be doing:

  • Building the compliance program from the ground up, covering all core compliance activities, ensuring compliance with SEC and state regulations, overseeing Form ADV filings and acting as the primary contact for regulatory examinations and inquiries.
  • Conduct compliance risk assessments, investigations and remediation efforts to mitigate regulatory and operational risk.
  • Oversee testing, monitoring, and annual reviews of compliance programs, presenting findings to the CEO, President and Board
  • Implement robust AML/KYC, privacy, cybersecurity, and code-of-ethics frameworks aligned with SEC standards
  • Review and approve all marketing and sales materials to ensure regulatory compliance across RIA channels.
  • Leverage compliance technology platforms to manage reporting, monitor employee activities, streamline compliance workflows and maintain regulatory records.

What they're looking for:

  • Bachelor's degree level educated
  • 6+ years of compliance experience, working within a RIA or dual-registered BD/RIA firm
  • Extensive experience with the Advisers Act and pertinent SEC rules and regulations
  • Comfortable managing and communicating with executive stakeholders and regulatory bodies
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