Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives.
Quick apply
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives.
Quick apply
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives.
Austin, TX · On-site
$85K/yr
This is firsthand mentorship from the CEO of a top-performing Registered Investment Advisor (RIA) firm. In five years, you'll be semi-bulletproof in this industry--able to punch your own ticket ...
Austin, TX · On-site
$85K/yr
This is firsthand mentorship from the CEO of a top-performing Registered Investment Advisor (RIA) firm. In five years, you'll be semi-bulletproof in this industry--able to punch your own ticket ...
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives.
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives.
Baltimore, MD · On-site +1
... firm to carry out the business strategy. Must manage the assigned key client relationships ... Conduct effective prep and follow-up meetings with investment and executive leaders when meeting ...
Baltimore, MD · On-site +1
... firm to carry out the business strategy. Must manage the assigned key client relationships ... Conduct effective prep and follow-up meetings with investment and executive leaders when meeting ...
Boca Raton, FL · On-site
$110K - $120K/yr
... Advisory (RIA) firm seeking an experienced Operations Manager to work on-site in Boca Raton ... career path into executive leadership. The ideal candidate is an experienced RIA operations ...
Boca Raton, FL · On-site
$110K - $120K/yr
... Advisory (RIA) firm seeking an experienced Operations Manager to work on-site in Boca Raton ... career path into executive leadership. The ideal candidate is an experienced RIA operations ...
Los Angeles, CA · On-site
$18.25 - $24.25/hr
... RIA) firm environment ... Our client is a full service, boutique investment advisory firm that has built its business to ...
Los Angeles, CA · On-site
$18.25 - $24.25/hr
... RIA) firm environment ... Our client is a full service, boutique investment advisory firm that has built its business to ...
Be Seen First
Boca Raton, FL · On-site
$110K - $120K/yr
... Advisory (RIA) firm seeking an experienced Operations Manager to work on-site in Boca Raton ... career path into executive leadership. The ideal candidate is an experienced RIA operations ...
Quick apply
Be Seen First
Boca Raton, FL · On-site
$110K - $120K/yr
... Advisory (RIA) firm seeking an experienced Operations Manager to work on-site in Boca Raton ... career path into executive leadership. The ideal candidate is an experienced RIA operations ...
... RIA firm. This company is headquartered in Tysons, VA and will require someone to have the ability ... Work directly with the CEO and executive leadership team to drive long-term growth strategy * Build ...
... RIA firm. This company is headquartered in Tysons, VA and will require someone to have the ability ... Work directly with the CEO and executive leadership team to drive long-term growth strategy * Build ...
Manhattan, NY · On-site
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company-wide financial strategy, KPI ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
Manhattan, NY · On-site
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company-wide financial strategy, KPI ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company-wide financial strategy, KPI ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company-wide financial strategy, KPI ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
New York, NY · On-site
This is a multi-faceted, high exposure role, working directly with the firm's founders, executives ... management/RIA firm with exposure to high net worth clients and large, complex portfolios.
New York, NY · On-site
This is a multi-faceted, high exposure role, working directly with the firm's founders, executives ... management/RIA firm with exposure to high net worth clients and large, complex portfolios.
Stamford, CT · On-site
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company‑wide financial strategy ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
Stamford, CT · On-site
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company‑wide financial strategy ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
Stamford, CT · On-site
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company-wide financial strategy, KPI ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
Stamford, CT · On-site
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company-wide financial strategy, KPI ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company-wide financial strategy, KPI ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company-wide financial strategy, KPI ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
Manhattan, NY · On-site
This is a multi-faceted, high exposure role, working directly with the firm's founders, executives ... management/RIA firm with exposure to high net worth clients and large, complex portfolios.
Manhattan, NY · On-site
This is a multi-faceted, high exposure role, working directly with the firm's founders, executives ... management/RIA firm with exposure to high net worth clients and large, complex portfolios.
Manhattan, NY · On-site
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company-wide financial strategy, KPI ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
Manhattan, NY · On-site
$225K - $275K/yr
Partner directly with the CFO and executive leadership team on company-wide financial strategy, KPI ... A Barron's Top 100 RIA Firm, Forbes' America's Top RIA Firm and CNBC Elite Advisor*, NewEdge ...
Manhattan, NY · On-site
$80K - $110K/yr
About Obsidian CIO Obsidian CIO is a boutique OCIO/RIA firm based in New York, providing outsourced ... About the Role We're looking for a sharp, resourceful Executive Assistant & Operations Associate to ...
Manhattan, NY · On-site
$80K - $110K/yr
About Obsidian CIO Obsidian CIO is a boutique OCIO/RIA firm based in New York, providing outsourced ... About the Role We're looking for a sharp, resourceful Executive Assistant & Operations Associate to ...
Manhattan, NY · On-site
... RIA firm, or Registered Investment Advisor firm,with nearly $2 billion in AUM, committed to ... Strategic Leadership • Partner with the executive team on business strategy, costs optimization ...
Manhattan, NY · On-site
... RIA firm, or Registered Investment Advisor firm,with nearly $2 billion in AUM, committed to ... Strategic Leadership • Partner with the executive team on business strategy, costs optimization ...
New York, NY · On-site
... RIA firm, or Registered Investment Advisor firm,with nearly $2 billion in AUM, committed to ... Strategic Leadership Partner with the executive team on business strategy, costs optimization ...
Quick apply
New York, NY · On-site
... RIA firm, or Registered Investment Advisor firm,with nearly $2 billion in AUM, committed to ... Strategic Leadership Partner with the executive team on business strategy, costs optimization ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Executive Reporting & Program Office Leadership * Own recurring business reviews, executive ...
Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Executive Reporting & Program Office Leadership * Own recurring business reviews, executive ...
$26.5K - $40.8K
11% of jobs
$40.8K - $55.1K
12% of jobs
$56.8K is the 25th percentile. Wages below this are outliers.
$55.1K - $69.5K
22% of jobs
The median wage is $77.4K / yr.
$69.5K - $83.8K
10% of jobs
$83.8K - $98.1K
9% of jobs
$98.1K - $112.4K
11% of jobs
$114.6K is the 75th percentile. Wages above this are outliers.
$112.4K - $126.7K
11% of jobs
$126.7K - $141K
4% of jobs
$141K - $155.4K
11% of jobs
$155.4K - $169.7K
0% of jobs
$169.7K - $184K
1% of jobs
$26.5K
$93.6K
$184K
| Aspect | Executive Ria Firm | Registered Investment Advisor |
|---|---|---|
| Credentials | Typically holds SEC registration, CFP, or CFA certifications | Requires SEC registration, CFP, CFA, or similar certifications |
| Work Environment | Financial advisory firms, often with a team of advisors | Independent or firm-based financial advisory setting |
| Industry Usage | Commonly used for firms providing investment advice | Used for individuals or firms offering personalized investment management |
Both Executive Ria Firms and Registered Investment Advisors are regulated entities providing investment advice. The main difference lies in the context of usage; 'Executive Ria Firm' emphasizes the firm's leadership and operational structure, while 'Registered Investment Advisor' is a regulatory designation. Understanding these distinctions helps clients identify qualified financial advisory services.
Cities with the most Executive Ria Firm job openings:
The most popular types of Ria Firm jobs are:
States with the most job openings for Executive Ria Firm jobs include:

Fort Worth, TX • On-site
Full-time
Re-posted 18 days ago
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives. The firm seeks an experienced Operations Manager to oversee all aspects of the firm’s internal operations, ensuring this high-volume office runs efficiently and client cases are processed accurately and on time. This individual will manage the operations staff, monitor case flow, and coordinate with advisors to help them achieve performance goals. The ideal candidate will have deep industry knowledge, strong leadership skills, and hands-on experience with key financial technology platforms.
Responsibilities of the Operations Manager (RIA):
· Oversee day-to-day office operations and ensure smooth workflow across departments.
· Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
· Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
· Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
· Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
· Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
· Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
· Collaborate with leadership to drive new business development and operational strategy.
· Support recruiting, onboarding, and training of new staff as the firm grows.
· Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
· 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
· Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
· Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
· Experience with annuity business processing strongly preferred.
· Proven leadership and team management abilities.
· Excellent organizational, problem-solving, and communication skills.
· Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
· Bachelor’s degree in Finance, Business, or related field preferred.
What the Position Offers:
· Leadership role with significant impact on firm’s growth and success
· Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match
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1 - 10 Employees
Dallas, TX, US