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Executive Ria Firm Jobs in Carson, CA (NOW HIRING)

Regal Executive Search

CFO

Newport Beach, CA · On-site

CFO We are currently seeking an experienced, highly motivated executive to lead the finance and ... RIA), investment management firm or broker/dealer * Excellent interpersonal and verbal/written ...

Regal Executive Search

Tax Director

Los Angeles, CA · On-site

Collaborate with other departments to make sure firm goals are met as a whole * Review tax ... Proficient in Lacerte, RIA, BNA as well as other accounting software Meet Your Recruiter Tim ...

Regal Executive Search

Senior Tax Associate

Beverly Hills, CA · On-site

$93K - $115K/yr

Understand and be able to explain the reasons behind the firm's policies, procedures and practices ... Experience with tax research databases such as BNA and RIA Proficient in all tax compliance process ...

Regal Executive Search

Senior Tax - PCS / HNWI

Pasadena, CA · On-site

$89K - $111K/yr

Our firm as well as our Private Client Services tax practice continues to take on new opportunities ... Prior experience in researching technical tax issues in RIA, CCH IntelliConnect, BNA, and/or Lexis ...

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Executive Ria Firm information

See Carson, CA salary details

$27.7K

$97.8K

$192.4K

How much do executive ria firm jobs pay per year?

As of Aug 22, 2026, the average yearly pay for executive ria firm in Carson, CA is $97,840.00, according to ZipRecruiter salary data. Most workers in this role earn between $60,700.00 and $126,000.00 per year, depending on experience, location, and employer.

What is the difference between Executive Ria Firm vs Registered Investment Advisor?

AspectExecutive Ria FirmRegistered Investment Advisor
CredentialsTypically holds SEC registration, CFP, or CFA certificationsRequires SEC registration, CFP, CFA, or similar certifications
Work EnvironmentFinancial advisory firms, often with a team of advisorsIndependent or firm-based financial advisory setting
Industry UsageCommonly used for firms providing investment adviceUsed for individuals or firms offering personalized investment management

Both Executive Ria Firms and Registered Investment Advisors are regulated entities providing investment advice. The main difference lies in the context of usage; 'Executive Ria Firm' emphasizes the firm's leadership and operational structure, while 'Registered Investment Advisor' is a regulatory designation. Understanding these distinctions helps clients identify qualified financial advisory services.

What are popular job titles related to Executive Ria Firm jobs in Carson, CA?

For Executive Ria Firm jobs in Carson, CA, the most frequently searched job titles are:

What cities near Carson, CA are hiring for Executive Ria Firm jobs?

Cities near Carson, CA with the most Executive Ria Firm job openings:

Executive Ria Firm jobs near you

Client Services Specialist - Registered Investment Adivsor (RIA)

Regal Executive Search

Los Angeles, CA • On-site

$18.25 - $24.25/hr

Full-time

Re-posted 26 days ago

Job description


Client Service Specialist - Registered Investments Adviser (RIA)
SUMMARY
We are looking for a Client Service Specialist with up to 3 years experience in a Registered Investments Adviser (RIA) firm environment.
Our client is a full service, boutique investment advisory firm that has built its business to provide a Family Office investment experience to a broader universe of clientele.
As a Registered Investment Adviser (RIA), they provide wealth management and investment services tailored to the unique situations of high net-worth individuals, trusts and family offices.
RESPONSIBILITIES
The CSR will manage the daily 'Client Service' satisfaction for our clients. The CSR is the key person/liaison for onboarding, servicing, tracking, and resolving day to day operational issues with our clients.
They will directly support the service needs as required. You will be working on New Accounts, Account Transfers, Client requests and Money Movement. These areas are required to handle and manage data processing as well as handling of confidential documentation.
  1. Ensure documents are processed and in good order
  2. Responsible for processing new account applications, any money movement requests, and account update requests as well as reviewing client correspondence for our clients
  3. Ensure Documents are saved in correct areas such as Perm Doc Folder in Laser Fische
  4. Maintain New Accounts log in order to keep details of all account opening centralized and organized
  5. Setting up account in Addepar, Junxure, Client Portal, U Drive, Laser Fische
  6. Tic and Tie assets to ensure consistency and completion of Set up
  7. Have basic understanding of Alternative investment process in case assistance is required
  8. Resolve NIGO issue or other discrepancies
  9. Handle large volumes of paperwork in an organized and efficient manner
  10. Maintain a daily workflow in Junxure to ensure our clients request are completed in a timely and efficient manner
  11. A strong eye for detail to complete daily transactions; ensure compliance with internal and industry regulatory requirements
  12. Effectively prioritize work time to ensure productivity standards are achieved
  13. Work as part of a team to deliver exceptional service and provide issue resolution
  14. Listen to client cues and review accounts to engage in a dialogue to identify additional needs and present effective solutions
  15. Deliver client service, positive energy, and problem-solving skills to assist clients in opening their accounts, as well as performing detailed research and follow-up
  16. Receive inbound calls from our clients. Establish clear points of contact for one-stop resolution and for ongoing support and escalations
  17. Demonstrate flexibility and work collaboratively with other team members to deliver high quality service and meet client expectations
  18. Manage multiple tasks effectively by balancing high productivity with excellent service quality
  19. Ad-hoc requests as needed
  20. Maintain clean & locked desk policy

REQUIREMENTS
  1. Up to 3 years working in a Registered Investments Adviser (RIA) company
  2. Bachelors Degree
  3. Strong communications and ability to work in a fast paced environment.

Meet Your Recruiter
Tim Bramley

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